03.16 Wheelchair Access Ramps FY 2018-19 FO 9
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April 9, 2019
TO: Honorable Mayor and Members of the City Council
THRU: Rick Otto, City Manager
FROM: Christopher Cash, Public Works Director
William R. Crouch Community Development Director
REVIEW: City Mana r inance �2�
1. SU�JECT
Award of Contract Bid No. 189-21; SP-4075; 'Wheelchair Access Ramps at Various
Locations Project Fiscal Year 2018-2019 to All Cities Engineering, Inc.
2. SUMMARY
Bids for Community Development Block Grant Americans with Disabilities Act Wheelchair
Access Ramps at Various Locations Project Fiscal Year 2018-2019 were received and
opened on March 21, 2019. Nine bidders responded to the Notice Inviting Bids. The
apparent low bidder is All Cities Engineering Inc. of Jurupa Valley, Ca for $207,910.
3. RECOMMENDED ACTION
Award the contract in the amount of $207,910 to All Cities Engineering, Inc. of Jurupa
Valley California and authorize the Mayor and the City Clerk to execute on behalf of the
City.
4. FISCAL IMPACT
The total expenditure for this project is $239,097 and will be funded in Community
Development Block Grant Americans with Disabilities Act Improvements (11328) through
Community Development Block Grant (310).
5. STRATEGIC PLAN GOALS
Goal 1: Provide for a safe community �
b: Provide and maintain infrastructure necessary to ensure the safety of the public.
Goal 4: Provide outstanding public service
b: Provide facilities and services to meet customer expectations.
ITEM 3 • �� 1 04/09/2019
6. DISCUSSION �►ND BACKGROUND
The City Council previously approved advertisement for bids at the City Council meeting
held on February12, 2019. The bid solicitation was advertised on February 28, 2019 for
three weeks, and bids were opened on March 21, 2019. Nine bidders submitted proposals
as follows:
1. All Cities Engineering, Inc. $207,910
2. EBS General Engineering, Inc. $241,850
3. KC Equipment, Inc. $249,380
4. Gentry General Engineering, Inc. $271,253
5. Hardy and Harper, Inc. $280,000
6. Onyx Paving Co Inc. $303,000
7. Alfaro Communications Construction, Inc. $361,690
8. CaIProMax Engineering, Inc. $363,000
9. LC Paving & Sealing, Inc. $369,050
The total cost is estimated at $239,097 including 15% for construction engineering and
contingency. Staff checked the references and qualifications for All Cities Engineering,
Inc. and found them to be acceptable, with adequate years of experience in completing
contracts of a similar nature to this project. Therefore, staff recommends that All Cities
Engineering, Inc. be awarded the contract in the amount of $207,910 for Community
Development Block Grant (CDBG) Americans with Disabilities Act (ADA) Wheelchair
Access Ramps at Various Locations Project Fiscal Year 2018-2019.
This project will provide for the construction of approximately 50 ADA wheelchair access
ramps at various locations citywide. As part of this project, detectable warning surfaces
(truncated domes) will be installed per the American with Disabilities Act Accessibility
Guidelines (ADAAG) requirements.
The City receives CDBG funding from the U.S. Department of Housing and Urban
Development for activities that primarily benefit low and moderate income residents.
Construction of ADA compliant access ramps city-wide qualifies for CDBG funding
because the ramps benefit disabled residents that are considered to be low income.
The proposed project is categorically exempt from the provisions of the California
Environmental Quality Act (CEQA) under CEQA guidelines Section 15301 "Existing
. Facilities" Class 1 (c). The Notice of Exemption has been filed with the County Recorder's
Office. The proposed project is also categorically excluded from the provisions of the
National Environmental Policy Act (NEPA) under CFR 24 Section 58.35. Documentation
of this determination is on file.
Construction is scheduled to begin in early May 2019 and is expected to be completed
within 45 calendar days.
7. ATTACHMENT �
1. Bid Abstract
2. Location Maps
3. Contract
ITEM 2 04/09/2019
City of Orange:Summary of Bid Abstracts for:
CDBG FY 2018-19—Americans with Disabilities Act(ADA) 1 2 3
Wheelchair Access Ramp
Replacement at Various Locations
Bid No.189-21;Project No.SP-4075
Date of Bid Opening:3/21/2019
ENGINEER'S ESTIMATE All Ciries Engineering,Inc. EBS General Engineering,Inc. KC Equipment,Inc.
Jurupa Valley Ca Carona,Ca Irvine Ca
Tel.No. (909)241-3632 Tel.No. (951)279-6869 Tel.No. (949)748-6285
NO. DESCRIPTION OF WORK QUANTITY UNIT PRICE AMOUNT UNIT PRICE AMOUNT UNIT PRICE AMOUNT iJNIT PRICE AMOUNT
1 Sawcut Remove and Replace Sidewalk 50 EA $ 4,730.00 $236,500.00 $4,000.00 $200,000.00 $4,500.00 $225,000.00 $4,300.00 $215,000.00
Access Ramp Per City Standard Plan 121
(All Tvnacl
2 Sawcut,Remove and Replace Existing 200 SF $ 19.80 $3,960.00 $8.00 $1,600.00 $14.00 $2,800.00 $]0.00 $2,000.00
Sidewalk Per City Standard Plan No 118
Re 17(1
3 Sawcut Remove and Replace Exisitng 50 LF $ 55.00 $2,750.00 $45.00 $2,250.00 $95.00 $4,750.00 $60.00 $3,000.00
Curb and Gutter Per City Standard Plan
Nn.117
4 Sawcut Remove and Replace Existing 180 SF $ 22.00 $3,960.00 $17.00 $3,060.00 $35.00 $6,300.00 $16.00 $2,880.00
Concrete Cross Gutter/and or Spandrel
per City Standard Plan No.119
5 Remove and Replace Traffic Signal or 2 EA $ 1,045.00 $2,090.00 $500.00 $1,000.00 $1,500.00 $3,000.00 $4,250.00 $8,500.00
Street light Pull Box and Adjust Conduit
$249,260.00 $207,910.00 $241,850.00 $231,380.00
Page 1 of 3
City of Orange:Summary of Bid Abstracts for:
CDBG FY 2018-19—Americans with Disabilities Act(ADA) 4 5 6 7
Wheelchair Access Ramp
Replacement at Various Locations
Bid No.189-21;Project No.SP-4075
Date of Bid Opening:3/21/2019
Gentry General Engineering,Inc. Hardy&Harper,Inc. Onyx Paving Company,Inc. Alfaro Communications
Rancho Cucamonga,Ca Lake Forest,Ca Anaheim,Ca Construction,Inc.
Comnton.Ca
Tel.No. (909)330-1128 Tel.No. 714444-1851 Tel.No. (714)632-6699 Tel.No. (310)669-8949
NO. DESCRIPTION OF WORK QUANTITY LTNIT PRICE AMOUNT UNIT PRICE AMOUNT UNIT PRICE AMOUNT UNIT PRICE AMOUNT
1 Sawcut Remove and Replace Sidewalk 50 EA $5,205.20 $260,260.00 $5,300.00 $265,000.00 $5,500.00 $275,000.00 $7,000.00 $350,000.00
Access Ramp Per City Standard Plan 121
IAII Tvnacl
2 Sawcut,Remove and Replace Existing 200 SF $11.98 $2,39G.00 $9.00 $1,800.00 $24.00 $4,800.00 $11.00 $2,200.00
Sidewalk Per City Standard Plan No 118
R 170
3 Sawcut Remove and Replace Exisitng 50 LF $7322 $3,661.00 $80.00 $4,000.00 $76.00 $3,800.00 $78.00 $3,900.00
Curb and Gutter Per City Standard Plan
Nn.117
4 Sawcut Remove and Replace Existing 180 SF $15.20 $2,73G.00 $23.00 $4,140.00 $30.00 $5,400.00 $26.00 $4,680.00
Concrete Cross Gutter/and or Spandrel
per City Standard Plan No.119
5 Remove and Replace Treffic Signal or 2 EA $1,100.00 $2,200.00 $2,530.00 $5,060.00 $7,000.00 $14,000.00 $455.00 $910.00
Street light Pull Box and Adjust Conduit
$271,253.00 $280,000.00 $303,000.00 $361,G90.00
Page 2 of 3
City of Orange:Summary of Bid Abstracts for:
CDBG FY 2018-19—Americans with Disabilities Act(ADA) 8 9
Wheelchair Access Ramp
Replacement at Various Locations
Bid No.189-21;Project No.SP-4075
Date of Bid Opening:3/21/2019
CALPROMAX Engineering,Inc LC Paving&Sealing,Inc.
Tustin,Ca San Marcos,Ca
Tel.No. (714)573-4599 Tel.No. (760)752-1743
NO. DESCRIPTION OF WORK QUANTITY UNIT PRICE AMOUNT UNIT PRICE AMOUNT
1 Sawcut Remove and Replace Sidewalk 50 EA $7,000.00 $350,000.00 $7,192.00 $359,G00.00
Access Ramp Per City Standard Plan 121
(All Tvnac)
2 Sawcut,Remove and Replace Existing 200 SF $12.00 $2,400.00 $1].50 $2,300.00
Sidewalk Per City Standard Plan No 118
R��n _
3 Sawcut Remove and Replace Exisitng 50 LF $60.00 $3,000.00 $47.00 $2,350.00
Curb and Gutter Per City Standard Plan
Nn.117
4 Sawcut Remove and Replace Existing 180 SF $20.00 $3,G00.00 $20.00 $3,600.00
Concrete Cross Gutter/and or Spandrel
per City Standard Plan No.119
5 Remove and Replace Treffic Signal or 2 EA $2,000.00 $4,000.00 $600.00 $1,200.00
Street light Pull Box and Adjust Conduit
$363,000.00 $369,050.00
Page 3 of 3
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Page 1 of 3
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Page 2 of 3
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Page 3 of 3
CONTRACT
[CDBG FY 2018-19—Americans with Disabilities Act(ADA) Wheelchair Access
Ramp Replacement at Various Locations (Bid No. 189-21, SP-4075)]
THIS CONTRACT ("Contract") is made and entered into as of , 2019
("Effective Date") by and between the CITY OF ORANGE, a municipal corporation ("City"),
and ALL CITIES ENGINEERING, INC., a California corporation ("Contractor"), with its
principal office for purposes of this Contract at 5881 Snowgrass Trail, Jurupa Valley, California
92509.
ARTICLE I
For and in consideration of the payments and agreements hereinafter mentioned, to be
made and performed by City, and under the conditions expressed in the two (2) bonds presented
to City with this Contract and incorporated herein by this reference, Contractor hereby agrees to
and shall do all the work and fiunish all the labor, materials, tools and equipment, except such as
are mentioned in the specifications to be furnished by City to Contractor, necessary to complete
in good workmanship and substantial manner the work(the"Work") described in:
(1) The Project Maps for CDBG FY 2018-19 —Americans with Disabilities Act
(ADA) Wheelchair Access Ramp Replacement at Various Locations (Exhibit
1) prepared for City by Eduardo Lopez, approved by the "Engineer" (as
defined herein below) on February 26, 2019 and consisting of sheets
numbered 1 through 3, inclusive (herein referred to as the "Plans");
(2) The latest edition of the "City of Orange Standard Plans and Specifications"
(herein referred to as the "Orange Book") with "Engineer", as used in the
Orange Book and in this Contract, to specifically include the City Engineer(or
his designee);
(3) The "Standard Specifications for Public Works Construction (herein referred
to as the"Green Book"), and all amendments thereto;
(4) The Compliance Documents attached hereto as Attachment No. 1 and
incorporated herein by this reference;
(5) The Labor Relations Forms attached hereto as Attachment No. 2 and
incorporated herein by this reference;
(6) The "City of Orange Standard Special Provisions" attached hereto as
Attachment No. 3 and incorporated herein by this reference (herein referred to
as the"Special Provisions");
(7) The Standard Plans attached hereto as Attachment No. 4 and incorporated
herein by this reference;
(8) The Federal Special Provisions attached hereto as Attachment No. 5 and
incorporated herein by this reference;
(9) The Federal Labor Standards and Provisions attached hereto as Attachment
No. 6 and incorporated herein by this reference;
(10) The Federal Prevailing Wage Rates attached hereto as Attachment No. 7 and
incorporated herein by this reference; and
(11) Contractor's Proposal, which is on file with City's Departrnent of Public
Works.
Contractor acknowledges that it has received the Plans from City and that a complete
copy of the Plans are in its possession and are hereby specifically referred to and by such
reference made a part hereof. The Orange Book and the Green Book are on file with City's
Public Works Director and are hereby specifically referred to and by such reference made a part
hereof. Contractor hereby acknowledges that it has read, reviewed and understands the Plans,
the Standard Plans, the Orange Book, the Green Book, the Special Provisions, and the City of
Orange Special Provisions and Encroachment Permit as they relate to the Work, all of which
documents shall be referred to herein collectively as the "Plans and Specifications". Contractor
shall be aware of Chapter 8.28 of the-Orange Municipal Code which requires, among other
things, that Contractor utilize City's exclusive solid waste hauler for the rental of bins for trash
and debris removal and imposes mandatory recycling requirements for self-hauled construction
and demolition waste. The terms and conditions set forth in this Contract shall control over any
terms and conditions in the Plans and Specifications to the contrary.
The Work is to be performed in conformity with the Plans and Specifications and the
Proposal and all applicable laws, including any and all applicable federal and state labor laws
and standards and applicable prevailing wage requirements and any and all state, federal and
local statutes, regulations and ordinances relating to the protection of human health or the
environment.
Unless and until otherwise notified in writing by City's Public Works Director, City's
Principal Civil Engineer Randy Nguyen ( "Authorized City Representative") shall be the person
to whom Contractor will report for the performance of the Work hereunder. It is understood that
Contractor's performance hereunder shall be under the direction and supervision of the
Authorized City Representative or such other person as City's Public Works Director may
designate from time to time, that Contractor shall coordinate the Work hereunder with the
Authorized City Representative to the extent required by the Authorized City Representative,
and that all performances required hereunder by Contractor shall be performed to the satisfaction
of the Authorized City Representative or City's Public Works Director.
ARTICLE II
Contractor agrees to commence the Work provided for in this Contract within fifteen
(15) days of the date of the issuance by City of a Notice to Proceed and to diligently prosecute
completion of the Work within forty five (45) calendar days from such date, unless legal
extension is granted in accordance with the terms set forth in the Green Book.
2
ARTICLE III
Contractor agrees to receive and accept an amount not to exceed TWO HUNDRED
SEVEN THOUSAND NINE HUNDRED TEN and 00/100 DOLLARS ($207,910.00) as full
compensation for furnishing all materials and doing all the Work contemplated and embraced in
this Contract; also for all loss or damage arising out of the nature of the Work aforesaid, or from
the acts of the elements, or from any unforeseen difficulties or obstructions which may arise or
be encountered in the prosecution of the Work until its acceptance by City, and all risks of every
description connected with the Work, also for all expenses incurred by or in consequence of the
suspension or discontinuance of the Work, and for well and faithfully completing the Work, and
for the whole thereof, in the manner and according to the Plans and Specifications, and
requirements of the Authorized City Representative under them.
ARTICLE IV
It is further expressly agreed by and between the parties hereto that should there be any
conflict between the terms of this instrument and the bid or proposal of Contractor, then this
instrument shall control and nothing herein shall be considered as an acceptance of the said terms
of said proposal conflicting herewith.
ARTICLE V
Contractor represents that it and any subcontractors it may engage, possess any and all
licenses which are required under state or federal law to perform the Work contemplated by this
Contract and that Contractor and subcontractors shall maintain all appropriate licenses, including
a City of Orange business license, at its cost, during the performance of this Contract.
ARTICLE VI
Contractor guarantees the construction and installation of all work included in the Plans
and Specifications for which Contractor has been awarded this Contract.
Should any of the materials or equipment installed pursuant to this Contract prove
defective or should the Work as a whole prove defective, due to faulty equipment,workmanship,
materials furnished or methods of installations, or should said Work or any part thereof fail to
function properly, as designed, due to any of the above causes within twelve (12) months after
the date on which said Work specified in this Contract is accepted by City, Contractor shall make
repairs and furnish such materials and equipment as are necessary to be furnished and installed
within fifteen(15) calendar days after the receipt of a demand from City.
Said Work will be deemed defective within the meaning of this guarantee in the event
that it fails to function as originally intended either by the Plans and Specifications of this
Contract or by the manufacturer(s) of the equipment incorporated into the Work.
In the event repairs are not made within fifteen (15) calendar days after Contractor's
receipt of a demand from City, City shall have the unqualified option to make any needed repairs
or replacements itself or by any other contractor. Contractor shall reimburse City, upon demand,
3
for all expenses incurred in restoring said Work to the condition contemplated in this Contract,
including the cost of any equipment or materials replaced.
It is understood that emergency repairs, by necessity, may be made by City. Therefore,
when defective equipment, materials or workmanship result in emergency repairs by City,
Contractor shall reimburse City, upon demand, all expenses incurred. Emergency repairs will be
deemed as those repairs determined by City's Director of Public Works to be necessary due to an
immediate detriment to the health, safety,welfare or convenience of the residents of City.
ARTICLE VII
The work which is the subject of this Contract is a "public work", as that term is defined
in Section 1720 of the California Labor Code, for which prevailing wages must be paid. To the
extent Contractor's employees will perform any work that falls within any of the classifications
for which the California Department of Labor Relations promulgates prevailing wage
determinations, Contractor hereby agrees that it, and any subcontractor under it, shall pay not
less than the specified prevailing rates of wages to all such workmen. The general prevailing
wage determinations for crafts can be located on the website of the Department of Industrial
Relations (www.dir.ca.gov/DLSR). Additionally, to perform work under this Contract,
Contractor must meet all State registration requirements and criteria, including project
compliance monitoring.
Attached hereto as Attachment No. 8 and incorporated herein by this reference is a copy
of the provisions of Sections 1725.5, 1771, 1771.1, 1771.4, 1775, 1776, 1777.5, 1813 and 1815
of the California Labor Code. Contractor hereby acknowledges that it has read, reviewed and
understands those provisions of the California Labor Code and, accordingly, hereby agrees to
and shall prosecute and complete the Work under this Contract in strict compliance with all of
the terms and provisions contained in those provisions of the California Labor Code.
Contractor hereby agrees to and shall secure the payment of compensation to its
employees in accordance with the provisions of Section 3700 of the California Labor Code.
Accordingly, and as required by Section 1861 of the California Labor Code, Contractor hereby
certifies as follows:
"I am aware of the provisions of Section 3700 of the Labor Code which
require every employer to be insured against liability for workers'
compensation or to undertake self-insurance in accordance with the provisions
of that code, and I will comply with such provisions before commencing the
performance of the work of this contract."
Contractor hereby agrees to and shall indemnify, protect, defend and hold harmless City
and its officers, employees, contractors and agents, with counsel reasonably acceptable to City,
from and against any and all loss, liability, damage, claim, cost, expense, and/or "increased
costs" (including reasonable attorney's fees, court and litigation costs, and fees of expert
witnesses) which result or arise in any way from the noncompliance by Contractor of any
applicable local, state and/or federal law, including, without limitation, any applicable federal
and/or state labor laws (including, without limitation, the requirement to pay state prevailing
wages). It is agreed by the parties that, in connection with the construction of the work which is
4
the subject of this Contract, Contractor shall bear all risks of payment or non-payment of state
prevailing wages. "Increased costs" as used in this paragraph shall have the meaning ascribed to
it in Labor Code Section 1781, as the same may be enacted, adopted or amended from time to
time. The foregoing indemnity shall survive termination of this Contract.
ARTICLE VIII
Contractor shall procure and maintain for the duration of this Contract insurance against
claims for injuries to persons or damages to property which may arise from or in connection with
the performance of the work hereunder and the results of that work by Contractor, his agents,
representatives, employees or subcontractors.
Coverage shall be at least as broad as:
1. Insurance Services Office Commercial General Liability coverage (occurrence Form CG 00
O1).
2. Insurance Services Office Form Number CA 00 O1 covering Automobile Liability, code 1
(any auto).
3. Workers' Compensation insurance as required by the State of California and Employer's
Liability Insurance.
Contractor shall maintain the following minimum amount of insurance: the greater of(a)
the limits set forth in 1 through 4, below; or (b) all of the insurance coverage and/or limits
carried by or available to Contractor.
1. General Liability: $2,000,000 per occurrence for bodily injury, personal
injury and property damage. If
Commercial General Liability insurance or
. other form with a general aggregate limit is
used, either the general aggregate limit
shall apply separately to this
projecdlocation or the general aggregate
limit shall be twice the required occurrence
limit.
2. Automobile Liability: $1,000,000 per accident for bodily injury and property
damage.
3. Workers' Compensation: As required by the State of Califorrua.
4. Employer's Liability: $1,000,000 per accident for bodily injury or disease.
Any deductibles or self-insured retentions must be declared to and approved by City. At
the option of City, either: the insurer shall reduce or eliminate such deductibles or self-insured
retentions with respect to City, its officers, officials, and employees; or Contractor shall provide
a financial guarantee satisfactory to City guaranteeing payment of losses and related
investigations, claim administration, and defense expenses.
5
Any insurance proceeds in excess of or broader than the minimum required coverage
and/or minimum required limits, which are applicable to a given loss, shall be available to City.
No representation is made that the minimum insurance requirements of this Contract are
sufficient to cover the obligations of Contractor under this Contract.
Each policy of general liability and automotive liability insurance shall contain, or be
endorsed to contain, the following provisions:
1. City, its officers, officials, agents and employees are to be covered as additional
insureds with respect to liability arising out of automobiles owned, leased, hired or borrowed by
or on behalf of Contractor; and with respect to liability arising out of work or operations
performed by or on behalf of Contractor, including materials, parts or equipment furnished in
connection with such work or operations. General Liability coverage shall be provided in the
form of an Additional Insured Endorsement (Insurance Services Office, Inc. Form CG 20 10 11
85 or such other form as may be acceptable to City) to Contractor's insurance policy, or as a
separate owner's policy.
2. For any claims related to this project, Contractor's insurance coverage shall be
primary insurance with respect to City, its officers, officials, and employees. Any insurance or
self-insurance maintained by City, its officers, officials, and employees shall be excess of
Contractor's insurance and shall not contribute with it.
3. Each insurance policy required by this clause shall be endorsed to state that
coverage shall not be canceled by either party, except after thirty (30) days' prior written notice
has been provided to City.
The minimuxn liability coverage required above shall apply to City as an additional
insured.
Contractor shall furnish City with original certificates of insurance and endorsements
effecting coverage required by this clause. The endorsements should be on forms acceptable to
City. All certificates and endorsements are to be received and approved by City before work
commences. However, failure to do so shall not operate as a waiver of these insurance
requirements. City reserves the right to require complete, certified copies of all required
insurance policies, including endorsements effecting the coverage required by these
specifications at any time.
All insurance procured and maintained by Contractor shall be issued by insurers admitted
to conduct the pertinent line of insurance business in the State of California and having a rating
of Grade A or better and Class VII or better by the latest edition of Best's Key Rating Guide.
Contractor shall immediately notify City if any required insurance lapses or is otherwise
modified and cease performance of this Contract unless otherwise directed by City. In such a
case, City may procure insurance or self-insure the risk and charge Contractor for such costs and
any and all damages resulting therefrom by way of set-off from any sums owed Contractor.
6
Contractor hereby agrees to waive subrogation which any insurer of Contractor may
acquire from Contractor by virtue of the payment of any loss. Contractor agrees to obtain any
endorsement that may be necessary to effect this waiver of subrogation.
The Workers' Compensation policy shall be endorsed with a waiver of subrogation in
favor of City for all work performed by Contractor, its employees, agents and subcontractors.
Contractor shall require and verify that all subcontractors maintain insurance meeting all
of the requirements stated herein.
ARTICLE IX
Contractor agrees to and shall defend, indemnify and hold harmless City and its officers,
employees, attorneys, contractors and agents from and against any and all claims, liabilities,
losses, damages, penalties, costs or expenses (including reasonable attorneys' fees and court
costs) which City may directly or indirectly sustain or suffer arising from or as a result of the
death of any person or any accident, injury, loss or damage whatsoever caused to any person or
the property of any person which shall occur on or adjacent to the real property which is the
subject of this Contract, or in connection with performance of this Contract which may be
directly or indirectly caused by the acts or omissions of Contractor or its officers; employees,
contractors or agents, or as a consequence of any use, generation, manufacture, storage, disposal,
release or threatened release of a hazardous waste or substance. Contractor shall not be
responsible for (and such indemnity shall not apply to) any willful misconduct, negligence or
breach of this Contract by City or its officers, employees, attorneys, contractors or agents. The
foregoing indemnity shall survive termination of this Contract.
ARTICLE X
Time is of the essence in this Contract. Contractor shall do all things necessary and
incidental to the prosecution of Contractor's work.
ARTICLE XI
During the performance of this Contract, Contractor agrees as follows:
a. Contractor shall not discriminate against any employee or applicant for
employment because of race, color, religion, sex, national origin or mental or physical disability,
or any other basis prohibited by applicable law. Contractor shall ensure that applicants are
employed and that employees are treated during employment, without regard to their race, color,
religion, sex, national origin, or mental or physical disability, or any other basis prohibited by
applicable law. Such actions shall include, but not be limited to the following: employment,
upgrading, demotion or transfer, recnutment or recruitment advertising, layoff or termination,
rates of pay or other forms of compensation and selection for training, including apprenticeship.
Contractor agrees to post in conspicuous places, available to employees and applicants for
employrnent, a notice setting forth provisions of this non-discrimination clause.
b. Contractor shall, in all solicitations and advertisements for employees placed by,
or on behalf of Contractor, state that all qualified applicants will receive consideration for
7
employment without regard for race, color, religion, sex, national origin, or mental or physical
disability, or any other basis prohibited by applicable law.
c. Contractor shall cause the foregoing paragraphs (a) and (b) to be inserted in all
subcontracts for any work covered by this Contract, provided that the foregoing provisions shall
not apply to subcontracts for standard commercial supplies or raw materials.
ARTICLE XII
City, acting through its City Manager or his designee, reserves the right to terminate this
Contract for any reason by giving five (5) days written notice of intent to terminate to
Contractor. Upon receipt of notice, Contractor shall immediately cease work, unless the notice
provides otherwise. Should City terminate this Contract, City shall pay Contractor for services
satisfactorily provided and all allowable reimbursements incurred to the date of termination in
compliance with this Contract, unless such termination shall be for cause, in which event City
may withhold any disputed compensation. City shall not be liable for any claim of lost profits.
ARTICLE XIII
In accordance with generally accepted accounting principles, Contractor shall maintain
reasonably full and complete records of the cost of and completion of services performed under
this Contract. During the term of this Contract and for a period of two years after termination or
completion of this Contract, City shall have the right to inspect and/or audit Contractor's records
pertaining to the performance of this Contract at Contractor's office. Contractor agrees to make
available all records for inspection or audit at its offices during normal business hours and upon
three (3) days notice from City.
ARTICLE XIV
This Contract constitutes the entire agreement of the parties. No other agreement, oral or
written,pertaining to the work to be performed under this Contract shall be of any force or effect
unless it is in writing and signed by both parties. Any work performed which is inconsistent with
or in violation of the provisions of this Contract shall not be compensated. This Contract shall be
construed in accordance with and governed by the laws of the State of California and Contractor
agrees to submit to the jurisdiction of California courts.
ARTICLE XV
This Agreement may be executed in one or more counterparts, each of which shall be
deemed an original, but all of which together shall constitute one and the saxne instrument.
Signatures transmitted via facsimile and electronic mail shall have the same effect as original
signatures. Except as otherwise provided herein, all notices required under this Contract shall be
in writing and delivered personally or by first class mail, postage prepaid, to each party at the
address listed below. Either party may change the notice address by notifying the other party in
writing. Notices may be sent by either e-mail or U.S. Mail. Notices shall be deemed received
upon receipt of same or within three (3) days of deposit in the U.S. Mail, whichever is earlier.
Notices sent by e-mail shall be deemed received on the date of the e-mail transmission.
8
"CONTRACTOR" "CITY"
All Cities Engineering, Inc. City of Orange
5881 Snowgrass Trail 300 E. Chapman Avenue
Jurupa Valley, CA 92509 Orange, CA 92866-1591
Attn: Apolonio Ramirez Attn: Randy Nguyen
Telephone No.: (909)241-3632 Telephone No.: (714) 744-5531
E-Mail: kim.aceinc@gmail.com E-Mail: rnguyen@cityoforange.org
ARTICLE XVI
a. Contractor shall be knowledgeable of and comply with all local, state and federal
laws pertaining to the subject matter hereof or in any way regulating the activities undertaken by
Contractor or any subcontractor hereunder.
b. Contractor represents and warrants that Contractor has complied and shall at all
times during the term of this Contract comply, in all respects, with all immigration laws,
regulations, statutes, rules, codes, and orders, including, without limitation, the Immigration
Reform and Control Act of 1986 (IRCA). Contractor further represents and warrants that he has
not and will not knowingly employ any individual to perform services under this Contract who is
ineligible to work in the United States or under the terms of this Contract. Contractor has
properly maintained, and shall at all times during the term of this Contract properly maintain, all
related employment documentation records including, without limitation, the completion and
maintenance of the Form I-9 for each of Contractor's employees. Contractor has responded, and
shall at all times during the term of this Contract respond, in a timely fashion to any government
inspection requests relating to immigration law compliance and/or Form I-9 compliance and/or
worksite enforcement by the Deparhnent of Homeland Security, the Department of Labor, or the
Social Security Administration. Contractor shall require all subcontractors and/or sub-
consultants to make these same representations and warranties when hired to perform services
under this Contract.
c. Contractor shall, upon request of City, provide a list of all employees working
under this Contract and shall provide, to the reasonable satisfaction of City, verification that all
such employees are eligible to work in the United States. All costs associated with such
verification shall be borne by Contractor. Once such request has been made, Contractor may not
change employees working under this Contract without written notice to City, accompanied by
the verification required herein for such employees. Contractor shall require all subcontractors
and/or sub-consultants to make the same verification when hired to perform services under this
Contract.
d. Any Contractor, subcontractor, or sub-consultant who knowingly employs an
employee providing work under this Contract who is not authorized to work in the United States,
and/or fails to follow federal laws to determine the status of such employee shall constitute a
material breach of this Contract and may be cause for immediate termination of this Contract by
City.
9
e. Contractor agrees to indemnify and hold City, its officials and employees
harmless for, of and from any loss, including but not limited to fines, penalties and corrective
measures, City may sustain by reason of Contractor's failure to comply with said laws, rules and
regulations in connection with the performance of this Contract.
ARTICLE XVII
The Santa Ana Regional Water Quality Control Board ("RWQCB") has issued National
Pollutant Discharge Elimination System ("NPDES") Pernut No. R8-2009-0030 (the "Permit"),
which governs storm water and non-storm water discharges resulting from municipal activities
performed by City or its contractors. In order to comply with the Permit requirements, the
County of Orange has prepared a Drainage Area Management Plan ("DAMP"), containing
Model Maintenance Procedures with Best Management Practices ("BMPs") that City and its
contractors must adhere to. The Model Maintenance Procedures contain pollution prevention
and source control techniques to minimize the impact of those activities upon dry-weather urban
runoff, storm water runoff, and receiving water quality. Examples include: wash water from
cleaning of sidewalks or parking lots must be collected and disposed of in the sewer or
landscaped areas.
The Permit, the DAMP and the Model Maintenance Procedures are on file in the office of
City's Director of Public Works, which is located at 300 E. Chapman Avenue in the City of
Orange. Contractor hereby acknowledges that it has read, reviewed and understands the Permit,
the DAMP and the Model Maintenance Procedures, as they relate to the Work and hereby agrees
to perform the Work in conformance therewith.
ARTICLE XVIII
City and Contractor agree that the claim resolution process applicable to any claim by
Contractor in connection with the work provided herein shall be subject to the procedures set
forth in Califomia Public Contract Code Section 9204, attached hereto as Attachment No. 9, and
incorporated herein by this reference.
[Remainder of page intentionally left blank;signatures on next pageJ
10
IN WITNESS WHEREOF, the parties to these presents have hereunto set their hands
the date and year first above written.
"CITY"
CITY OF ORANGE, a municipal corporation
By:
Mark A. Murphy
Mayor of the City of Orange
CONTRACT, BONDS AND INSURANCE
APPROVED BY: ATTEST:
Mary E. Binning Pamela Coleman, City Clerk
Senior Assistant City Attorney
"CONTRACTOR"
ALL CITIES ENGINEERING, INC,
a California corporation
[Note: Signature of Chairman of'the By:
Board,President or Vice President is Printed Name:
requiredJ Title:
[Note: Signature of Secretary,Assistant By:
Secretary, Chief Financial Officer or Printed Name:
Assistant Treasurer is also requiredJ Title:
CONTRACTING WITH SMALL AND MINORITY FIRMS,WOMEN'S BUSINESS ENTERPRISE,
AND LABOR SURPLUS AREA FIltMS
1. It is national policy to award a fair share of contracts to small and minority business firms. Accordingly,affirmarive
steps must be taken to assure that small and minority businesses aze utilized when possible as sources of supplies,
equipment,construction,and services. Affirmative steps shall include the following:
a. Including qualified small and minority businesses on solicitation lists.
b. Assuring that small and minority businesses are solicited whenever they aze potential sources.
c. When economically feasible,dividing total requirements into smaller tasks or quantities so as to
permit maximum small and minority business participation.
d. Where the requirement permits, establishing delivery schedules wluch will encourage
participation by small and minority businesses.
e. Using the services and assistance of the Small Business Administrarion and Minority Business
Development Agency of the Department of Commerce as required.
f. If any subcontracts are to be let,requiring the prime contractor to take the affirmative steps in 1
(a)through 1 (e)above.
2. Grantees shall take similar appropriate affirmative action in support of women's business enterprises.
3. Grantees are encouraged to procure goods and services from labor surplus areas.
I have read this required information regarding contracting with small and minority firms, women's business
enterprise,and labor surplus area firms which is evidenced by my signature.
Signature
Date
CD-1
CERTIFICATION WITH REGARD TO THE PERFORMANCE OF PREVIOUS CONTRACTS OR
SUBCONTRACTS SUBJECT TO THE EQUAL OPPORTUNITY CLAUSE AND THE FILING OF
REQUIRED REPORTS
The bidder ,proposed subcontractor ,hereby certifies that he has ,has not, participated in a
previous contract or subcontract subject to the equal opportunity clause,as required by Executive Orders 10925, 11114,or
11246,and that he has_,has not_,filed with the Joint Reporting Committee,the Director of the Office of Federal Contract
Compliance, a Federal Government contracting or administering agency, or the former President's Committee on Equal
Employment Opportunity,all reports due under the applicable filing requirements.
(Company)
By
(Title)
Date:
NOTE: The above certification is required by the Equal Employment Opportunity Regulations of the Secretary of Labor[41
CFR 60- 1.7(b)(1)],and must be submitted by bidders and proposed subcontractors only in connection with contracts and
subcontracts which are subject to the equal opportunity clause. Contracts and subcontracts which are exempt from the equal
opporhinity clause are set forth in 41 CFR 60-1.5. (Generally only contracts or subcontracts of$10,000 or under are exempt.)
Proposed prime contractors and subcontractors who have participated in a previous contract or subcontract subject to the
Executive Orders and have not filed the required reports should note that 41 CFR 60- 1.7 (b) (1) prevents the award of
contracts and subcontracts unless such contractor submits a report covering the delinquent period or such other period
specified by the U.S.Department of the Interior or by the Director,Office of Federal Contract Compliance,U.S.Department
of Labor.
CD-2
SECTION 3 CLAUSE
A. The work performed under this contract is subject to the requirements of section 3 of the Housing and Urban
Development Act of 1968, as amended, 12 U.S.C. 1701u (section 3). The purpose of section 3 is to ensure that
employment and other economic opportunities generated by HUD assistance or HUD-assisted projects covered by
section 3, shall, to the greatest extent feasible,be directed to low- and very low-income persons, particularly persons
who are recipients of HUD assistance for housing.
B. The parties to this contract agree to comply with HUD's regulations in 24 CFR part 135,which implement section 3. As
evidenced by their execution of this contract,the parties to this contract certify that they are under no contractual or other
impediment that would prevent them from complying with the part 135 regulations.
C. The contractor agrees to send to each labor organization or representative of workers with which the contractor has a
collective bargaining agreement or other understanding, if any, a notice advising the labor organizarion or workers'
representative of the contractor's commitments under this section 3 clause, and will post copies of the notice in
conspicuous places at the work site where both employees and applicants for training and employment positions can see
the notice. The notice shall describe the section 3 preference,shall set forth minimum number and job titles subject to
hire,availability of apprenticeship and training positions,the qualificarions for each; and the name and location of the
person(s)taking applications for each of the positions; and the anticipated date the work shall begin.
D. The contractor agrees to include this section 3 clause in every subcontract subject to compliance with regulations in 24
CFR part 135 and agrees to take appropriate action,as provided in an applicable provision of the subcontract or in this
section 3 clause,upon a finding that the subcontractor is in violation of the regulations in 24 CFR part 135. The contractor
will not subcontract with any subcontractor where the contractor has notice or knowledge that the subcontractor has been
found in violation of the regulations in 24 CFR part 135.
E. The contractor will certify that any vacant employment posirions,including training positions,that are filled(1)after the
contractor is selected but before the contract is executed,and(2)with persons other than those to whom the regulations
of 24 CFR part 135 require employment opportunities to be directed, were not filled to circumvent the contractor's
obligations under 24 part 135.
F. Noncompliance with H[TD's regulations in 24 CFR part 135 may result in sanctions, termination of this contract for
default,and debarment or suspension from future HUD assisted contracts.
G. With respect to work performed in connection with Section 3 covered Indian housing assistance, Section 7(b) of the
Indian Self-Determinarion and Education Assistance Act (25 U.S.C. 450e.) also applies to the work to be performed
under this contract. Section 7(b)requires that to the greatest extent feasible(i)preference and opporlunities for training
and employment shall be given to Indians,and(ii)preference in the award of contracts and sub constracts shall be given
to Indian organizations and Indian-owned Economic Enterprises. Parties to this contract that aze subject to the provisions
of Secrion 3 and Secrion 7(b)agree to comply with Section 3 of the maximum extent feasible,but not in derogation of
compliance with Section 7(b). �
I have read this required information regarding section 3 requirements which is evidenced by my signature.
SrcNATvx�OF THE CONTRACTOR DATE
CD-3
SECTION 3 EMPLOYEE HIRING LIST
The following list provides the names of organizations that may be contacted for potential employees to meet Secrion 3
requirements:
Anaheim One-Stop Career Employment Center North Orange City Regional One-Stop Center
50 S.Anaheim Boulevard,#300 1811 W.La Habra Boulveard
Anaheim,CA 92805 La Habra,CA 90631
(714)765-4350(Voice) (562)905-7076(Voice)
(714)765-4356(Fax) (562)905-7095(Fax)
Coastal County Regional One-Stop Center South Orange County Regional One-Stop Center
1675 Scenic Avenue 23456 Madero,Suite 150
Costa Mesa,CA 92626 Mission Viejo,CA 92691
(714)241-4900(Voice) (949)588-3906(Voice)
(714)241-4977(Fax) (949)588-3930(Fax)
West Orange County One-Stop Center Santa Ana WORK Center
11277 Garden Grove Boulevard,Suite 101-C 1000 E.Santa Ana Boulevard
Garden Grove,CA 92840 Santa Ana,CA 92701
(714)741-5020(Voice) (714)565-2600(Voice)
(714)741-5546(Fax) (714)647-2602(Fax)
CD�
CONTRACTOR'S SECTION 3
AFFIRMATIVE ACTION PLAN
The undersigned contractor agrees to implement the following affirmative acrion steps directed at increasing the utilization
of lower income residents and business concerns located within the City of Orange,Orange County,California.
1. Take affirmative action to ensure that employees or applicants for employment or training are not discriminated
against because of race,color,religion,sex,or narional origin.
2. Send a notice of the contractor's Section 3 commitment to each labor organization or representative of workers,and
post a copy of the notice at a conspicuous place available to employees and applicants for employment or training.
3. To the greatest extent feasible,make a good faith effort to recnrit for employment or training lower income residents
from the City of Orange,and to award contracts to business concems which are located in or owned in substantial
part by persons residing in the City of Orange through use of local advertising media; signs placed at the project
site; and notificarion to community organizations and public or private institutions operating within or serving the
project area such as Service Employxnent and Redevelopment(SER),Opportunities Industrialization Center(OIC),
Urban League, Concentrated Employment Program, U.S. Employment Service, Chamber of Commerce, labor
unions,trade associarions,and business concerns.
4. Maintain a file of all low income area residents who applied for employment or training either on their own or on
referral from any source,and the action taken with respect to each area resident.
5. Maintain a file of all business concerns located in the City of Orange who submitted a bid for work on the project,
and the action taken with respect to each bid.
6. Maintain records, including copies of correspondence, memoranda, etc., which document that afFirmarive action
steps have been taken.
7. Incorporate the Section 3 Clause provisions in all subcontracts, and require subcontractors to submit a Section 3
Affirmative Acrion Plan.
8. List project work force needs for the proj ect by occupation,trade,skill level,and number of positions on the attached
form"A",Estimated Project Work Force Breakdown.
9. List information related to subcontracts to be awarded on the attached form"B",List of Subcontractors.
Company Name Street Address
Signature City, State,Zip Code
Title Date
CD-5
❑ CONTRACTOR'S❑ SUB-CONTRACTOR'S
CERTIFICATION FOR SECTION 3
COMPLIAI�TCE APPOINTEE
Please be advised that:
(Company Name)
(Company Address)
hereby appoints
(Name of Appointee)
,of
(Present official status) (with company)
as it's affirmative action officer. He/She has been given the authority to establish,dissminate and enforce the required action
steps of Equal Employment and Secrion 3 clauses of the contract
He/She may be contacted at
(Address)
(Telephone number)
(Signature of President or Legal Counsel) (Printed name of Signatory)
(Date) (City and State)
CD-6
CERTIFICATION OF NON-SEGREGATED FACILITIES
Federally Assisted Projects
The federally assisted construction contractor certifies that he does not maintain or provide for his employees any segregated
facilities at any of his establishments, and that he does not permit his employees to perform their services at any locarion,
under his control,where segregated facilities are maintained. The federally assisted construction contractor certifies further
that he will not maintain or provide for his employees any segregated facilities at any of his establishments,and that he will
not permit his employees to perform their services at any location, under his control, where segregated facilities are
maintained. The federally assisted construction contractor agrees that a breach of this certification is a violarion of the Equal
Opportunity clause in this contract. As used in this certification,the term"segregated facilities"means any waiting rooms,
work areas, restrooms and washrooms, restaurants and other eating azeas, timeclocks, locker rooms and other storage or
dressing azeas, parking lots, drinking fountains, recrearion or entertainment areas, transportation, and housing facilities
provided for employees which aze segregated by explicit directive or aze in fact segregated on the basis of race,creed,color,
or national origin,because of habit, local custom, or otherwise. The federally assisted construction contractor agrees that
(except where he has obtained idenrical certifications form proposed subcontractors for specific time periods)he will obtain
identical certifications from proposed subcontractors prior to the award of subcontracts exceeding $10,000 which are not
exempt from the provisions of the Equal Opportunity clause,and that he will retain such certifications in his files.
NOTE: The penalty for maldng false statements in offers is prescribed in 18
USC.1001
Company:
��
Title:
Date:
CD-7
COMPLIANCE WITH CLEAN AIR AND WATER ACTS
(APPLICABLE TO FEDERALLY ASSISTED CONTRACTS AND RELATED SUBCONTRACTS EXCEEDING
$100,000)
During the performance of this contract,the contractor and all subcontractors shall comply with the requirements of the Clean
Air Act,as amended,42 USC 1857 et seq.,the Federal Water Pollution Control Act,as amended,33 USC 1251 et seq.,and
the regulations of the Environmental Protection Agency with respect thereto,at 40 CFR Part 15,as amended.
In addirion to the foregoing requirements, all nonexempt contractors and subcontractors shall fiunish to the owner the
following:
1. A stipulation by the contractor subcontractors,that any facility to be utilized in the performance of any nonexempt
contract or subcontract,is not listed on the list of Violating Facilities issued by the Environmental Protection Agency
(EPA)pursuant to 40 CFR 15.20.
2. Agreement by the contractor to comply with all the requirements of Section 114 of the Clean Air Act,as amended,
(42USC 1857c-8)and Section 308 of the Federal Water Pollurion Control Act,as amended,(33 USC 1318)relating
to inspection,Monitoring,entry reports and information,as well as all other requirements specified in said Section
114 and Section 308,and all regulations and guidelines issued thereunder.
3. A stipulation that as a condition for award of the contract,prompt notice will be given of any norification received
from the Director, Office of Federal Activities, EPA, indicating that a facility utilized, or to be utilized for the
contract,is under considerarion to be listed on the EPA List of Violating Facilities.
4. Agreement by the contractor that he will include,or cause to be included,the criteria and requirements in paragraph
1 through 4 of this section in every nonexempt subcontract and requiring that the contractor will take such action as
the govemment may d'uect as a means of enforcing such provisions.
I have read this required information regarding the Clean Air and Water Acts which is evidenced by my signature.
Signature
Date
CD-8
CONTRACTOR'S NOTIFICATION OF SUBCONTRACTS AWARDED
CONTRACT NUMBER: PROJECT AREA: DATE:
PROJECT TITLE: CONTRACTOR:
Subcontractor's Name,Address and Telephone Employer Contract Estimated Dates
Number ldentification Amount Crafts to be Used
Number Startin Com letion
NOTE: DOCUMENTATION TO BE PROVIDED BY CONTRACTOR WITHIN 10 WORKING DAYS OF AWARD OF ANY CONTRACT.
The undersigned hereby certifies that each subcontractor or lower tier subcontractor has been notified in writing of his equal opportunity obligations.
Signature Name and Title
Telephone Number Contractor's Employer ldentification Number. _
CD-9 -
ATTACHMENT"A"
ESTIMATED PROJECT WORK FORCE BREAI�OWN
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
Job Category Total Estimate No.Positions Currently Occupied No.Positions No.Positions to be
Positions by Perm.Employees Currently Filled with Lipar*
Unoccu ied
Officers/
Su ervisors
Professional
Technicians
Housing/Sales/
RentaUM .
Office Clerical
Service Workers
Others
TRADE:
Joume en
Hel ers
A renrices
Trainees
TRADE:
Journe en
Hel ers
A rentices
Trainees
TRADE:
Journe en
Hel ers
A rentices
Trainees
Total:
*Lower Income Project Area Residents
Contractor's signature Name and Title
CD-10
U. S.DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM
CONTRACTOR'S CERTIFICATION
CONCERNING LABOR STANDARDS AND PREVAILING WAGE REQUIREMENTS
TO(Appropriate Recipient):THE CITY OF ORANGE DATE:
300 East Chapman avenue,Orange,CA.92866 PROJECT NiJMBER(If any):
c/o:
PROJECT NAME:
1. The undersigned,having executed a contract with the City of Orange,Orange,California,for the construction of the above
identified ro'ect,acknowled es that:
(a) The Labor Standard Provisions are included in the aforesaid contract;
(b) Correction of any infractions of the aforesaid conditions,including infractions by any of his sub-contractors and any lower tier
sub-contractors,is his res onsibili ;
2.He certifies that:
(a)Neither he nor any firm,partnership or associarion in which he has substantial interest is designated as an ineligible contractor
by the Comptroller General of the United States pursuant to Secrion 5.6(b)of the Regulations of the Secretary of Labor,Part 5(29
CFR.Part 5)or pursuant to Section 3(a)of the Davis Bacon Act,as amettded(40 U.S.C.276a-2(a)).
(b)No part of the aforementioned contract has been or will be sub-contracted to any sub-contractor if such sub-contractor or any
firm,corporation,partnership or association in which such sub-contractor has a substantial interest,is designated as an ineligible
contractor ursuant to an of the aforementioned re lato or statuto rovisions.
3.He agrees to obtain and forward to the aforementioned recipient within ten days after the execution of any sub-contract,including
those executed by his sub-contractors and any lower tier sub-contractors,a Sub-contractor's Certification concerning Labor Standards
and Prevailin Wa e Re uirements executed b the sub-contractors.
4.He certifies that:
(a)The legal name and the business address of the undersigned are:
(b)The undersigned is:
(1)A SINGLE PROPRIETORSHIP (2)A CORPORATION ORGANIZED IN THE
STATE OF
(2)A PARTNERSHIP (4)OTHER ORGANIZATION (Describe)
(c)The name,title and address of the owner,partner or officers of the undersigned are:
NAME TITLE ADDRESS
CD-11
(d)The name and addresses of all other persons,both natural and corporate,having a substantial interest in the undersigned,and
the nature of the interest are If none,so state :
NAME ADDRESS NATURE OFINTEREST
(e)The names,addresses and trade classifications of all other building construction contractors in which the undersigned has a
substantial interest are f none,so state :
NAME ADDRESS TRADE CLASSIFICATION
Contractor -
BY:
TYPE NAME AND TITLE
DATE:
CD-12
U. S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM
SUB-CONTRACTOR'S CERTIFICATION
CONCERNING LABOR STANDARDS AND PREVAILING WAGE REQUIREMENTS
TO(Appropriate Recipient):THE CITY OF ORANGE DATE:
300 East Chapman avenue,Orange,CA.92866 PROJECT NLJMBER(If any):
c/o:
PROJECT NAME:
1. The undersigned,having executed a contract with (contractor or subcontractor) for
(nature of work), in the amount of $ in the
construction of the above identified ro'ect,certifies that:
(a)The Labor Standard Provisions of The Contract For Construction are included in the aforesaid contract;
(b)Neither he nor any finn,corporation,partnership or association in which he has a substantial interest is designated as an ineligible
contractor by the Comptroller General of the United States pursuant to Secrion 5.6(b)of the Regulations of the Secretary of Labor,Part
5(29 CFR.Part 5)or pursuant to Section 3(a)of the Davis Bacon Act,as amended(40 U. S.C.276a-2(a)).
(c)No part of the aforementioned contract has been or will be sub-contracted to any sub-contractor if such sub-contractor or any
firm, corporation, partnership or association in which such sub-contractor has a substantial interest, is designated as an ineligible
contractor ursuant to an of the aforemenrioned re lato or statuto rovisions.
2.He agrees to obtain and forward to the contractor, for transmittal to the recipient,within ten days after the execution of any lower
sub-contract,a Sub-contractor's Certification Concerning Labor Standards and Prevailing Wage Requirements,executed by the lower
tier sub-contractors,in duplicate.
(a)The worl�en will report for duty on or about (Date).
3.He certifies that:
(a)The legal name and the business address of the undersigned are:
(b)The undersigned is:
(1)A SINGLE PROPRIETORSHIP (2)A CORPORATION ORGAI�iIZED IN THE
STATE OF
(2)A PARTNERSHIP (4)OTHER ORGANIZATION (Describe)
(c)The name,title and address of the owner,partner or officers of the undersigned are:
NAME TITLE ADDRES S
CD-13
(d)The name and addresses of all other persons,both natural and corporate,having a substanrial interest in the undersigned,
and the nature of the interest are(If none,so state):
NAME ADDRESS NATURE OFINTEREST
(e)The names,addresses and trade classifications of all other building construction contractors in which the undersigned has
a substantial interest are(If none,so state):
NAME ADDRESS TRADE CLASSIFICATION
Sub-contractor
BY:
TYPE NAME AND TTTLE
DATE:
CD-14
Contractor's Certification regarding Lobbvins activities usin�Federal Funds
(Federal Fiscal Yeaz October 1,20_to September 30,20�
I, ,hereby certify on behalf
(Contractor/Subcontractor)
of ,that
(Contractor/Subcontractor)
(1) No Federal appropriated funds have been paid or will be paid,by or on behalf of the undersigned,to any person
for influencing or attempting to influence an officer or employee of any Federal agency,a Member of Congress,an
officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any
Federal contract,the making of any Federal grant,the maldng of any Federal loan,the entering into of any cooperative
agreement,and the extension,continuation,renewal,amendment,or modification of any Federal contract,grant,loan,
or cooperative agreement.
(2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or
attempting to influence an officer or employee of any Federal agency,a Member of Congress,an officer or employee
of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or
cooperative agreement,the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report
Lobbying,"in accordance with its instrucrions.
(3) The undersigned shall require that the language of this certification be included in the award documents for all
subawazds at all tiers (including subgrants, and contracts and subcontracts under grants, subgrants, loans, and
cooperarive agreements)which exceed$100,000,and that all such subrecipients shall certify and disclose accordingly.
This certification is a material representation of fact upon which reliance was placed when this transacrion was made
or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed
by section 1352,title 31,U. S.Code.Any person who fails to file the required certificarion shall be subject to a civil
penalty of not less than$10,000 and not more that$100,000 for each failure.
Executed this day of ,20
By:
(Signature of authorized official)
(Title of authorized official)
Contractor/Subconiractor
CD-15
ATTACHMENT NO.2
LABOR RELATIONS
[Behind this sheet]
The following list of forms shall be completed and submitted by the contractor during the performance of the contract.
LR-1 Weekly certified payroll statements&Weekly statement of compliance. (WH-347)
LR-3 Weekly certified Owner Operator listing.(HC-58)
LR-4 Weekly Owner Operator statement of compliance. (HC-59)
LR-5 Fringe Benefit statement(submit with First WFi-347). (HC-50)
LR-6 Monthly Employment Utilization Report. (CC-257)
LR-8 Contractor's List of Federal and Non-Federal Work in Bid Condition area.(Submit with First CC-257)
LR-9 Final Minority Business Enterprises Utilization Report. (HC-43/CEM-2402F)
The following forms shall be posted by the contractor in conspicuous places where they can be easily read by anyone
concerned.
LR-11 Notice of Equal Employment Opportunity
LF-12 Notice of Section 3 Commihnent
LR-13 Notice to all employees working on Federally Funded Projects
_
_
U:S; Department of Labor ;; PA ..
YROLL
wage and Hour Division For Contractor's O tional Use;See Instructio�s at www:dol, ov/whd/forms/wh347instr.htm "
� P.�. _ 9. . _. ) t1:s.�V:igt:�nd Hout I?i��isic�tr.
Persons are not requi�d to respand to the colfection of/nformatlon unless if disp/ays a currently valid OMB contro!number Rev:Dec.2008
,� NAME OF CONTRACTOR OR SUBCONTRACTOR ADDRESS
0.. �.: OMB:No.:1235-000:8.:
xpires; ..
PAYROLL NO. . FOR WEEK ENDING: : PROJECT AND LOCATION PROJECT OR CONTRACT N0....
�1) (2) (3) (4)DAY AND DATE:' (5) :I: . �g� �7� �9�.
8
. . .ZN . .. .:F. . . . . . . . . . . .'DEDUCTIONS .' . . . . . . .
. . .. �-zo ... . . w . . .. . ... . ... . .. . . . . .
. o � .. . :.�. - . . . . . .. . . � . :. . .. . : : N� .. . .
NAME AND INDIVIDUAL IDENTIFYING NUMBER ,�_� _ � GROSS WITH- WAGES
(e.g.,LAST.FOUR DIGITS OF SOCIAL SECURITY °���y WORK o ' TOTALI RATE AMOUNT HOLDING TOTAL PAID
,, , NUMBER OF WORKER z i 0 CLASSIFICATION HOURS WORKED EACH DAY _..HOURS OF PAY EARNED FICA TAX OTHER. DEDUCTIONS FOR WEEK._,,,
_
S
..
�.: : . .. . . �. . . .: : . �.: . �.:0: .. ".: .. ".: � .. ".: : .. -.: : . _
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.. . . .. . . . . . . . . . .. . S .. . . .. . . . .. . . . .. . . . . . . . . . . . .. . . . .. . .
. . . . . . . . . . . . . . . . . . . . . . , . . . . . . . .
.. . . . . .. . .. . .. .. . .. _ .. . .. . . . . .. . .. .
...... .. . ' ... .. .... ... O ..... .. . . ....
. ....... .... .. ....... ...... ...... . .... ......." .......' ...... ' ...
. . , . . . . . . . . . . . . . . . . . . . .�. . .
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. . .. ..... ._. . ... .. .. .. . ... .,. _.. .. _. .. .. . . .... . ..
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Whila compietion of Form WH-347 Is optional,It Is mandatory for covered.contractars and subcontractors performing worlc on F.ederally Flnanced or assisted consWcUon:contracts to.respond to the Informadon collection contalned In 29 C.F.R:§§3.3,5.5(a).The Copeland Act'-. '
(40 U.S.C.§3145)C6ntraetors and suticorit�actors parfoiming work on Federally flnanced'or assl'sted constriictibn ConVacts to'Yurtmish weekly a'statement with respect to the wages:paid each employee tluririg the prebeding'week." U.S,�epaitment of l:alior(DOL)regulatiorie at
29 C.F.R.§5.5(a)(3)(II)require contractors to submlt.weekly a copy of.all payroils to the Federal agancy contracting for or flnancing the cansWction proJect,.accompanled by a signed°Statement of Compilance"indlcating that the payrolis are corred and complete.and that each laborer
or mechanic has been paid.not less than the proper Davis-Bacon prevailing wage.rate for the work perfortned.DOL end tederal contracting agencies receiving this infortnation review the infortnation to determine that employees have received Iegally required wages and finge benefits.
_..
Public Burden Statement
We estimate.that:is will take an average of 55:minutes to complete this collection,including time for reviewing instrudions,searching existing data sources;gathering end maintaining the data:needed,and completing.and reviewing.the.collection of inTortnation.If yau have:
any wmments regerding these estimates or any otfier aspect of 4Fiis collection,including suggestions for reducing this burden;send them to 4Fie Administrator,lNage and Hour Divis'ion,U.S.DepaiEment of Lebo�,Room 53502,200 Constitution Avenue,N.W.
Washington,D.C.20210. _.
_
(over) .
_ '. .. _.....
: Date (b).WHERE PRINGE BEN��ITS ARE PAID IN CASH
�� — Each atiorer br me hanio l sted in the above referenced payroll has b en aid
0 P
I c i e
(Name of Signatory Party):. (Title): as indicated on the payroll,an amount not less than the sum of the applicable:�
do hereby state: basic hourly wage rate plus the amount of the required fri�ge benefits as listed
in tfie contract;except as noted in section 4(c)below.
, _.. _
(1)That 6 pay_or supervise the paymenY of_the persons�employed:by _.
(c)EXGEPTIONS
ont e. ..
(Contractor or Subcontractor)
EXCEPTION(CRAFT) EXPLANATION '
•that durin the a roll enod commencing on the._...
� 9 P Y._.P..�
(Building oP Work): .: .. . -
, and ending the day of
day of .. , _ . . .
all persons employed on said project have been paid the:full weekly wages eamed, that no rebates have
been ar will be made either directly or indirectly tb or on behalf of said
from the full _ .. _ ..
(Gont�actor or Subco.ntractot)
weekly wages earnetl by any person and that no:deductions have been made either directly:or indirectiy :. :
from the full wages eamed by any persorr,other than permissible deductions as defined in Regulations,Part
3(29 C.F.R.:Subtitle A),issued by the Secretary of.Labor under.the Copeland:Act;as amended(48 Stat.948, .:
63 Stat:108;72 Stat.967;76 Stat.357;40 U.S.C:§3145),and described below:
REMARKS: .. .
_ . . .
(2)That any payrolls otherwise under this contract required to be submitted for the above period are
correct and complete;that the wage rates for laborers or mechanics contained therein are not less:than the
applicable wage rates contained:in any wage:determination_incorporated into the contract;.tfiat the classifications
set forth therein for each laborer_o�mechanic:conform with th:e;work he perfo�med.
_ _
(3)That any apprentices employed in the above period are duly registered in�bona fide apprenticeship
program registered with a State apprenticeship agency recognfzed by the Bureau of Apprenticeship and
Trainin United 5tates Department of Labor,or if no such reco n¢ed.a enc exists in a State,are registered
9,, . � _ . 9.�.. . 9 Y..
with the Bureau of Apprenticeship and.Training,United States Department of Labor.:
(4)That:: a,neenrvo E IGNATURE
(a)WNERE FRINGE BENEFITS ARE PAID TO APPlZOVED PLANS,FUNDS,OR PROGRAMS N TITL S
�. .
— in addifion to the basic:hourly wage rates paid to each labore�:oi:rnechanic:lisfed:in : .
the above referenced payroll, payments of fringe benefits as listed in the.CO�trBCY THE W ILLFUL:FALSIFICATION AF ANY OF.THE ABOVE STATEMENTS MAY SUBJECT THE CONTRACTOR OR .
hBVe bBelt O!'.will:be R18d210 epp�Op�BI@:p�OJt"dfI1S fOf 1he.bEflBfit Of SUCh ertIPIOy@@S, SUBCONTRACTOR TO CIVIL OR CRIMINAL PROSECUTION.SEE SECTION.1001 OF TITLE�8 AND SECTION 231 OF TITLE.
BXCBPt 8S fl0ted ifl S@CtlOf1 4(C�b210W. 31 OF THE UNITED STATES CODE.
.. . . .
LR-2
CITY OF ORANGE PUBLIC WORKS DEPARTMENT FORM HC-58
OWNER OPERATOR LISTING
NOTE:THE CERTIFICATION WILL BE ACCEPTED ONLY FROM THE CONTRACTOR NAME AND ADDRESS OF CONTRACTOR EMPLOYING
EMPLOYING THE OWNER OPERATOR. OWNER OPERATOR:
IT WILL NOT BE ACCEPTED FROM THE OWNER OPERATOR HIMSELF
Payroll Number: For Week Ending: Project&Location:
1.Name,Address,Social Security 2.Work 3.Description 4.Truck Cal T OT 5. DAY AND DATE 6. 7. 8. 9.
number and Contractor's License No.of Classification. of equipment and/or Equipment or S M T W T F S Total Rate of Gross Check
Owner Operator(If any) Pay. Amount Number
License No. ST Hours Earned
HOURS WORKED EACH DAY
O
S
O
S
O
S
O
S
O
S
O
S
LR-3
DEPARTMENT OF PUBLIC WORKS STATEMENT OF COMPLIANCE FORM HG59
CITY OF ORANGE OWNER OPERATOR LISTING
Date:
I, , do hereby state:
(name of signatory party) (Title)
(1)That I pay or supervise the payment of the persons reported on this form as Owner Operators by
(contractor or sub-contractor)
on the ;that during the payroll period commencing on the day of
19
(Building or Work)
all persons employed on said project have been paid the full weekly wages eamed,that no rebates have been or will be made either directly or indirectly to or
on behalf of said from the full weekly earned by any
(Contractor or Sub-contractor)
person and that no deducrions have been made either d'uectly or indirectly from the full sums eamed by any person,other than permissible deductions as
described below: 276c),and described below:
(2)That any payrolls or listings othervvise under this contract required to be submitted for the above period aze correct and complete;that the wage rates for
the laborers or mechanics contained therein are not less than the applicable wage rates contained in any wage deternvnation incorporated into the contract;that
the classification set forth therein for each laborer or mechanic conform with the work he performed.
(3)That any apprentices employed in the above period aze duly registered in a bona fide apprenriceship program registered with a State apprenticeship agency
recognized by the Bureau of Apprenriceship and Training,United States Depariment of Labor.
(4)That:
(a)WHERE FRINGE BENEFTTS ARE PAID TO APPROVED PLANS,FUNDS,OR PROGRAMS
� In addirion to the basic hourly wage rates paid to each laborer or mechanic listed in the above referenced payroll or listings,payments of
fiinge benefits as listed in the contract have been or will be made to appropriate pmgrams for the benefit of such employees,except as noted
in Section 4(c)below.
(b)WHERE FRINGE BENEFITS ARE PAID IN CASH
� Each Laborer or mechanic listed in the above referenced payroll or listings has been paid as indicated on the payroll,an amount not less than
the sum of the applicable basic howly wage rate plus the amount of the required fringe benefits as listed in the contract,except as noted in
Section 4(c)below.
(c)EXCEPTIONS
EXCEPTION(CRAFT) EXPLANATION
REMARIZS
NAME AND TTTLE SIGNATURE
THE WILLFUL FALSIFICATION OF THE ANY OF THE ABOVE STATEMENTS MAY SUBJECT THE CONT'RACTOR OR SUB CONTRACTOR TO
CNIL OR CRIMINAL PROSECUTION.SEE SECTION 1001 OF TITLE 18 AND SECTION 231 OF TITLE 31 OF THE UNTl'ED STATES CODE.
LR-4
CITY OF ORANGE
FRINGE BENEFIT STATEMENT
TO BE SUBMITTED WITH THE FIRST CERTIFIED PAYROLL STATEMENT Form HC-50
CONTRACT/PROPOSAL FEDERAL NUMBER: TODAY'S DATE:
NUMBER:
TO: ADDRESS: City of Orange
Resident Engineer Public Works Department
300 East Chapman avenue
Orange,Ca.92666
In order that the proper Fringe Benefit rates can be used for checking payrolls or applied to Force Account
work,which may be done on the above contract,the hourly rates for the Fringe Benefits,subsistence and/or
travel allowance payments(as required by collective bargaining agreements)made for employees on the
various classes of work are tabulated below.
CLASSIFICATION: EFFECTIVE DATE: SUBSISTENCE or TRAVEL
PAY:$
F Health& PAID TO:name:
R Welfare: $ address:
I Pension: $ PAID TO:name:
N Vacarion/ address:
G Holiday: $ PAID TO:name:
E Training& address:
Benefits Other: $ PAID TO:name:
TOTAL: $ address:
CLASSIFICATION: EFFECTIVE DATE: SUBSISTENCE or TRAVEL
PAY:$
F Health& PAID TO:name:
R Welfare: $ address:
I Pension: $ PAID TO:name:
N Vacation/ address:
G Holiday: $ PAID TO:name:
E Training& address:
Benefits Other: $ PAID TO:name:
TOTAL: $ address:
CLASSIFICATION: EFFECTIVE DATE: SUBSISTENCE or TRAVEL
PAY: $
F Health& PAID TO:name:
R Welfare: $ address:
I Pension: $ PAID TO:name:
N Vacation/ address:
G Holiday: $ PAID TO:name:
E Training& address:
Benefits Other: $ PAID TO:name:
TOTAL: $ address:
Supplemental statements must be submitted during the progress of work should a change in the rate of any
of the classificarions be made.
SUBMITTED:Contractor/Sub-contractor BY:
TITLE:
LR-5
1. U.S.DEPARTMENT OF MONTHLY EMPLOYMENT 1.Covered area(SMSA or EA) 3.Current Goals 4.Reporting Period
LABOR
Em lo ent Standards Administration,OFCCP UTII.IZATION REPORT Minority: From:
This report is required by Executive Order 11246,Sec.203.Failure to report can result in 2.Employers ID Number Female: To:
contracts being canceled,tertninated or suspended in whole or in part and the contractor may be
declared ineligible for further Federally assisted Govemment construction contracts.
Name and address of the Contractor Federal Funding
Agency
6.WORK HOURS OF EMPLOYMENT ederal&Non-Federal
5 6a. 6b. 6c. 6d. 6e. 7 8 9 10
CONSTRUCTION TOTAL ALL B L A C K ASIAN OR AMERICAN Minority Female TOTAL Total No.of
TRADE Classification EMPLOYEES (not of HISPATIIC PACIFIC INDIAN OR Percentage Percentage Number of Minority
BY TRADE Hispanic origin) ISLANDERS Alaskan Native Employees Employees
M F M F M F M F M F M F M F
Joumey worker
Apprentice
Trainee
SUB-TOTAL
Journey worker
Apprentice
Trainee
SUB-TOTAL
Journey worker
Apprentice
Trainee
SUB-TOTAL
Journey worker
Apprentice
Trainee
SUB-TOTAL
Journey worker
Apprentice
Trainee
SUB-TOTAL
TOTALJOURNEY WORKERS �
TOTAL APPRENTICES
TOTAL TRAINEES
GRAND TOTAL
11.Company official's signature and Title 12.Telephone Number(Including Area Code) 13.Date signed: PAGE
OF
LR-6
INSTRUCTIONS FOR FILING MONTHLY EMPLOYMENT UTILIZATION REPORT(Form CC-257)
The monthly Utilization Report is to be completed by each subject contractor(both prime and sub)and signed by a responsible official of the company.The reports aze
to be filed by the Sth day of each month during the term of the contract,and they shall include the total work-hours for each employee classification in each trade in the
covered azea for the monthly reporting period.The prime contract shall submit a report for its aggregate work force and collect and submit reports for each subcontractor's
ag�egate work force to the Federal Compliance Agency that has Execurive Order 11246 responsibility.(Additional copies of ttris form may be obtained from the U.S.
Department of Labor,Employment Standards Administration,OFCCP's regional office for your azea).
Compliance Agency................................... U. S.Government Agency assigned responsibility for equal employ-
ment opportunity.(Secure this information from the contracting
officer).
Federal Funding Agency............................. U. S.Government Agency funding project(in whole or in part).If
more than one agency,list all.
Contractor.................................................. Any contractor who has a construction contract with the U. S.
Government or a contract funded in whole or in part with Federal
Funds.
Minority................................................:.... Includes Blacks,Hispanics,American Indians,Alaskan Natives,and
Asian and Pacific Islanders-both men and women.
1.Covered Area......................................... Geographic area identified in Norice required under 41 CFR 60-4.2.
2.Employer's Identification Number.......... Federal Social Security Number used on Employer's quarterly Federal
Tax Return(U.S.Treasury Depariment Form 941).
3.Current Goals(Minority and Female)..... See Contract Notification.
4.Reporting Period.................................... Monthly,or as d'uected by the compliance agency,beginning with the
effecrive date of contract.
5.Construction Trade................................ Only those construction crafts which contractor employs in the
covered area.
6.Work-Hours of Employment(a-e).......... a. The total number of male hours and the total number of female
hours worked by employee in each classification.
b.-e.The total number of male hours and the total number of female
hours worked by each specified group of minority employees in
each classification.
Classification............................................. The level of accomplishment or status of the worker in the trade
(Journey Worker,Apprentice,Trainee).
7.Minority Percentage............................... The percentage of total minority work-hours of all work-hours(the
sum of columns 6b,6c,6d,and 6e divided by column 6a;just one
figure for each construction trade).
8.Female percentage................................. For each trade the number reported in 6a.(F)divided by the sum of
the numbers reported in 6a(M and F).
9.Total number of employees.................... Total number of male and total number of female employees working
in each classification of each trade in the contractor's aggregate work
force during reporting period.
10.Total number of minority employees.... Total number of male minority employees and total number of female
minority employees working in each classification in each trade in the
contractor's aggregate work force during reporting period
LR-7
INSTRUCTIONS:Attach to the first CC257 submitted.
Submit updated notice only if the work is completed or
new contract has been received.
CONTRACTOR'S LIST OF FEDERAL AND NON-FEDERAL WORK IN THE BID CONDITION AREA
Bid Condition Area:City of Orange. Name of Contractor:
Date: Address•
I.FEDERALLY ASSISTED CONTRACTS
Name of Federal Agency funding the project. Project Name and Location. Contract/ Dollar Amount Starting Date Percent Projected date
Project No. of construction complete of completion.
1.
2.
3.
4.
5.
II.NON-FEDERAL CONTRACTS
Name of Agency contracting the project. Project Name and Location. Contract/ Dollar Amount Starting Date Percent Projected date
Project No. of construction complete of completion.
1.
2.
3.
4.
5.
LR-8
_
STATE OF CALIFORNIA�DEPARTMENT OF TRANSPORTATION: .. . _. �� ADA NotiCe
FINAL REPORT r UTILIZATION OF:QISADVAN:TAGED'BUSINESS ENTERPRISES : For�odryid�a�s:��5ensoiy a�aeoittes,this document is avaNeble in aitemafe �
FlRST-TIER SU_BCONTRACTOR$ ra�,a�. For intormetion;ca�l(916)445=1233,mr���;or wdte to Recortls
.and Fortns Management;1120 N Street,MS-89,Saaamento,CA 95814.
CEM-2402F(Rfi1l 9/2014j ------~--. ----'---- . —
: .
CONTRACT NUMBER . : COUNTY " 'ROUTE POST M1LES ' FEDERAL AID PROJECT NUMBER ADMINISTERING AGENCY Y 'CONTRACTCOMPLETION DATE
I I . ��.a�_��._�..�- ,
_ _�.. A _�r ���____�
PRIME CONTRACTOR " 'BUSINESS ADDRESS ESTIMATED CONTRACTAMOUNT
_..... � .. S ,
DES'CRIYTION:OF CONTRACTPAYMENT ". ;
1TEM . ' WORK PERFORMED. COMPANY NAME' ': : ""'"'�""'—":'�` .
NO.: AND: AND BUSINES$AODRESS ��� CO
�ER7 ' .. ,. M NITAL
` DA M WORE DAPE O
FLET AY
NIJ#d�Ef�. NON-DBE '! DBE 11DBE
MATERIALS PROVIDED 4 ,
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�ORIGINAL COIIAMI7INENT � � � � � � � � � � .� � � �
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T��'AL S s f 5
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_ �_.-______�
DBE/UD.BE..
Ust ali First Tier Subcontractors,D(sadvantagsd Business Enterp►ises.(DBEs)and underuUlized DBEa(UDBEs)regardless of tter,whether or not the ftrtns w�re originalfy ilsted for goal aradtt If actuai UDBE utilization{or kem
of work)was dffferent than that approved at the time of award,provide commerrts on the following page after the insWctlons: List.actual�mou�paid to each enHty.
_._ _ _ _
I CER7IFY:THAT THE.ABOVE INFORMATION IS COMPLETE AND CORRECT : .. .
_
' CONTRACTOR'REPRESENTATIVE'S SIGNATURE BUSINESS PHONE NUM6ER' OA7E
� .. .
d CERTIFY:7HA7 THE CONTRACTING'RECORDS ANO ONSITE PEFtFORMANCE OF THE DBE(S)HAS BEEN MONITORED '
RE5IDENT ENG NEER'S 51 SIN 5S P Qq�� :
COPY DISTRfBUTION..Celtrans contracts: Original.District CensWction Copy-Contractar Copy.Re'sident Engineer Copy.OBEO.ema��usiness,support:unitB?dot.ca aoti
COPY DISTRIBUTION:Local Agency contracts: Original-Local:Agency Residant Engjneer Copy-�istrict Lacal Assisfance Engineer Copy=Loeat Agency file- : . - �
(Submitted with;the Repart officpendihlres).: .. :
. . .
..
- � LR-9 :
.... _..
" . STAlE OF CALIFORNIA•.DEPARTMENT OF 7RAN5PORTATION "
FINAL REPORT-UTILIZATION.OF DISADVA.NT.AGED BUSINES$ ENTERPRISES. . _
FIRST-TIER.SUBCONTRAGTORS
CEM-2402F(REV 912014) . . :.... ..
Instructivns
..
Contracts advertised;on or before June 15, 2012 may contain Underutilized Disadvantaged::
.
Business Enterprise goals (UDBE). Participation for UDBE firms:must be reported:in the UDBE
colurnn. Contracts adv.ertised:after June. 15, 2012 may contain Disadvantaged'Business Enterprise
. . .
(DBE) goals. Participation for contracfs advertised after:June 15, 2012 must be reported as DBE.
This form has three columns for entering the dollar value for the item(sj of work performed or provided by :
..
the.firm. The N.on-DBE.column is used.to enter the dollar value of work perFormed by first-tier . ,. ..
subcontracting frms who are not certified_as a DBE or UDBE.
The DBE column is used to enter the dollar.value.of work performed by firms that do not fall,into the.UDBE :
category as define.d:below. The UDBE column is used to.enter the dollar value of work performed by firms
who fall under one=of_the follouving undecutilized groups:
• Black American
•.Asian Pacific.American
•:Native American
• Women :: : .
DBE and UDBE prime:contractors are required to show tlie corresponding dollar value of work performed
by their own.forces.:
_ : . .
If:a frm performing work as a'DBE or UDBE on the project becomes decertified and still performs:work after .
the decertification date, enter the total value performed by:ttiis firm under the appropriate DBE and UDBE
identification column. If a subcontractor performing:work as a non:-DBE on the project pecomes certified,as
a DBE, enter.the doUar value:of all work performed .after certification:as a DBE under:the appropriate . . : : : .
identification column. Any changes to DBE certification,must also be submitted on Form CEM-2403F.
Enter:the Date Work Completed as well as the:Date of Final Payment (the date when the prime contractor
made the "final payment" to the firm for:the portion of work:listed as 6eing completed). DBE and:UDBE
prime contractors are required to show:#he date of work performed by their own forces.
U.se the comments section to explain any differences in the originaE commitment and the final utilization of
DBE and UDBE firms.
The contractor and the resident.engineer sign and:date the form indicating that the information provided is :
complefed and.correct and the DBE paperwork and worksites have been monitored for participation.
LR-10.
NOTICE OF EQUAL EMPLOYMENT OPPORTUNITY
Bid No.189-21;Proiect SP-4075;CDBG FY 2018-19 CDBG—Americans with Disabilities Act(ADA)Wheelchair Access
Ramn Replacement at Various Locations
To:
Name of Labor Union,Worker's Representative,etc.
Address
The undersigned currently holds a contract with the City of Orange involving federally assisted construction funds for Arterial
Highway Rehabilitarion Program(AHRP)or a subcontract with a prime contractor holding such contract.
You are advised that under the provisions of the above contract or subcontract and in accordance with Executive Order 11246,
the undersigned is obliged not to discriminate against any employee or applicant for employment because of race, color,
religion,sex,or national origin.This obligarion not to discriminate in employment includes,but is not limited to the following:
HIRING�PLACEMENT�UPGRADING,TRANSFER�OR DEMOTION�
RECRUITMENT�ADVERTISING�OR SOLICTTATION FOR EMPLOYMENT�
TREATMENT DURIlVG EMPLOYMENT�
RATES OF PAY OR OTHER FORMS OF COMPENSATION�
SELECTION FOR TRAINING,INCLUDING APPRENTICESHIP;
AND LAYOFF OR TERMINATION.
This notice is furnished to you pursuant to the provisions of the above contract or subcontract and Executive Order 11246.
Copies of this norice will be posted by the undersigned in conspicuous places available to employees or applicants for
employment.
Name of Contractor
Address
Signature and Title
Date
LR-11
NOTICE OF SECTION 3 COMIVIITMENT
Bid No.189-21:Proiect SP-4075;CDBG FY 2018=19 CDBG—Americans with Disabilities Act(ADA)Wheelchair
Access Rama Replacement at Various Locations
Project Number and Title
To:
Name of Labor Union,Worker's Representative,etc.
Address
The undersigned currently holds a contract with the City of Orange involving Community Development Block Grant funds
from the U.S.Department of Housing and Urban Development or a subcontract with a prime contractor holding such contract.
You are advised that under the provisions of the above contract or subcontract and in accordance with Section 3 of the Housing
and Urban Development Act of 1968, the undersigned is obliged, to the greatest extent feasible, to give opportunities for
employment and training to lower income persons residing within the city where the project is located,and to award contracts
for work on the project to business concems which are located in or are owned in substantial part by persons residing in the
city.
This notice is furnished to you pursuant to the provisions of the above contract or subcontract and Section 3 of the Housing
and Urban Development Act 1968.
A copy of this notice will be posted by the undersigned in conspicuous places available to employees or applicants for
employment.
Name of Contractor
Address
Signature and Title
Date
LR-12
_. ..
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CII�ERTIM E Ynu enust.Le pstd na�5�ss t3t�n ons end aa�e=lt�§Y 4aates yo-�.T basic rate oT:Pe7l:far aIt hours vs�orlt�A
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EP/FORG�NIEE'�IS GasatrectpayrJaentst�tsda�wi3hhetata�rsurer�vnrl�rsrec�ievie�sanmov�nm6psytiue,enc
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cta�es$'Sovr�i�trs�c[6em�;fi3tlon e�,tl daCrarrneM nf cantr�'Oars[a��si TatGrre 6&tler&t�Mr�c35 for:
. . . . - . . � �uptaShre3ye�FlG�xe,GtarwYmfslsU(esc�rilt:'�c9p�y?4t9facaac9scxr�tnQ�nces�s�lmckh�CKs . . . ' . . . . .
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A�AFi�R1TiG�S, �PRrentic�r�tas aPP'Y�9to epprerrttces F�P�Y���;er�un�r appio�reC Feae�ar sta°s
ePPrentic�ship�ra�ms:.
PRBPER PAY
it yau iia not recelv�a prapar pgyt cx ia+quYei RirShe�r t[GamiaTlnn an tha spp1�tvegss,contact
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LR-13
ATTACHMENT NO.3
CITY OF ORANGE STANDARD SPECIAL PROVISIONS
[A copy is available at the Public Works front counter. Subsequent to finalization of the
contract, a copy will be kept on file with the City-Clerks office.]
ATTACHMENT NO. 4
STANDARD PLANS
[A copy is available at the Public Works front counter. Subsequent to finalization of the
contract, a copy will be kept on file with the City-Clerks office.]
FEDERAL STANDARD SPECIAL PROVISIONS
This project is funded with Federally assisted Community Development Block Grant program (CDBG)
administered by the Federal Department of Housing and Urban Development (HUD). The following
requirements of the Secretary of HUD as set forth iri 23 CFR 135 published in volume 35 Federal Register
29220 of October 23, 1973 and issued pursuant to Section 3 of the U. S. C. 17001 u, shall appy to this
contract.
FS-2 CDBG Contract Compliance Requirements.
FS-5 CDBG Special Provisions.
FS-8 Federal Equal Employment Opporhxnity(EEO)Requirements.
FS-15 Section 3 Affirmative Action Requirements.
FS-1
CDBG CONTRACT COMPLIANCE REQUIItEMENTS
REQUIREMENTS CONTRACTOR'S OBLIGATION SUBCONTRACTOR'5 OBLIGATION RE5PONSE PERIOD
1. Equal Employment Opportunity
requirements for contracts in excess
of$10,000.00
a. Employment goals
Meet minority and female employment Meet minority and female employment Binding for duration of construction
goals or provide evidence of good faith goals or provide evidence of good faith contract
effort effort
b. Certification of
Nonsegregated Facilities Submit certificarionl Submit certification2 Prior to contract award
c. Certification with Regard to the
Performance of Previous Prior to contract award
Contracts or Subcontracts Submit certificationl Submit certification2
Subject to the Equal Opportunity
Clause and the Filing of
Required Reports
d. Federal EEO Provisions
Bind subcontractors to Federal EEO Bind subcontractors to Federal EEO Prior to contract award
e. Contractor's Notification of provisions for contracts over$10,000.00 provisions for contracts over$10,000.00
Subcontracts Awarded
Submit notification3 Within 10 working days of award of any
subcontract over$10,000.00
f. Notice of Equal Employment Submit EEO notice to unions or Submit EEO notice to unions or Prior to commencement of construction
Opportunity representative of workers 1 representative of workers2 work
g. EEO Poster Post EEO poster at construction site Prior to commencement of construction
work
FS-2
REQUIREMENTS CONTRACTOR'S OBLIGATION SUBCONTRACTOR'S OBLIGATION RESPONSE PERIOD
h. Monthly Employment Submit monthly report4 Submit monthly report5 Submit report at the end of the month of
Utilization Report(CC-257) work;contractor's reporting obligation
extends from start of construction until
completion
i. Contractor's List of Federal and Submit with monthly report`} Submit with monthly report5 Submit with initial monthly report;
Non-Federal Work in Bid subsequently when changes in
Condition Area construction work occur
2. Federal Labor Standards requuements
(applies to all contractors if prime
contract exceeds$2,000.00)
a. U.S.Department of Labor(DOL) Post DOL Wage Decision at construction Prior to commencement of construction
Wage Decision site work
b.Weekly Payroll Report, Submit payroll report with properly Submit payroll report with properly Submit within seven days after wage
including Statement of completed Statement of Compliance completed Statement of Compliance payment
Compliance signed by owner,officer or designated signed by owner,officer or designated
employee;written authorization required employee;written authorization required
for designated employeel for designated employee2
Report contractor's Internal Revenue Report contractor's IRS ID number on
Service identification(IRS ID)number on first payroll report
first payroll report
Report the contract number on each Report the contract number on each
payroll report payroll report
Sequentially number payroll reports with Sequentially number payroll reports with
the last payroll report marked"Final" the last payroll report marked"Final"
Report each worker's name,address and Report each worker's name,address and
social security number(SSN)on the first social security number(SSl�on the first
payroll on which the worker's name payroll on which the worker's name
appears appeazs
Report work classification that are listed Report work classification that aze listed
in the DOL Wage Decision in the DOL Wage Decision
FS-3
REQUIREMENTS CONTRACTOR'S OBLIGATION SUBCONTRACTOR'S OBLIGATION RESPONSE PERIOD
c. Minimum wage payment Pay proper wages,including fringe Pay proper wages,including fringe Binding for duration of construction
benefits,as specified in the DOL Wage benefits,as specified in the DOL Wage contract
Decision Decision
d. Labor Poster(WH 1321) Post labor poster at construction site Prior to commencement of construcrion
work
e. Employment of apprentices Employ apprentices only from bona fide Employ apprentices only from bona fide Submit apprenticeship documentation
apprenticeship progratn and submit apprenticeship program and submit with payroll report when apprentice
apprenticeship papersl apprenticeship papers2 employrnent is reported
3. Section 3 requirements(applies to all Provide employment or training Provide employment or training Binding for duration of construction
contractors) opportunities to lower income residents, opporiunities to lower income residents, contract
and business opportunities to business and business opportunities to business
.
firms in project area firms in project area
a. Contractor's Section 3 Submit notice to labor unions or Submit notice to labor unions or Prior to commencement of construcrion
Commitment Notice representative of workers representative of workers work
b. Contractor's Section 3 Submit completed planl Submit completed plan2 Prior to contract award
Affirmative Action Plan
4. Minority Business Make good faith effort to award a fair Make good faith effort to award a fair Binding for duration of construction
Enterprise/Women's Business share of contracts to MBE/WBEs shaze of contracts to MBE/WBEs contract
Enterprise(MBE/WBE)
requirements
5. Certification regarding lobbying Submit certification if applicablel Submit certification if applicable2 Prior to commencement of construction
(applies to contract in excess of work
$100,000.00)
1.Forward copy to the contract awarding agency for retention in contract file.
2.Forward copy to the prime contractor who in tum will submit document to the conhact awazding agency for filing.
3.Forwazd copy to the contnct awazding agency.
4.Forward report to the contract awarding agency
5.Forwazd the report through the prime contractor to the contract awazding agency.
FS-4
Special Provisions for Community Development Block Grants(CDBG)
Based upon the requirements of the rules.and regulations of the Housing and Community Development Program,
Executive Order No. 11246 and Federal Management Circular 74-4 and 74-7, the following provisions must be
included in all contracts paid for in whole or in part from CDBG funds as indicated.
The followinF must be included in all contracts and subcontracts:
1. Termination of Contract. In the event that any of the provisions of this contract aze violated by the contractor of
by any of his subcontractors,the Contracting Agency may serve written notice upon the contractor and the Surety
if any of its intention to terminate the contract,such notices to contain the reasons for such intention to terminate
the contract and unless within ten(10)days after the serving of such notice upon contractor, such violations or
delay shall cease and sarisfactory arrangement of correction be made,the contract shall,upon the expiration of
ten (10) days, cease and temunate. In the event of any such temunation, the Contracting Agency shall
immediately serve notice thereof upon the Surety and the contractor and the Surety shall have the right to take
over and perform the contract; provided,however, that if the Surety does not coxnmence performance thereof
within ten(10)days from the date of the mailing to such surety of notice of termination,the Contracting Agency
may take over the work and prosecute the same to complerion by contract at the expense of the contractor,and
the contractor and his Surety shall be liable to the Contracting Agency for any excess costs experienced by the
Contracting Agency thereby and in such event the Contracting Agency take possession of and use in completing
the work,such materials,appliances and plant as may be on the site of the work and necessary therefore.
2. Clean Air and Water Pollution Control Acts. The following requirements are part of every contract,subcontract
and subloan exceeding$100,000.
a. The contractor agrees that no facility to be used in the performance of any non-exempt contract or subcontract
is listed on the list of Violating Facilities issued by the Environmental Protection Agency(EPA)pursuant to 40
CFR 15.20.
b. The contractor agrees to comply with all the requirements of Section 114 of the Clean Air Act,as amended
(42 USC 1857c-8) and Section 308 of the Federal Water Pollution Control Act, as amended, (33 USC 1318)
relating to inspection,monitoring, entry,reports,and information,as well as all other requirements specified in
said Section 114 and Section 308,and all regularions and guidelines issued thereunder
c. The contractor will give prompt notice of any notification received from the Director of the EPA,Office of
Federal Activities or any agent of that office, that a facility used or to be used for tlus contract is under
consideration to be listed on the EPA list of Violating Facilities.
d. The contractor agrees that he will include or cause to be included the criteria and requirements in paragraph
(a.)through(d.)of this section in every non-exempt subcontract and requiring that the contractor will take such
action as the Government may direct as a means enforcing such provisions.
3. Federal Bonding Requirements. In all contracts for construction in excess of$100.000,contractor shall provide
at least the minimum bonding requirements as follows:
a. A bid guarantee equivalent to five percent(5%)of the bid price. The"bid guarantee"shall consist of a firm
commitment such as a bid bond,certified check,or other negotiable instrument accompanying a bid as assurance
that the bidder will,upon acceptance of his bid,execute such contractual document as may be required within the
time specified.
b. A performance bond on the part of the contractor for 100 percent of the contract price. A"payment bond"is
one executed in connection with a contract to assure payment as required by law of all persons supplying labor
and material in the execution of the work provided for in the contract. [Source: Federal Management Circular
74-7 Appendix B.]
FS-5
4. Federal Labor Standards. "Except with respect to the rehabilitation of residenrial property designed for residential
use for less than eight families,all contractors engaged under contracts in excess of$2,000 for the construction,
prosecution,completion or repair of any building or work financed ion whole or in part with assistance provided
under this Contract shall comply with HUD requirements pertaining to such contracts and the applicable
requirements of the regulations of the Department of Labor under 29 CFR Parts 3 (Copeland Act, Sa (Davis-
Bacon Act),governing the payment of wages and the ratio of apprentices and trainees to journeymen,provided,
that if wage rates higher than those required under such regulations are imposed by state or local law,nothing
thereunder is intended to relieve the contractor of its obligation, if any, to require payment of the higher rates.
The contractor shall cause or require to be inserted in full, in all such contracts subject to such regularions,
provisions meeting the requirements of Federal Labor Stand Provision 29 CFR 5.5 and, for such contracts in
excess of$10,000 29 CFR 561.3."
5. Non-Discrimination. The contractor, in any acrivity directly or indirectly financed under this contract shall
comply with:
a. Title IV of the Civil Rights Act of 1964 (Pub. L. 88-352)and the regulations issued pursuant thereto (24 CFR
Part 1),which provides that no person in the united States shall on the grounds of race,color,or national origin,
be excluded form participation in,be denied the benefits of, or be otherwise subjected to discrimination under
any program or acrivity for which the contractor received Federal financial assistance extended to the applicant,
this assurance shall obligate the applicant,or in the case of any transfer of such property,any transferee,for the
period during which the real property or structure is used for a purpose for which the Federal financial assistance
is extended,or for another purpose involving the provision of similar services or benefits.
b. Title VIII of the Civil Rights Act of 1968(Pub.L.90-284),as amended,administering all programs and activities
relating to Housing and Community Development in a manner to affumarively further fair housing in the sale or
rental of housing,the financing of housing,and the provisions of brokerage services.
c. Section 109 of the Housing and Community Development Act of 1974,and the regulations issued pursuant thereto
(24 CFR Part 570.601), which provides that no person in the United states shall on the ground of race, color,
narional origin, or sex, be excluded from participation in, be denied the benefits of, or be subjected to
discrimination under,any program or activity funded in whole or part with funds provided under the Part.
d. Executive Order 11063 on equal opportunity in housing and nondiscrimination in the sale or rental of housing
built with Federal assistance. [Source: F.R.Vol.43,No.41,Part 570307(LI-4)]
6. Non-Interest of Public Employees. "No member, officer,or employee of the contracting agency or the City of
Orange or its designees or agents, no member of the governing body of the locality in which the program is
situated and no other public official of such localities who exercise any functions or responsibilities with respect
to the program during his tenure or for one year thereafter,shall have any interest direct or indirect in any contract
or subcontract or the proceeds thereof,for work to be performed in connection with the program assisted under
this contract. [Source: F.R.Vol.43,No.41,570307(j)]
7. Lead Based Paint Prohibition. The construction or rehabilitation ofresidential structures with assistance provided
under this contract is subject to the HUD Lead-Base Paint regularions,24 CFR Part 35. Any grants or loans made
for the rehabilitation of residential structures with assistance provided under this Contract shall be made subject
to the provisions for the elimination of lead-base paint hazards under subpart B of said regulations and the
contractor shall be responsible for the inspections and certifications required under Section 25.14(fl thereof.
[Source: 24 CFR Part 35]
8. Accessibility/Usability of Facilities and Buildin fg or Physically Handicapped. The contractor, in any activity
directly or indirectly financed under this contract shall require every building or facility(other than a privately
owned residential structure)designed,constructed or altered with funds provided under this Federal Block Grant
Program to comply with the"American Standard Specifications for Maldng Buildings and Facilities Accessible
to,and Usable by,the Physically Handicapped," Number A-117.1-R 1971,subject to the exceptions contained
in 41 CFR 101-19.604. the contractor will be responsible for compliance with these specificarions and to insure
compliance by every subcontractor. [Source: F.R.Vol.43,No.41,Part 570.307(k)]
FS-6
9. Negotiated Contracts. For all negotiated contracts the grantee,the Federal grantor agency,the Controller General
of the United States or and of their duly authorized representatives, shall have access to any books,documents,
papers and records of the contractor which are directly pertinent to a specific grant program for the purpose of
making audit,examination,excerpts and transcriptions. [Source: Federal Management Circular 74-7 Appendix
0(9i)]
FS-7
FEDERAL EQUAL EMPLOYMENT OPPORTLTNITY/
AFFIRMATIVE ACTION REQUIREMENTS
1. EQUAL OPPORTUNITY CLAUSE. During the performance of this contract,the contractor agrees as follows:
a. The contractor will not discriminate against any employee or applicant for employment because of
race,color,religion,sex,or national origin. The contractor will take affirmative action to ensure that
applicants aze employed, and that employees are treated during employment without regard to their
race, color, religion, sex, or national origin. Such action shall include, but not be limited to the
following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising;
layoff or termination;rates of pay or other forms of compensation;and selection for training,including
apprenticeship. The contractor agrees to post in conspicuous places, available to employees and
applicants for employment, notices to be provided setting forth the provisions of this
nondiscrimination clause.
b. The contractor will,in all solicitations or advertisements for employees placed by or on behalf of the
contractor,state that all qualified applicants will receive consideration for employment without regard
to race,color,religion,sex,or national origin.
c. The contractor will send to each labor union or representative of workers with which he has a
collecrive bargaining agreement or other contract or understanding,a notice to be provided,advising
the said labor union or workers'representarive of the contractor's commitments under this section,and
shall post copies of the notice in conspicuous places available to employees and applicants for
employment.
d. The contractor will comply with all provisions of Executive Order 11246 of September 24, 1965,and
of the rules,regulations,and relevant orders of the Secretary of Labor.
e. The contractor will fiunish all information and reports required by Executive Order 11246 of
September 24, 1965,and by the rules,regulations,and orders of the Secretary of Labor, or pursuant
thereto, and will pemut access to his books, records, and accounts by the City of Orange, United
States Department of Housing and Urban Development (HUD) and the Secretary of Labor for
purposes of investigation to ascertain compliance with such rules,regulations,and others.
f. In the event of the contractor's noncompliance with the nondiscrimination clause of this contract or
with any of the said rules, regulations, or orders, this contract may be cancelled, terminated, or
suspended in whole, or in part, and the contractor may be declared ineligible for further
govemment contracts or federally assisted construction contracts in accordance with procedures
authorized in Executive Order 11246 of September 24, 1965, or by rule,regulation, or order of the
Secretary of Labor,or as otherwise provided by law.
g. The contractor will include the provisions of Paragraph 1-a through 1-g in every subcontract or
purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued
putsuant to Secrion 204 of Executive Order 11246 of September 24, 1965,so that such provisions will
be binding upon each subcontractor or vendor. The coniractor will take such action with respect to
any subcontract or purchase order as the City of Orange may d'uect as a means of enforcing such
provisions,including sanctions for noncompliance. Provided,however,that in the event a contractor
becomes involved in,or is threatened with,litigation by a subcontractor or vendor as a result of such
direction by the City of Orange or HUD, the contractor may request the United States to enter into
such litigation to protect the interests of the United States.
2. NOTICE OF REQUIREMENT FOR AFFIRMATIVE ACTION TO ENSURE EQUAL EMPLOYMENT
OPPORTUNITY(EEO)Executive Order 11246.
a. The Offerers or Bidder's attention is called to the "Equal Opportunity Clause" and the "Standard
Federal Equal Employment Specificarions" set forth herein.
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b. The goals and timetables for minority and female participation,expressed in percentage tercns for the
contractor's aggregate work force in each trade on all construction work in the covered area, are as
follows:
Goals for Minority Goals for Female
Participation for Participation in
Timetables Each Trade Each Trade
11.9% 6.9°/a
These goals are applicable to all the contractor's construction work(whether or not it is Federal or
federally assisted)performed in the covered area. If the contractor performs consh�ucrion work in a
geograplucal area located outside of the covered area, it shall apply the goals established for such
geographical area where the work is actually performed. With regard to this second area, the
contractor also is subject to the goals for both its federally involved and non-federally involved
construction.
The contractor's compliance with the Executive Order and the regulations in 41 CFR Part 60-4 shall
be based on its implementation of the Equal Opporiunity Clause, specific affirmative action
obligations required by the specificarions set forth in 41 CFR Part 60-4.3(a),and its efforts to meet
the goals. The hours of minority and female employment and training must be substantially uniform
throughout the length of the contract and in each trade, and the contractor shall make a good faith
effort to employ minorities and women evenly on each of its projects. The transfer of minority or
female employees or trainees from contractor to contractor or from project to project for the sole
purpose of ineeting the contractor's goals shall be a violation of the contract,the Executive Order,and
the regulations of 41 CFR Part 60-4. Compliance with the goals will be measured against the total
work hours performed.
c. The contractor shall provide written notification to the Director of the Office of Federal Contract
Compliance Programs within 10 working days of award of any construction subcontract in excess of
$10,000 at any tier for construction work under the contract resulting from this solicitarion. The
notification shall list the name, address, and telephone number of the subcontractor; employer
identification number of the subcontractor; estimated dollar amount of the subcontract; esrimated
starting and completion dates of the subcontract;and the geographical area in wluch the contract is to
be performed.
d. As used in this norice, and in the contract resulting from this solicitation,the "covered area" is the
Standard Metropolitan Statistical Area ofAnaheim,Santa Ana,Garden Grove,specifically the County
of Orange,State of California.
3. STANDARD FEDERAL EQUAL EMPLOYMENT SPECIFICATIONS(Executive Order 11246)
a. As used in these specifications:
(1) "Covered area"means the geographical area described in the solicitation from which this
contract resulted;
(2) "Director" means Director, Office of Federal Contract Compliance Programs, United
States Department of Labor,or any person to whom the Director delegates authority;
(3) "Employer idenrification number"means the Federal Social Security Number used on the
Employer's Quarterly Federal Tax Return,United States Treasury Department Form 941.
(4) "Minority"includes:
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(a) Black(all persons having origins in any of the Black African racial groups not of
Hispanic origin);
(b) Hispanic(all persons of Mexican,Puerto Rican,Cuban,Central or South
American or other Spanish culture or origin,regardless of race);
(c) Asian and Pacific Islander(all persons having origins in any of the original
peoples of the Far East,Southeast Asia,the Indian Subcontinent,or the Pacific
Islands);and
(d) American Indian or Alaskan Native(all persons having origins in any of the
original peoples of North America and maintaining identifiable tribal affiliations
through membership and participation or community identification).
b. Whenever the contractor,or any subcontractor at any tier,subcontracts a portion of the work involving
any construction trade, it shall physically include in each subcontract in excess of $10,000 the
provisions of these specifications and the notice which contains the applicable goals for minority and
female participation and which is set forth in the solicitations from which this contract resulted.
c. If the contractor is participating(pursuant to 41 CFR Part 60-4.5)in a Hometown Plan approved by
the United States Department of Labor in the covered area either individually or through an
association, its affirmative action obligarions on all work in the Plan area (including goals and
timetables)shall be in accordance with that Plan for those trades which have unions participating in
the Plan. Contractors must be able to demonstrate their participation in and compliance with the
provisions of any such Hometown Plan. Each contractor or subcontractor participating in an approved
Plan is individually required to comply with its obligations under the EEO clause,and to make a good
faith effort to achieve each goal under the Plan in each trade in which it has employees. The overall
good faith performance by other contractors or subcontractors toward a goal in an approved Plan does
not excuse any covered contractor's or subcontractor's failure to take good faith efforts to achieve the
Plan goals and timetables.
d. The contractor shall implement the specific affirmative action standards provided in Paragraphs 3g(1)
through 3g(16)of these specificarions. The goals set forth in the solicitation from which this contract
resulted are expressed as percentages of the total hours of employment and training of minority and
female utilization the contractor should reasonably be able to achieve in each construction trade in
which it has employees in the covered area. Covered construction contractors performing
construction work in geographical areas where they do not have a Federal or federally assisted
construction contract shall apply the minority and female goals established for the geographical area
where the work is being performed. Goals are published periodically in the Federal Register in notice
form,and such notices may be obtained from any Office of Federal Contract Compliance Programs
or from Federal procurement contracting officers. The contractor is expected to make substantially
uniform progress in meering its goals in each craft during the period specified.
e. Neither the provisions of any collective bargaining agreement nor the failure by a union with whom
the contractor has a collective bargaining agreement,to refer either minority or women shall excuse
the contractor's obligations under these specifications, Executive Order 11246, or the regulations
promulgated pursuant thereto.
f. In order for the nonworking training hours of apprentices and trainees to be counted in meeting the
goals, such apprentices and trainees must be employed by the contractor during the training period,
and the contractor must have made a commitment to employ the apprentices and trainees at the
completion of their training, subject to the availability of employment opportuniries. Trainees must
be trained pursuant to training programs approved by the United States Department of Labor.
g. The contractor shall take specific affirmative actions to ensure equal employment opportunity. The
evaluation of the contractor's compliance with these specifications shall be based upon its effort to
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achieve maximuxn results from its actions. The contractor shall document these efforts fully,and shall
implement affirmative action steps at least as extensive as the following:
(1) Enswe and maintain a working environment free of harassment,intimidation, and coercion
at all sites,and in all facilities at which the contractor's employees are assigned to work. The
contractor,where possible,will assign two or more women to each construction project. The
contractor shall specifically ensure that all foremen, superintendents, and other on-site
supervisory personnel are aware of and carry out the contractor's obligarion to maintain such
a worldng environment,with specific attenrion to minority or female individuals working at
such sites or in such facilities.
(2) Establish and maintain a current list of minority and female recruitment sources, provide
written notification to minority and female recruitment sources and to community
organizations when the contractor or its unions have employment opportunities available,and
maintain a record of the organizations'responses.
(3) Maintain a current file of the names,addresses,and telephone numbers of each minority and
female off-the-street applicant and minority or female referral from a union, a recruittnent
source, or community organizarion and of what action was taken with respect to each such
individual. If such individual was sent to the union hiring hall for referral and was not
referred back to the contractor by the union or, if referred,not employed by the contractor,
this shall be documented in the file with the reason therefor,along with whatever additional
actions the contractor may have taken.
(4) Provide immediate written norification to the D'uector when the union or unions with which
the contractor has a collective bargaining agreement has not referred to the contractor a
minority person or woman sent by the contractor, or when the contractor has other
information that the union refenal process has impeded the contractor's efforts to meet its
obligations.
(5) Develop on-the-job training opportunities and/or participate in training programs for the azea
which expressly include minoriries and women, including upgrading programs and
apprenticeship and trainee programs relevant to the contractor's employment needs,
especially those programs funded or approved by the Department of Labor. The contractor
shall provide notice of these programs to the sources compiled under 3g(2)above.
(6) Disseminate the contractor's EEO policy by providing notice of the policy to unions and
training programs and requesting their cooperation in assisting the contractor in meeting its
EEO obligarions;by including it in any policy manual and collective bargaining agreement;
by publicizing it in the company newspaper, annual report, etc.; by specific review of the
policy with all management personnel and with all minority and female employees at lease
once a year; and by posting the company EEO policy on bulletin boards accessible to all
employees at each locarion where construcrion work is performed.
(7) Review,at least annually,the company's EEO policy and affirmative action obligations under
these specifications with all employees having any responsibility for hiring, assignment,
layoff, temunation or other employment decisions including specific review of these items
with on-site supervisory personnel such as Superintendents, General Foremen,etc.,prior to
the iniriarion of construction work at any job site. A written record shall be made and
maintained identifying the time and place of these meerings,persons attending,subject matter
discussed,and disposition of the subject matter.
(8) Disseminate the contractor's EEO policy externally by including it in any advertising in the
news media, specifically including minority and female news media, and providing written
notification to and discussing the contractor's EEO policy with other contractors and
subcontractors with whom the contractor does or anticipates doing business.
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(9) Direct its recruihnent efforts, both oral and written, to minority, female, and community
organizations; to schools with minority and female students; and to minority and female
recruitment and training organizations serving the contractor's recruitment azea and
employment needs. Not later than one month prior to the date for the acceptance of
applications for apprenticeship or other training by any recruitment sources,the contractor
shall send written notification to organizations such as the above, describing the opening,
screening procedures,and tests to be used in the selection process.
(10) Encourage present minority and female employees to recnrit other minority persons and
women and, where reasonable,provide after school, summer, and vacarion employment to
minority and female youth,both on the site and in other azeas of a contractor's work force.
(11) Validate all tests and other selection requirements where there is an obligation to do so under
41 CFR Part 60-3.
(12) Conduct, at least annually, an inventory and evaluation at least of all minority and female
personnel for promorional opportunities and encourage these employees to seek or to prepare
for,through appropriate training,etc.,such opportunities.
(13) Ensure that seniority practices,job classifications, work assignments, and other personnel
practices do not have a discriminatory effect by continually monitoring all personnel and
employment-related acrivities to ensure that the EEO policy and the contractor's obligations
under these specifications are being carried out.
(14) Ensure that all facilities and company acriviries are nonsegregated except that separate or
single-user toilet and necessary changing facilities shall be provided to assure privacy
between the sexes.
(15) Document and maintain a record of all solicitations of offers for subcontracts from minority
and female construction contractors and suppliers, including circulation of solicitations to
minority and female contractor associations and other business associations.
(16) Conduct a review, at least annually, of all supervisors'adherence to and performance under
the contractor's EEO policies and affirmative action obligarions.
h. Contractors are encouraged to participate in voluntary associations which assist in fulfilling one or
more of their affirmative action obligations 3g(1)through(16). The efforts of a contractor association,
joint contractor-union, contractor-community, or other similar group of which the contractor is a
member and participant,may be asserted as fulfilling any one or more of its obligations under 3g(1)
through (16) of these specifications provided that the contractor actively participates in the group,
makes every effort to ensure that the group has a positive impact on the employment of minorities and
women in the industry, ensures that the concrete benefits of the program aze reflected in the
contractor's minority and female work force participation, makes a good faith effort to meet its
individual goals and timetables, and can provide access to documentation which demonstrates the
effectiveness of actions taken on behalf of the contractor. The obligation to comply,however,is the
contractor's,and failwe of such a group to fulfill an obligation shall not be a defense for the contractor's
noncompliance.
i. A single goal for minorities and a separate single goal for women have been established. The
contractor, however, is required to provide equal employment opportunity and to take affirmative
action for all minority groups,both male and female,and all women,both minority and non-minority.
Consequently, the contractor may be in violation of the Executive Order if a particular group is
employed in a substantially disparate manner(for example, even though the contractor has achieved
its goals for women generally,the contractor may be in violarion of the Executive Order if a specific
minority group of women is underutilized).
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j. The contractor shall not use the goals and timetables or affirmative action standazds to discriminate
� against any person because of race,color,religion,sex,or national origin.
k. The contractor shall not enter into any subcontract with any person or firm debarred from Government
contracts pursuant to Execurive order 11246.
1. The contractor shall carry out such sanctions and penalties for violation of these specifications and of
the Equal Opportunity Clause, including suspension, termination, and cancellation of existing
subcontracts as may be imposed or ordered pursuant to Executive Order 11246, as amended, and its
implementing regulations,by the Office of Federal Contract Compliance Programs. Any contractor
who fails to carry out such sanctions and penalties shall be in violation of these specifications and
Executive Order 11246,as amended.
m. The contractor, in fulfilling its obligations under these specifications, shall implement specific
affirmative action steps, at least as extensive as those standards prescribed in Paragraph 3g of these
specifications, so as to achieve maximum results from its efforts to ensure equal employment
opportunity. If the contractor fails to comply with the requirements of the Execurive Order, the
implementing regulations, or these specifications, the Director shall proceed in accordance with 41
CFR Part 60-4.8.
n. The contractor shall designate a responsible official to monitor all employment related activity to
ensure that the company EEO policy is being carried out,to submit reports relating to the provisions
hereof as may be required by the Government and to keep records. Records shall at least include for
each employee the name, address, telephone numbers, construction trade, union affiliation, if any,
employee identification number when assigned, social security number, race, sex, status (e.g.,
mechanic,apprentice,trainee,helper, or laborer),dates of changes in status,hours worked per week
in the indicated trade,rate of pay,and locarions at which the work was performed. Records shall be
maintained in an easily understandable and retrievable form; however, to the degree that existing
records satisfy this requirement,contractors shall not be required to maintain separate records.
o. Nothing herein provided shall be construed as a limitation upon the application of other laws which
establish different standazds of compliance or upon the application of requirements for the hiring of
local or other area residents (e.g., those under the Public Works Employment Act of 1977 and the
Community Development Block Grant Program).
p. The Director, from time to time, shall issue goals and timetables for minority and female utilization
which shall be based on appropriate work force, demographic or other relevant data and which shall
cover construction projects or construction contracts performed in specific geographic areas. The
goals,which shall be applicable to each construction trade in a covered contractor's or subcontractor's
entire work force which is working in the area covered by the goals and timetables,shall be published
as notices in the Federal Register,and shall be inserted by the contracting officers and applicants,as
applicable, in the Notice required by 41 CFR 60-4.2. Covered construction contractors performing
construction work in geographical areas where they do not have a Federal or federally assisted
constntction contract shall apply the minority and female goals established for the geographical area
where the work is being performed.
4. SPECIFIC EEO REQUIREMENTS. For a federally assisted construction contract in excess of$10,000,the
contractor/subcontractor shall:
a. Forward the following EEO certification forms to the contract awarding authority prior to contract
award: Certification of Nonsegregated Faciliries and Certification with Regard to the Performance of
Previous Contracts or Subcontracts Subject to the Equal Opportunity Clause and the Filing of Required
Reports.
FS-13
b. Submit a notification of subcontracts awarded to the Director,Office of Federal Contract Compliance
Programs,United States Department of Labor-ESA,200 Constitution Avenue,NW,Room C3325,
Washington,D.C.,20210,within 10 working days of award of any subcontract in excess of$10,000,
listing the name,address,and telephone number of the subcontractor;employer idenrificarion number;
estimated dollar amount of the subcontract;estimated starting and completion dates of the subcontract;
and the geographical area in which the contract is to be performed.
c. Send a notice of the contractor's commitment to equal employment opportunity to labor unions or
representatives of workers prior to commencement of construction work.
d. Display an equal employment opportunity poster in a conspicuous place available to employees and
applicants for employment.
e. For contracts in excess of$10,000,bind subcontractors to the Federal equal employment opportunity
requirements by including the provisions of Paragraphs 1 through 3,above,in the subcontract.
f. Upon commencement of construcrion work and until the work is completed, forward the Monthly
Employment Utilization Report(Form CC-257)to the contract awarding authority by the end of each
work month. With the initial monthly report,the contractor/subcontractor shall attach the Contractor's
List of Federal and Non-Federal Work in Bid Condition Area to the monthly report.
5. CIVIL RIGHTS ACT OF 1964. Under Title VI of the Civil Rights Act of 1964,no person shall,on the grounds
of race,color, or national origin,be excluded from participation in,be denied the benefits of,or be subjected
to discrimination under any program or activity receiving Federal financial assistance.
6. SECTION 109 OF THE HOUSING AND COMMLTNITY DEVELOPMENT ACT OF 1974. No person in
the United States shall on the grounds of race, color,national origin, or sex be excluded from partici-parion
in,be denied the benefits of,or be subjected to discrimination under any program or activity funded in whole
or in part with funds made available under this title.
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CITY OF ORANGE
SECTION 3
AFFIRMATIVE ACTION PLAN
AUTHORITY:
This Section 3 Affirmative Action Plan has been prepared pursuant to regulations established in the Secretary of
Housing and Urban Development Act of 1968(24 CFR 135.70,October 23, 1973).
PURPOSE:
The purpose of this plan is to outline the process the City of Orange will follow so that to the greatest extent feasible
employment opportuniries will be given to low and moderate income residents and procurement opportuniries for
CDBG funded contracts awazds be given to local businesses.
DEFINITION OF TERMS:
1. Low and Moderate Income Residents:Any individual residing within the City limits of the City of Orange �
whose household income does not exceed 80%of the City's median family income.
2. Local Business Concerns:Those businesses eligible for CDBG contract awards and located within the City
limits of the City of Orange.
3. Contractor:Any entity which performs work in connection with a Section 3 covered project.
4. Sub-Contractor:Any enrity(other than a person who is an employee of the contractor)which has agreed or
arranged with a contractor to undertake a portion of the conttactor's obligation or performance of work in
connection with a Section 3 covered project.
5. Section 3 Covered Project:Any project,contract,and any sub-contract connected with programs
administered by the Secretary of Housing and Urban Development.
(Projects administered under Section 235 and 236 of the National Housing Act, as well as public housing
program which does not exceed$500,000 in estimated costs, are exempt from the requirement outlined in this
A�rmative Action Plan.Any sub-contracts of$S0,000 or less on such projects or coniracts in excess of$500,000
are also exempt from Section 3 reguirements).
BIDDING CONTRACTOR'S RESPONSIBILITIES:
Section 3 requires that each contractor and sub-contractor performing work on a Section 3 covered project aze required
by 24 CFR Part 135 to establish that a good faith effort has been made to fill all training positions with low and
moderate income residents and to provide business opportunities to firms located in the City. To comply with these
requirements,the conh�actor and/or the sub-contractor shall,at a minimum,perform the following:
1. Prepare a preliminary statement of work force needs(skilled,semi-skilled,unskilled labor,and trainees by
category)where lrnown,where not lrnown;such informarion is to be supplied prior to the signing of any contracts
between contractors and their sub-contractors.This information is to be listed as in the format on Form CD-9.
2. Set forth the approximate number and dollar value of all contracts proposed to be sub-contracted to business
firms within the City.This information shall be listed on Form CD-8
FS=15
3. Solicit,to the greatest extent feasible,to employ low to moderate income residents and provide business
opportunities to business firms within the City.This solicitation shall include,but not necessarily be limited to,
advertisements in a newspaper of current circulation,posting of norices in local union halls,and posting notices in
areas of local assembly.
AWARDED CONTRACTOR'S RESPONSIBILITIES
The City will award the contract to the lowest responsible bidder whose proposal complies with all the requirements
in the bid package.The awarded contractor will be required to fulfill the components of this Section 3 Plan to the
greatest extent feasible.At a minimum,the contractor and all the sub-contractors shall:
1. Appoint an Affumative Action Officer who is to be responsible for the maintenance of records and data
collection pursuant to this plan and provide City representatives with such information when requested.Form
CD-5 is to be filled out and submitted to the City for future reference.
2. Maintain a list of all low and moderate income residents who have applied either on their own or on referral
from any source,and employ such persons,if otherwise eligible and if a trainee vacancy exists.If the
contractor or sub-contractor have no vacancies,the applicant,if otherwise eligible,shall be listed for the
first available vacancy.
3. Provide the City with a detailed narrarive of the efforts taken to comply with these requirements,in the event
that no low or moderate income residents are employed or no local business concerns are sub-contracted.
CITY'S RESPONSIBILITIES:
The City of Orange shall facilitate the contractor's compliance with the Secrion 3 Affirmative Action Plan by
perfornung,at a minimum.the following:
1. The City shall develop and maintain a mailing list of local business concerns interested in receiving
information regarding CDBG funded projects. These firms shall be sent a special notice that the City Council
of the City of Orange has authorized the project, and they may procure the bid application packages at the
designated location.Each fum is responsible for the cost of bid package.
2. The City shall develop and maintain a registry of interested local business concems which may be utilized as
potential sub-contractors or vendors to the general contractor.This registry shall be made available to the
general contractor.
It is the policy of the City of Orange,to provide equal employment opportunity to all persons, and all services
contracted out by the City are obligated to comply with the same equal employment opportunity standazds.
Information and records regarding the implementation of this Affirmative Acrion Plan will be made
availableto City Officials upon request.
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CITY OF ORANGE
SECTION 3 AFFIRMATIVE ACTION PLAN
PROCESS FLOW CHART
OBJECTIVES:
1. To provide employment opportunities to low and moderate income residents through CDBG funded projects.
2. To provide opportuniries for CDBG contract awards to City businesses,particularly those firms located in
low and moderate income areas.
A. City Council approves CDBG funded project.
B. City sends special notices to local businesses whom have expressed such an interest.
C. Call for Projects Process
1. Interested contractors procure bid packages and develop
proposals.
2. Prepare preliminary statement of work force needs.
3. Prepare statement of sub-contract needs and set target amounts
for sub-contracts to In-City Businesses.
4. Advertise for employment and business opportunities.
5. Present proposal to appropriate City Staff at designated time
and place.
D. Awarding Process
1. City selects bid and awards a contract.
2. Awarded contractor designates Affirmative Acrion Officer.
3. Affumative Action Officer maintains list of low and moderate
income residents whom have applied for positions when no
trainee vacancy exists.
4. Contractor provides a detailed narrative of actions taken to
implement Affirmative Action Plan if he is unable to employ
low and moderate income residents or awards sub-contracts to
local business concems.
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ATTACHMENT NO. 6
FEDERAL LABOR STANDARDS AND PROVISIONS
[Beneath this sheet]
Federal Labor Standards Provisions U.S. Department of Housing
and Urban Development
Office of Labor Relations
Applicability
The Project or Program to which the construction work (1) The work to be performed by the classification
covered by this contract pertains is being assisted by the requested is not performed by a classification in the wage
United States of America and the following Federal Labor determination; and
Standards Provisions are included in this Contractpursuant
totheprovisionsapplicabletosuchFederal assistance. �2) Theclassificationisutilizedintheareabytheconstruction
industry; and
A. 1. (i) Minimum Wages. All laborers and mechanics
employed or working upon the site of the work, will be paid (3) The proposed wage rate, including any bona fide
unconditionally and not less often than once a week, and fringe benefits, bears a reasonable relationship to the
without subsequent deduction or rebate on any account Wage rates contained in the wage determination.
(except such payroll deductions as are permitted by (b) If the contractor and the laborers and mechanics to be
regulations issued by the Secretary of Labor under the employed in the classification (if known), or their
Copeland Act (29 CFR Part 3), the full amount of wages representatives, and HUD or its designee agree on the
and bona fide fringe benefits (or cash equivalents thereof) classification and wage rate (including the amount
due at time of payment computed at rates not less than designated for fringe benefits where appropriate), a report
those contained in the wage determination of the of the action taken shall be sent by HUD or its designee to
Secretary of Labor which is attached hereto and made a the Administrator of the Wage and Hour Division,
part hereof, regardless of any contractual relationship Employment Standards Administration, U.S. Department of
which may be alleged to exist between the contractor and Labor, Washington, D.C. 20210. The Administrator, or an
such laborers and mechanics. Contributions made or authorized representative, will approve, modify, or
costs reasonably anticipated for bona fide fringe benefits disapprove every additional classification action within 30
under Section I(b)(2) of the Davis-Bacon Act on behalf of days of receipt and so advise HUD or its designee or will
laborers or mechanics are considered wages paid to such notify HUD or its designee within the 30-day period that
laborers or mechanics, subject to the provisions of 29 CFR additional time is necessary. (Approved by the Office of
5.5(a)(1)(iv); also, regular contributions made or costs Management and Budget under OMB control number 1215-
incurred for more than a weekly period (but not less often 0140.)
than quarterly) under plans, funds, or programs, whichcover (c) In the event the contractor, the laborers or mechanics
the particular weekly period,are deemed to be constructively to be employed in the classification or their
made or incurred during such weekly period. representatives, and HUD or its designee do not agree on
Such laborers and mechanics shall be paid the appropriate the proposed classification and wage rate (including the
wage rate and fringe benefits on the wage determination amount designated for fringe benefits, where appropriate),
for the classification of work actually performed, without HUD or its designee shall refer the questions, including the
regard to skill, except as provided in 29 CFR 5.5(a)(4). views of ali interested parties and the recommendation of
Laborers or mechanics performing work in more than one HUD or its designee, to the Administrator for determination.
classification may be compensated at the rate specified for The Administrator,or an authorized representative,will issue
each classification for the time actually worked therein: a determination within 30 days of receipt and so advise HUD
Provided, That the employer's payroll records accurately or its designee or will notifyHUD or its designee within
set forth the time spent in each classification in whichwork the 30-day period that additional time is necessary.
is performed. The wage determination (including any (ApprovedbytheOfficeof Management and Budget under
additional classification and wage rates conformed under OMB Control Number
29 CFR 5.5(a)(1)(ii) and the Davis-Bacon poster (WH- 1215-0740.)
1321) shall be posted at all times by the contractor and its (d) The wage rate (including fringe benefits where
subcontractors at the site of the work in a prominent and appropriate) determined pursuant to subparagraphs
accessible, place where it can be easily seen by the (1)(ii)(b) or (c) of this paragraph, shall be paid to all
workers. workers performing work in the classification under this
(ii) (a) Any class of laborers or mechanics which is not contract from the first day on which work is performed in
listed in the wage determination and which is to be the classification.
employedunderthecontractshallbeclassifiedinconformance (iii) Whenever the minimum wage rate prescribed in the
with the wage determination. HUD shall approve an contract for a class of laborers or mechanics includes a
additional classification and wage rate and fringe benefits fringe benefit which is not expressed as an hourly rate, the
therefor only when the following criteria have been met: contractor shall either pay the benefit as stated in the wage
determination or shall pay another bona fide fringe benefit or
an hourly cash equivalent thereof.
(iv) If the contractor does not make payments to a trustee
or other third person, the contractor may consider as part
Previous editions are obsolete Page 1 of 5 fortn HUD�010(06/2009)
ref.Handbook 1344.1
ofthewagesofanylaborerormechanictheamountofanycosts communicated in writing to the laborers or mechanics
reasonably anticipated in providing bona fide fringe benefits affected, and records which show the costs anticipated or
under a plan or program, Provided, That the Secretary the actual cost incurred in providing such benefits.Contractors
of Labor has found, upon the written request of the employing apprentices or trainees under approved programs
contractor, that the applicable standards of the Davis-Bacon shall maintain written evidence of the registration of
Act have been met. The Secretary of Labor may require apprenticeship programs and certification of trainee
the contractor to set aside in a separate account assets for the programs,the registration ofthe apprentices and trainees,and
meeting of obligations underthe plan or program. (Approved the ratios and wage rates prescribed in the applicable
by the Office of Management and Budget under OMB programs. (Approved by the Office of Management and
Control Number 1215-0140.) Budget under OMB Control Numbers
2. Withholding. HUD or its designee shall upon its own 1215-0140 and 1215-0017.)
action or upon written request of an authorized (ii) (a) The contractor shall submit weekly for each week
representative of the Department of Labor withhold or in which any contract work is performed a copy of all
cause to be withheld from the contractor under this payrolls to HUD or its designee if the agency is a party to
contract or any other Federal contract with the same prime thecontract,butiftheagencyisnotsuchaparty,the contractor
contractor, or any other Federally-assisted contract will submit the payrolls to the applicant sponsor,or
subject to Davis-Bacon prevailing wage requirements, owner, as the case may be, for transmission to HUD or its
which is held by the same prime contractor so much of the designee. The payrolls submitted shall set out accurately
accrued payments or advances as may be considered and completely all of the information required to be
necessary to pay laborers and mechanics, including maintained under 29 CFR 5.5(a)(3)(i) except that full social
apprentices, trainees and helpers, employed by the securitynumbersandhomeaddressesshallnotbe included on
contractor or any subcontractor the full amount of wages weekly transmittals. Instead the payrolls shall only need to
required by the contract In the event of failure to pay any include an individually identifying number for each employee
laborer or mechanic, including any apprentice, trainee or (e.g., the last four digits of the employee's social security
helper, employed or working on the site of the work, all or number). The required weekly payroll
part of the wages required by the contract, HUD or its information may be submitted in any form desired.
designee may, after written notice to the contractor, Optional Form WH-347 is available for this purpose from
sponsor, applicant, or owner, take such action as may be the Wage and Hour Division Web site at
necessary to cause the suspension of any further hffn://www.dol.qov/esa/whd/forms/wh347instr.htm or its
payment, advance, or guarantee of funds until such successor site. The prime contractor is responsible for the
violations have ceased. HUD or its designee may, after submission of copies of payrolls by all subcontractors.
written notice to the contractor, disburse such amounts Contractors and subcontractors shall maintain the full
withheld for and on account of the contractor or social security number and current address of each
subcontractor to the respective employees to whom they covered worker, and shall provide them upon request to
are due. The Comptroller General shall make such HUD or its designee if the agency is a party to the
disbursements in the case of direct Davis-Bacon Act contract, but if the agency is not such a party, the
contracts. contractor will submit the payrolls to the applicant
3. (i) Payrolls and basic records. Payrolls and basic sponsor,orowner,asthecasemaybe,fortransmissiontoHUD
records relating thereto shall be maintained by the or its designee, the contractor, or the W age and Hour
contractor during the course of the work preserved for a Division of the Department of Labor for purposes of an
period of three years thereafter for all laborers and investigation or audit of compliance with prevailing wage
mechanics working at the site of the work. Such records requirements. It is not a violation of this subparagraph for
shall contain the name, address, and social security a prime contractor to require a subcontractor to provide
number of each such worker, his or her correct addresses and social security numbers to the prime
classification, hourly rates of wages paid (including rates contractor for its own records, without weekly submission
of contributions or costs anticipated for bona fide fringe to HUD or its designee. (Approved by the Office of
benefits or cash equivalents thereof of the types described Management and Budget under OMB Control Number
in Section I(b)(2)(B) of the Davis-bacon Act), daily and 1215-0149.)
weekly number of hours worked, deductions made and (b) Each payroll submitted shall be accompanied by a
actual wages paid. Whenever the Secretary of Labor has "Statement of Compliance," signed by the contractor or
found under 29 CFR 5.5 (a)(1)(iv) that the wages of any subcontractor or his or her agent who pays or supervises
laborer or mechanic include the amount of any costs the payment of the persons employed under the contract
reasonably anticipated in providing benefits under a pian and shall certify the following:
or program described in Section I(b)(2)(B) of the Davis- (1) That the payroll for the payroll period contains the
Bacon Act, the contractor shall maintain records whichshow informationrequiredtobeprovidedunder29CFR5.5(a)(3)(ii),
that the commitment to provide such benefits is enforceable, the appropriate information is being maintained under 29 CFR
that the plan or program is financially responsible, and that 5.5(a)(3)(i), and that such information is correct and
the plan or program has been complete;
(2) That each laborer or mechanic (including each helper, is not registered or otherwise employed as stated above,
apprentice, and trainee) employed on the contract during shallbepaidnotlessthantheapplicablewagerateonthewage
the payroll period has been paid the full weekly wages determinationfortheclassificationofworkactuallyperformed.
earned, without rebate, either directly or indirectly, and that In addition, any apprentice performing work on thejobsitein
no deductions have been made either directly or excess of the ratio permitted under the registered program
indirectly from the full wages earned, other than permissible shall be paid not less than the applicable wage rate on
deductions as set forth in 29 CFR Part 3; the wage determination for the work actually performed.
(3) That each laborer or mechanic has been paid not less Whereacontractorisperforming construction on a project in
than the applicable wage rates and fringe benefits or cash a locality other than that inwhich its program is registered,
equivalents for the classification of work performed, as the ratios and wage rates (expressed in percentages of
specified in the applicable wage determination incorporated the journeyman's hourly rate)specified in the contractor's or
into the contract. subcontractor's registered program shall be observed.
Every apprentice must be paid at not less than the rate
(c) The weekly submission of a properly executed specified in the registered program forthe apprentice's level
certification set forth on the reverse side of Optional Form of progress, expressed as a percentage of the journeymen
WH-347 shall satisfy the requirement for submission of the hourlyratespecified in the applicable wage determination.
"Statement of Compliance" required by subparagraph Apprentices shall be paid fringe benefits in accordancewith
A.3.(ii)(b). the provisions of the apprenticeship program. If the
(d) The falsification of any of the above certifications may apprenticeship program does not specify fringe benefits,
subject the contractor or subcontractor to civil or criminal apprentices must be paid the full amount of fringe benefits
prosecution under Section 1001 of Title 18 and Section listed on the wage determination for the applicable
231 of Title 31 of the United States Code. classification. If the Administrator determines that a
(iii) The contractor or subcontractor shall make the different practice prevails for the applicable apprentice
records required under subparagraph A.3.(i) available for classification, fringes shall be paid in accordance with that
inspection, copying, or transcription by authorized determination. In the event the Office of Apprenticeship
representatives of HUD or its designee or the Department Training, Employer and Labor Services, or a State
of Labor, and shall permit such representatives to Apprenticeship Agency recognized by the Office,
interview employees during working hours on the job. If W�thdraws approval of an apprenticeship program, the
the contractor or subcontractor fails to submit the required contractor will no longer be permitted to utilize
records or to make them available, HUD or its designee apprentices at less than the applicable predetermined rate
may, after written notice to the contractor, sponsor, for the work performed until an acceptable program is
applicant or owner, take such action as may be necessary approved.
to cause the suspension of any further payment, advance, (ii) Trainees. Except as provided in 29 CFR 5.16,
or guarantee of funds. Furthermore, failure to submit the trainees will not be permitted to work at less than the
required records upon request or to make such records predetermined rate for the work performed unless they are
available may be grounds for debarment action pursuant to employed pursuant',toand individuallyregistered in a program
29 CFR 5.12. which has received prior approval, evidenced by formal
4. Apprentices and Trainees. certificationbytheU.S.DepartmentofLabor,Employmentand
Training Administration. The ratio of trainees to journeymen
(i) Apprentices. Apprentices will be permitted to work at on the job site shall not be greater than permitted under
less than the predetermined rate for the work they the plan approved by the Employment and Training
performed when they are employed pursuant to and Administration. Every trainee must be paid at not less
individually registered in a bona fide apprenticeshipprogram than the rate specified in the approved program for the
registered with the U.S.Department of Labor,Employment and trainee's level of progress, expressed as a percentage of the
Training Administration, Office of Apprenticeship Training, journeyman hourly rate specified in the applicable wage
Employerand LaborServices,or with a State Apprenticeship determination. Trainees shall be paid fringe benefits in
Agency recognized by the Office, or if a person is accordance with the provisions of the trainee program. If
employed in his or her first 90 days of probationary the trainee program does not mention fringe benefits,
employment as an apprentice in such an apprenticeship trainees shall be paidthefullamountoffringebenefitslisted
program, who is not individually registered in the program, on the wage determination unless the Administrator of the
but who has been certified by the Office of Apprenticeship �/age and Hour Division determines that there is an
Training, Employer and Labor Services or a State apprenticeshipprogram associated with the corresponding
ApprenticeshipAgency(whereappropriate) to be eligible for journeyman wage rate on the wage determination which
probationary employment as an apprentice. The allowable provides for less than full fringe benefits for apprentices.
ratio of apprentices to Any employee listed on the payroll at a trainee rate who is not
journeymen on the job site in any craft classification shall registered and participating in a training plan approved by
not be greater than the ratio permitted to the contractor as
to the entire work force under the registered program. Any
worker listed on a payroll at an apprentice wage rate, who
the Employment and Training Administration shall be paid awarded HUD contracts or participate in HUD programs
not less than the applicable wage rate on the wage pursuant to 24 CFR Part 24.
determination for the work actually performed. In addition, (ii) No part of this contract shall be subcontracted to any
any trainee performing work on the job site in excess of person or firm ineligible for award of a Government
the ratio permitted under the registered program shall be contract by virtue of Section 3(a) of the Davis-Bacon Act
paid not less than the applicable wage rate on the wage or 29 CFR 5.12(a)(1) or to be awarded HUD contracts or
determination for the work actually performed. In the participate in HUD programs pursuant to 24 CFR Part 24.
event the Employment and Training Administration �i�i� The penalty for making false statements is prescribed
withdraws approval of a training program, the contractor in the U.S. Criminal Code, 18 U.S.C. 1001. Additionally,
will no longer be permitted to utilize trainees at less than U.S. Criminal Code, Section 1 01 0, Title 18, U.S.C.,
the applicable predetermined rate for the work performed °Federal Housing Administration transactions", provides in
until an acceptabie program is approved. part: "Whoever, for the purpose of . . . influencing in any
(iii) Equal employment opportunity. The utilization of way the action of such Administration..... makes, utters or
apprentices, trainees and journeymen under 29 CFR Part 5 publishes any statement knowing the same to be false.....
shali be in conformity with the equal employment shall be fined not more than $5,000 or imprisoned not more
opportunity requirements of Executive Order 11246, as than two years, or both."
amended, and 29 CFR Part 30. 17. Complalnts, Proceedings, or Testimony by
5. Compliance with Copeland Act requirements. The Employees. No laborer or mechanic to whom the wage,
contractor shall comply with the requirements of 29 CFR salary, or other labor standards provisions of this Contract
Part 3 which are incorporated by reference in this contract are applicable shall be discharged or in any other manner
6. Subcontracts. The contractor or subcontractor will discriminated against by the Contractor or any
insert in any subcontracts the clauses contained in subcontractor because such employee has fiied any
subparagraphs 1 through 11 in this paragraph A and such complaint or instituted or caused to be instituted any
other clauses as HUD or its designee may by appropriate proceeding or has testified or is about to testify in any
instructions require, and a copy of the applicable proceeding under or relating to the labor standards
prevailing wage decision, and also a clause requiring the applicable under this Contract to his employer.
subcontractors to include these clauses in any lower tier B. Contract Work Hours and Safety Standards Act. The
subcontracts. The prime contractor shail be responsible provisions of this paragraph B are applicable where the amount of the
for the compliance by any subcontractor or lower tier prime contract exceeds $100,000. As used in this paragraph, the
subcontractor with all the contract clauses in this terms"laborers"and"mechanics"include watchmen and guards.
paragraph. (1) Overtime requirements. No contractor or subcontractor
7. Contract termination; debarment. A breach of the contractingforanypartofthecontractworkwhichmayrequireorinvolve
contract clauses in 29 CFR 5.5 may be grounds for the employment of laborers or mechanics shall require or permit
termination of the contract and for debarment as a any such laborer or mechanic in any workweek in which the individual is
contractor and a subcontractor as provided in 29 CFR employedonsuchworktoworkinexcessof40hoursinsuch workweek
5•�2• unless such laborer or mechanic receives compensation at a rate not
8. Compliance with Dav1s-Bacon and Related Act Requirements. less than one and one-half times the basic rate of pay for all hours
All rulings and interpretations of the Davis-Bacon and worked in excess of 40 hours in suchworkweek.
Related Acts contained in 29 CFR Parts 1, 3, and 5 are (2) Violation; liability for unpaid wages; liquidated
herein incorporated by reference in this contract damages. In the event of any violation of the clause set
9. Disputes concerning labor standards. Disputes forth in subparagraph (1) of this paragraph, the contractor
arising out of the labor standards provisions of this and any subcontractor responsible therefor shall be liable
contract shall not be subject to the general disputes for the unpaid wages. In addition, such contractor and
clause of this contract. Such disputes shall be resolved in subcontractor shail be liable to the United States (in the
accordance with the procedures of the Department of case of work done under contract for the District of
Labor set forth in 29 CFR Parts 5, 6, and 7. Disputes within Columbia or a territory, to such District or to such
the meaning of this clause include disputes between the territory), for liquidated damages. Such liquidated
contractor (or any of its subcontractors) and HUD or its damages shall be computed with respect to each individual
designee, the U.S. Department of Labor, or the laborer or mechanic, including watchmen and guards,
employees or their representatives. employed in violation of the clause set forth insubparagraph
10. (i) Certification of Eligibility. By entering into this �1) of this paragraph, in the sum of$10 for each calendar day on
contract the contractor certifies that neither it (nor he or Which such individual was required or permitted to work in excess of
she) nor any person or firm who has an interest in the the standard workweek of 40 hours without payment of the overtime
contractor's firm is a person or firm ineligible to be Wages required by the clause set forth in sub paragraph (1)
awarded Government contracts by virtue of Section 3(a) of of this paragraph.
the Davis-Bacon Act or 29 CFR 5.12(a)(1) or to be
(3) Withholding for unpaid wages and liquidated
damages. HUD or its designee shall upon its own
action or upon written request of an authorized
representative of the Department of Labor withhold or
cause to be withheld, from any moneys payable on
account of work performed by the contractor or
subcontractor under any such contract or any other
Federal contract with the same prime contract, or any
other Federally-assisted contract subject to the Contract
Work Hours and Safety Standards Act which is held by
the same primecontractorsuch sums as may be determined
to be necessary to satisfy any liabilities of such
contractor or subcontractor for unpaid wages and
liquidated damages as provided in the clause set forth in
subparagraph (2) of this paragraph.
(4) Subcontracts. The contractor or subcontractor
shall insert in any subcontracts the clauses set forth in
subparagraph (1)through (4)of this paragraph and also a
clause requiring the subcontractors to include these
clauses in any lower tier subcontracts. The prime
contractor shall be responsible for compliance by any
subcontractor or lower tier subcontractor with the
clauses set forth in subparagraphs (1) through (4) of
this paragraph.
C. Health and Safety. The provisions of this paragraph C
are applicable where the amount of the prime contract exceeds
$100,000.
(1) No laborer or mechanic shall be required to work in
surroundings or under working conditions which are
unsanitary, hazardous, or dangerous to his health
and safety as determined under construction safety and
health standards promulgated by the Secretary of Labor by
regulation.
(2) The Contractor shall comply with all regulations
issued by the Secretary of Labor pursuant to Title 29
Part
1926 and failure to comply may result in imposition of
sanctions pursuant to the Contract W ork Hours and
SafetyStandards Act, (Public Law 91-54, 83 Stat 96). �
40 USC
3701 et s
�.•
(3) The contractor shall include the provisions of this
paragraph in every subcontract so that such provisions
will be binding on each subcontractor. The contractor
shall take such action with respect to any subcontractor as
the Secretary of Housing and Urban Development or
the Secretary of Labor shall direct as a means of
enforcing such provisions.
I have read this required information regarding the fair labor standards provisions which is evidenced by my signature.
Signature
Date
ATTACHMENT TO FEDERAL LABOR STANDARDS PROVISIONS
SO-CALLED "ANTI-KICKBACK ACT"AND REGULATIONS PROMULGATED
PURSUANT THERETO BY THE SECRETARY OF LABOR,
UNITED STATES DEPARTMENT OF LABOR
TITLE 18,U.S.C.,section 874
(Replaces section I of the Act of June 13,1934(48 Stat.948,40 U.S.C.,
sec.276b)pursuant to the Act of June 25,1948,62 Stat.862)
KICKBACKS FROM PUBLIC WORKS EMPLOYEES
Whoever,by force,intimidation,or threat of procuring dismissal from employment,or by any other manner whatso-
ever induces any person employed in the construction,prosecurion,completion or repair of any public building,public
work,or building or work financed in whole or in part by loans or grants from the United States,to give up any part
of the compensation to which he is entitied under his contract of employment,shall be fined not more than$5,000 or
imprisoned not mor(-than five yean,or both.
SECTION 2 OF THE ACT OF JUNE 13,1934,AS AMENDED
(48 Stat.948,62 Stat.862,63 Stat.108,72 Stat.967,40 U.S.C.,sec.276c)
The Secretary of Labor shall make reasonable regulations for contractors and subcontractors engaged in the
construction,prosecution, complerion or repair of public buildings,public works or buildings or works financed in
whole or in part by loans or grants from the United States,including a provision that each contractor and subcontractor
shall furnish weekly a statement with respect to the wages paid each employee during the preceding week. Section
1001 of Title 18(United States Code)shall apply to such statements.
__��
Pursuant to the aforesaid Anti-Kickback Act,the Secretary of Labor,United States Department of Labor,has promul- �
gated the regulations hereinafter set forth, which regulations are found in Title 29, Subtitle A, Code of Federal
Regulations,Part 3. The term"this part," as used in the regulations hereinafter set forth, refers to Part 3 last above
mentioned. Said regulariotis aze as follows:
TITLE 29-LABOR
Subtitle A-Office of the Secretary of Labor
PART 3 - CONTRACTORS AND SUBCONTRACTORS ON PUBLIC BUILDING OR PUBLIC WORK
FINANCED IN WHOLE OR IN PART BY LOANS OR GRANTS FROM THE UNITED STATES
Section 3.1 Purpose and scope.
This part prescribes"anti-kickback"regularions under section 2 of the Act of June 13. 1934,as amended(40
U. S. C.276c),popularly lrnown as the Copeland Act. This part applies to any contract which is subject to Federal
wage standazds and which is for the construction,prosecution,completion,or repair of public buildings,public works
or buildings or works financed in whole or in part by loans or grants from the united States. The part is intended to
aid in the enforcement of the minimum wage provisions of the Davis-Bacon Act and the various statutes dealing with
Federally assisted construction that contain similar minimum wage provisions,including those provisions;which are
not subject to Reorganization Plan No. 14
(e.g.,the College Housing Act of 1950,the Federal Water Pollution Control Act,and the Housing Act of 1959),and
iii the enforcement of the overtime provisions of the Contract Work Hours Standards Act whenever they are applicable
to construction work. The part details the obligation of contractors and subcontractors relative to the weekly
FLSP-1
submission of statements regarding the wages paid on work covered thereby; sets forth the circumstances and
procedures governing the making of payroll deducrions from the wages of those employed on such work; and
delineates the methods of payment pernussible on such work.
Section 3.2 Det"mitions.
As,used in the regulations in this part:
(a) The terms "building" or "work" generally include construction activity as distinguished from
manufacturing, furnishing of materials, or servicing and maintenance work. The terms include, without limitation,
buildings, structures„ and improvements of all types, such as bridges, dams, plants, highways, parkways, streets,
subways,tunnels,sewers,mains,power.lines,pumping stations,railways,airports,terminals,docks,piers,wharves,
waterways, lighthouses, buoys, jetties, breakwaters, levees, and canals; dredging, shoring, scaffolding, drilling,
blasting,excavating,clearing,and landscaping. Unless conducted in connection with and at the site of such a building
or work as is described in the foregoing sentence, the manufacture or fiunishing of materials, articles, supplies, or
equipment(whether or not a Federal or State agency acquires title to such materials,articles,supplies,or equipment
during the course of the manufacture or furnishing, or owns the materials from which they are manufactured or
furnished)is not a"building"or"work"within the meaning of the regulations in this part.
(b) The terms "construction," "prosecution," "completion," or "repair" mean all types of work done on a
particulaz building or work at the site thereof, including, without limitation, altering, remodeling, painting and
decorating, the transporting of materials and supplies to oi from the building or work by the employees of the
construction contractor or construction subcontractor, and the manufacturing or fumishing of materials, articles,
supplies, or equipment on the site of the building or work, by persons employed at the site by the contractor or
subcontractor.
(c) The terms "public budding" or "public work" include building or work for whose construction,
prosecution, complerion, or repair, as defined above, a Federal agency is a contracting party,regardless of whether
title thereof is in a Federal agency.
(d) The term "building or work financed in whole or in part by loans or grants from the "United States"
includes building or work for whose construction,prosecution,completion, or repair,as defined above,payment or
part payment is made directly or indirectly from funds provided by loans or grants by a Federal agency. The term
does not include building or work for which Federal assistance is limited solely to loan guazantees or insurance.
(e) Every person paid by a contractor or subcontractor in any manner for his labor in the construction,
prosecution,completion,or repair of a public building or public work or building or work financed in whole or in part
by loans or grants from the United States is "employed" and receiving "wages," regardless of any contractual
relationship alleged to exist between him and the real employer.
(fl The term"any affiliated person"includes a spouse,child,parent,or other close relative of the contractor
or sub-contractor; a partner or officer of the contractor or subcontractor, a corporation closely connected with the
contractor or subcontractor as parent,subsidiary or otherwise,and an officer or agent of such corporation.
(g) The term "Federal agency" means the United States, the District of Columbia, and all executive
departments, independent establishments, administrative agencies, and instrumentalities of the united States and of
the District of Columbia,including corporations,all or substantially all of the stock of which is beneficially owped by
the United States, by the District of Columbia, or any of the foregoing departments, establishments, agencies, and
instrumentalities.
Section 3.3 Weekly statement with respect to payment of wages.
(a)As used in this section,the term"employee"shall not apply to persons in classifications higher than that
of laborer or mechanic and those who are the immediate supervisors of such employees.
FLSP-2
(b) Each contractor or subcontractor engaged in the construction, prosecution,completion,or repair of any
public building or public work, or building or work financed in whole or in part by loans or grants from the United
State, shall furnish each week a statement with respect to the wages paid each of its employees engaged on work
covered by 29 CFR Parts 3 and 5 during the preceding weekly payroll period.This statement shall be executed by the
contractor or the subcontractor or by an authorized officer or an employee of the contractor or subcontractor who
supervises the payment of wages,and shall be on Form WH-348,"Statement of Compliance",or on an idenrical form
on the back of WH-347,"Payroll(for contractor's optional use)"or on any form with identical wording.Sample copies
of Form WH-347 and WH-348 may be obtained from the Government contracting or sponsoring agency,and copies
of those forms may be purchased at the Government printing office.
(c) The requirements of this section shall not apply to any contract of $2,000 or less.
(d)Upon a written finding by the head of a Federal agency,the Secretary of Labor may provide reasonable
limitations,variations,tolerances,and exemptions from the requirements of this section subject to such conditions
as the Secretary of Labor may specify.
[29 F.R. 95,Jan.4. 1964,as amended at 33 F.R. 10186,July 17, 1968]
Section 3.4 Submission of Weekly statements and the preservation and inspection of weekly payroll records.
(a) Each weekly statement required under § 3.3 shall be delivered by the contractor or the subcontractor
within seven days after the regular payment date of the payroll period,to a representative of a Federal or State agency
in charge at the site of the building or work,or,if there is no representative of a Federal or State agency at the site of
the building or work, the statement shall be mailed by the contractor or the subcontractor, within such time, to a
Federal or State agency contracting for or financing the building or work.After such examination and check as may
be made,such statement,or a copy thereof shall be kept available,or shall be transmitted together with a report of any
violation,in accordance with applicable procedures prescribed by the United States Department of Labor.
(b) Each contractor or subcontractor shall preserve his weekly payroll records for a period of three years
from the date of completion of contract. The payroll records shall set out accurately and completely the name and
address of each laborer and mechanic,his correct classification,rate of pay,daily and weekly number of hours worked,
deducrions made,and actual wages paid. Such payroll records shall be made available at all times for inspection by
the contracting officer or his authorized representative,and by authorized representatives of the Department of Labor.
Section 3.5 Payroll deductions permissible without application to or approval of the Secretary of Labor.
Deductions made under the circumstances or in the situations described in the paragraphs of this section may be made
without application to and approval of the Secretary of Labor.
(a)Any deductions made in compliance with the requirements of Federal,State,or local law,such as Federal
or State withholding income taxes and Federal Social Security Taxes.
(b) Any deduction of sums previously paid to employees as bona fide payment of wages when such
prepayment is made without discount or interest.A"bona fide payment of wages"is considered to have been made
only when cash or its equivalent has been advanced to person employed in such manner as to give him complete
freedom of disposition of the advanced funds.
(c)Any deduction of amounts required by court process to be paid to another,unless the deduction is in favor
of the contractor,subcontractor or any affiliated person,or when collusion or collaboration eacists.
(d)Any deduction constituting a contribution on behalf of the person employed to funds established by the
employer or representatives of employees,or both, for the purpose of providing either from principal or income, or
both,medical or hospital care,pensions or annuities on retirements,death benefits,compensation for injuries,illness,
accidents,sickness,or disability,or for insurance to provide any of the forgoing,or unemployment benefits,vacation
pay, savings accounts or similar payments for the benefit of employees, their families and dependents: Provides,
FLSP-3
however,that the following standards are met:(1)The deduction is not otherwise prohibited by law;(2)it is either(i)
voluntarily consented by the employee in writing and in advance of the period in which the work is to be done and
such consent is not a condition either for the obtaining of or for the continuation of employment,or(ii)provided for
in a bona fide collective bargaining agreement between the contractor or subcontractor and representatives of its
employees;(3)no profit or other benefit is otherwise obtained,directly or indirectly,by the contractor or subcontractor
or any affiliated person in the form of commission, dividend, or otherwise; and (4) the deductions shall serve the
convenience and interest of the employee.
(e) Any deduction contributing towards the purchase of United States Defense Stamps and Bonds when
voluntarily authorized by the employee.
(fl Any deduction requested by the employee to enable him to repay loans to or purchase shares in credit
unions organized and operated in accordance with Federal and State credit union statutes.
(g)Any deduction voluntarily authorized by the employee for making of contributions to governmental or
quasi-governmental agencies,such as American Red Cross.
(h)Any deduction voluntarily authorized by the employee for maldng of contributions to Community Chests,
United Givers Funds,and similar charitable organizations.
(i)Any deduction to pay regular union initiation fees and membership dues,not including fines or special
assessments:Provided,however,That a collective bargaining agreement between the contractor or sub-contractor and
representatives of its employees provides for such deductions and the deductions are not otherwise prohibited by law.
(j)Any deducrion not more than for the"reasonable cost"of board,lodging,or other facilities meeting the
requirements of section 3(m) of the Fair Labor Standards Act of 1938,as amended, and part 531 of this title.When
such a deduction is made the additional records required under§516.27(a)of this title shall be kept.
Section 3.6 Payroll deductions permissible with the approval of the Secretary of Labor.
Any contractor or subcontractor may apply to the Secretary of Labor for pernussion to make any deduction not
permitted under§ 3.5.The Secretary may grant permission whenever he finds that:
(a) The contxactor, subcontractor, or any affiliated person does not make a profit or benefit directly or
indirectly from the deducrion either in the form of a commission,dividend,or otherwise;
(b)The deduction is not otherwise prohibited by law;
(c) The deduction is either(1) voluntarily consented to by the employee in wriring and in advance of the
period in which the work is to be done and such consent is not a condition either for the obtaining of employment or
its continuance, or (2) provided for in a bona fide collective bargaining agreement between the contractor or
subcontractor and representatives of its employees;and
(d)The deduction serves the convenience and interest of the employee.
Section 3.7 Applications for the approval of the Secretary of Labor.
Any application for the making of payroll deductions under § 3.6 shall comply with the requirements prescribed in
the following paragraphs of this section:
(a)The application shall be in writing and shall be addressed to the Secretary of Labor.
(b) The application shall identify the contract or contracts under which the work is in quesrion to be
performed.Permission will be given for deductions only on specific, idenrified contracts, except upon a showing of
exceptional circumstances.
FLSP-4
(c) The application shall state affirmatively that there is compliance with the standards set forth in the
provisions of§3.6.The affirmation shall be accompanied by a full statement of the facts indicating such compliance.
(d)The application shall include a description of the proposed deduction,the purpose to be served thereby,
and the classes of laborers or mechanics from whose wages the proposed deductions would be made.
(e)The application shall state the name and business of any third person to whom any funds obtained from
the proposed deductions are to be transmitted and the affiliation of such person,if any,with the applicant.
Section 3.8 Action by the Secretary of Labor upon application
The Secretary of Labor shall decide whether or not the requested deduction is permissible under the provisions of§
3.6,and shall notify the applicant in writing of his decision.
Section 3.9 Prohibited payroll deductions.
Deductions not ealsewhere provided for by this part and which are not found to be permissible under § 3.6 are
prohibited.
Section 3.10 Methods of payment of wages.
The payment of wages shall be cash, negotiable instruments payable on demand, or the additional forms of
compensation for which deductions are pemussible under this part.No other methods of payment shall be recognized
on work subject to Copeland Act.
Section 3.11 Regulations part of contract.
All contracts made with respect to the construction,procecurion,complerion or repair of any public building or public
work or building or work financed in whole or in part by loans or grants from the United States covered by the
regulations in this part shall expressly bind the contractor or subcontractor.
FLSP-5
FEDERAL WAGE RATES INTERNET REFERENCE
.
This project is federally funded under the Highway Safety Imgrovement Program(HSIP)
reguiring conforinanca:to Federal Guidelines, All the Fedeial requirements,the Davis Bacon
Act, in:particular, shall apply on this project.
The federal minimum wage rates are available directly from Department of Labor Home Page
under�ll�://WWW.wdol.�. Click under the:Davis-Bacon Act section"Selecting DBA
WDs"
_ �
� ,
� Seleciing:b9d VVDs
�.Archived Wos '
��WDs due to be revised
� Roliover CrosswatkN�+t
In the following:screen enter the WB Number CA35
. . ..
Select�DBA WD by,nu,mber:
CA35 (Enter 1vD number.
`Sea�ch. i
The f nal contract package upon being signed by the.local agency and.the contractor, s a
physically contain the Federal Wage Rates or the Federal Wage Rates as ievised by addendum; if
any.addendums were issued:
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General Decision Number: CA190024 02/15/2019 CA24
Superseded General Decision Number: CA20180035
State: California
Construction Types: Building, Heavy (Heavy and Dredging) and
Highway
County: Orange County in California.
BUILDING CONSTRUCTION PRO7ECT5; DREDGING PROJECTS (does not
include hopper dredge work); HEAVY CONSTRUCTION PRO]ECTS (does
not include water well drilling); HIGHWAY CONSTRUCTION PRO7ECT5
Note: Under Executive Order (EO) 13658, an hourly minimum wage
of $10.60 for calendar year 2019 applies to all contracts
subject to the Davis-Bacon Act for which the contract is
awarded (and any solicitation was issued) on or after 7anuary
1, 2015. If this contract is covered by the E0, the contractor -
must pay all workers in any classification listed on this wage
determination at least $10.60 per hour (or the applicable wage
rate listed on this wage determination, if it is higher) for
all hours spent performing on the contract in calendar year
2019. If this contract is covered by the EO and a
classification considered necessary for performance of work on
the contract does not appear on this wage determination, the
contractor must pay workers in that classification at least the
wage rate determined through the conformance process set forth
in 29 CFR 5.5(a)(1)(ii) (or the EO minimum wage rate,if it is
higher than the conformed wage rate). The EO minimum wage rate
will be adjusted annually. Please note that this EO applies to
the above-mentioned types of contracts entered into by the
federal government that are subject to the Davis-Bacon Act
itself, but it does not apply to contracts subject only to the
Davis-Bacon Related Acts, including those set forth at 29 CFR
5.1(a)(z)-(6e). Additional information on contractor
requirements and worker protections under the EO is available
at www.dol.gov/whd/govcontracts.
Modification Number Publication Date
0 01/04/2019
1 02/01/2019
2 02/15/2019
ASBE0005-002 07/01/2018
Rates Fringes
Asbestos Workers/Insulator
(Includes the application of
all insulating materials,
protective coverings,
coatings, and finishes to all
types of inechanical systems).....$ 39.72 20.81
Fire Stop Technician
(Application of Firestopping
Materials for wall openings
and penetrations in walls,
floors, ceilings and curtain
walls)..... .. .. ........... . ......$ 27.92 18.31
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ASBE0005-004 07/02/2018
Rates Fringes
Asbestos Removal
worker/hazardous material
handler (Includes
preparation, wetting,
stripping, removal,
scrapping, vacuuming, bagging
and disposing of all
insulation materials from
mechanical systems, whether
they contain asbestos or not). .. .$ 19.93 11.72
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* BRCA0004-010 05/01/2018
Rates Fringes
BRICKLAYER; MARBLE SETTER. . ..... .$ 39.98 14.90
*The wage scale for prevailing wage projects performed in
Blythe, China lake, Death Valley, Fort Irwin, Twenty-Nine
Palms, Needles and 1-15 corridor (Barstow to the Nevada
State Line) will be Three Dollars ($3.00) above the
standard San Bernardino/Riverside County hourly wage rate
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BRCA0018-004 07/01/2017
Rates Fringes
MARBLE FINISHER........... ...... .$ 30.93 12.95
TILE FINISHER. ..... ... ... . ...... .$ 25.98 11.23
TILE LAYER.. .. .......... . . ...... .$ 37.76 16.37
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BRCA0018-010 09/01/2017
Rates Fringes
TERRAZZO FINISHER.... .... . . ......$ 29.75 12.91
TERRAZZO WORKER/SETTER. .. .. .. .. ..$ 36.75 13.82
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CARP0409-001 07/01/2018
Rates Fringes
CARPENTER
(1) Carpenter, Cabinet
Installer, Insulation
Installer, Hardwood Floor
Worker and acoustical
installer...... ..... .. .. .. ..$ 41.84 19.17
(2) Millwright...... .. ......$ 42.91 19.17
(3) Piledrivermen/Derrick
Bargeman, Bridge or pock
Carpenter, Heavy Framer,
Rock Bargeman or Scowman,
Rockslinger, Shingler
(Commercial). ....... .. ......$ 42.54 19.17
(4) Pneumatic Nailer,
Power Stapler... .. .. .. . ... ..$ 40.09 19.17
(5) Sawfiler.. ... .. . . . .. ...$ 39.83 19.17
(6) Scaffold Builder.... .. .$ 31.60 19.17
(7) Table Power Saw
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Operator. . ... ........ . . .....$ 40.93 19.17
FOOTNOTE: Work of forming in the construction of open cut
sewers or storm drains, on operations in which horizontal
lagging is used in conjunction with steel H-Beams driven or
placed in pre- drilled holes, for that portion of a lagged
trench against which concrete is poured, namely, as a
substitute for back forms (which work is performed by
piledrivers): $0.13 per hour additional.
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CARP0409-005 07/01/2015
Rates Fringes
Drywall
DRYWALL INSTALLER/LATHER. ...$ 37.35 11.08
STOCKER/SCRAPPER..... . ......$ 10.00 7.17
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CARP0409-008 08/01/2010
Rates Fringes
Modular Furniture Installer.. ....$ 17.00 7.41
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ELEC0011-002 12/31/2018
COMMUNICATIONS AND SYSTEMS WORK
Rates Fringes
Communications System
Installer.... .. ...... . . .....$ 36.07 3%+14.43
Technician. .. .. .. .. .. .......$ 33.30 3%+27.82 �
SCOPE OF WORK:
Installation, testing, service and maintenance of systems
utilizing the transmission and/or transference of voice,
sound, vision and digital for commercial, educational,
security and entertainment purposes for the following: TV
monitoring and surveillance, background-foreground music,
intercom and telephone interconnect, inventory control
systems, microwave transmission, multi-media, multiplex,
nurse call systems, radio page, school intercom and sound,
burglar alarms, fire alarm (see last paragraph below) and
low voltage master clock systems in commercial buildings.
�ommunication Systems that transmit or receive information
and/or control systems that are intrinsic to the above
listed systems; inclusion or exclusion of terminations and
testings of conductors determined by their function;
excluding all other data systems or multiple systems which
include control function or power supply; excluding
installation of raceway systems, conduit systems, line
voltage work, and energy management systems. Does not
cover work performed at China Lake Naval Ordnance Test
Station. Fire alarm work shall be performed at the current
inside wireman total cost package.
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ELEC0441-001 08/27/2018
Rates Fringes
CABLE SPLICER. .. .......... ..... . .$ 45.77 20.12
ELECTRICIAN.. . .. .. .. ...... .......$ 43.76 20.06
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* ELEC0441-003 12/31/2018
COMMUNICATIONS & SYSTEMS WORK (excludes any work on Intelligent
Transportation Systems or CCTV highway systems)
Rates Fringes
Communications System
Installer........... . .......$ 35.12 13.77
Technician.... ...... .. .. ....$ 31.23 15.39
SCOPE OF WORK The work covered shall include the
installation, testing, service and maintenance, of the
following systems that utilize the transmission and/or
transference of voice, sound, vision and digital for
commercial, education, security and entertainment purposes
for N monitoring and surveillance, background foreground
music, intercom and telephone interconnect, inventory
control systems, microwave transmission, multi-media,
multiplex, nurse call system, radio page, school intercom
and sound, burglar alarms and low voltage master clock
systems.
A. Communication systems that transmit or receive information
and/or control systems that are intrinsic to the above
listed systems SCADA (Supervisory control/data acquisition
PCM (Pulse code modulation) Inventory control systems
Digital data systems Broadband & baseband and carriers
Point of sale systems VSAT data systems Data communication
systems RF and remote control systems Fiber optic data
systems
B. Sound and Voice Transmission/Transference Systems
Background-Foreground Music Intercom and Telephone
Interconnect Systems Sound and Musical Entertainment
Systems Nurse Call Systems Radio Page Systems School
Intercom and Sound Systems Burglar Alarm Systems
Low-Voltage Master Clock Systems Multi-Media/Multiplex
Systems Telephone Systems RF Systems and Antennas and Wave
Guide
C. *Fire Alarm Systems-installation, wire pulling and �
testing.
D. Television and Video Systems Television Monitoring and
Surveillance Systems Video Security Systems Video
Entertainment Systems Video Educational Systems CAN and
CCTV
E. Security Systems, Perimeter Security Systems, Vibration
Sensor Systems
Sonar/Infrared Monitoring Equipment, Access Control Systems,
Card Access Systems
*Fire Alarm Systems
1. Fire Alarms-In Raceways: Wire and cable pulling in
raceways performed at the current electrician wage rate and
fringe benefits.
2. Fire Alarms-Open Wire Systems: installed by the Technician.
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ELEC0441-004 08/27/2018
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Rates Fringes
ELECTRICIAN (TRANSPORTATION
SYSTEMS, TRAFFIC SIGNALS &
STREET LIGHTING)
Cable Splicer/Fiber Optic
Splicer. ..... .. ..... . . .... ..$ 45.77 20.12
Electrician.... .... .. .......$ 43.76 20.06
Technician... .. ..... .. .. .. ..$ 31.76 16.75
SCOPE OF WORK: Electrical work on public streets, freeways,
toll-ways, etc, above or below ground. All work necessary
for the installation, renovation, repair or removal of
Intelligent Transportation Systems, Video Surveilance
Systems (CCTV), Street Lighting and and Traffic Signal work
or systems whether underground or on bridges. Includes
dusk to dawn lighting installations and ramps for access to
or egress from freeways, toll-ways, etc.
Intelligent Transportation Systems shall include all systems
and components to control, monitor, and communicate with
pedestrian or vehicular traffic, included but not limited
to: installation, modification, removal of all Fiber optic
Video System, Fiber Optic Data Systems, Direct interconnect
and Communications Systems, Microwave Data and Video
Systems, Infrared and Sonic Detection Systems, Solar Power
Systems, Highway Advisory Radio Systems, highway Weight and
Motion Systems, etc.
Any and all work required to install and maintain any
specialized or newly developed systems. All cutting,
fitting and bandaging of ducts, raceways, and conduits.
The cleaning, rodding and installation of "fish and pull
wires". The excavation, setting, leveling and grouting of
precast manholes, vaults, and pull boxes including ground
rods or grounding systems, rock necessary for leveling and
drainagae as well as pouring of a concrete envelope if
needed.
70URNEYMAN TRANSPORTATION ELECTRICIAN shall perform all tasks
necessary toinstall the complete transportation system.
]OURNEYMAN TECHNICIAN duties shall consist of: Distribution
of material at job site, manual excavation and backfill,
installation of system conduits and raceways for
electrical, telephone, cable television and comnmunication
systems. Pulling, terminating and splicing of traffic
signal and street lighting conductors and electrical
systems including interconnect, dector loop, fiber optic
cable and video/data.
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* ELEC1245-001 01/01/2019
Rates Fringes
LINE CONSTRUCTION
(1) Lineman; Cable splicer..$ 56.79 17.41
(2) Equipment specialist
(operates crawler
tractors, commercial motor
vehicles, backhoes,
trenchers, cranes (50 tons
and below), overhead &
underground distribution
line equipment)... .. ......$ 45.36 16.24
(3) Groundman. .. ...... . .....$ 34.68 15.86
(4) Powderman.... .... .......$ 49.55 3%+17.65
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HOLIDAYS: New Year's Day, M.L. King Day, Memorial Day,
Independence Day, Labor Day, Veterans Day, Thanksgiving Day
and day after Thanksgiving, Christmas Day
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ELEV0018-001 01/01/2019
Rates Fringes
ELEVATOR MECHANIC.. .. .... ... .. ...$ 55.58 34.125
FOOTNOTE:
PAID VACATION: Employer contributes 8% of regular hourly
rate as vacation pay credit for employees with more than 5
years of service, and 6% for 6 months to 5 years of service.
PAID HOLIDAYS: New Years Day, Memorial Day, Independence Day,
Labor Day, Veterans Day, Thanksgiving Day, Friday after
Thanksgiving, and Christmas Day.
----------------------------------------------------------------
ENGI0012-003 07/01/2018
Rates Fringes
OPERATOR: Power Equipment
(All Other Work)
GROUP 1. ....... .. .. .. ......$ 45.30 25.25
GROUP 2. ..... .. .. .. .. .. ....$ 46.08 25.25
GROUP 3. . .......... .. ......$ 46.37 25.25
GROUP 4....... ..... .. ......$ 47.86 25.25
GROUP 5. ....... .. .. .. ......$ 48.96 25.25
GROUP 6. . .. .. .. .. .. .. ......$ 48.08 25.25
GROUP 8. . ........... .. .. ...$ 48.19 25.25
GROUP 9. ............ .......$ 49.29 25.25
GROUP 10....... .. .... ...... .$ 48.31 25.25
GROUP 11. .... .. .. .. .. ...... .$ 49.41 25.25
GROUP 12. ............ .... ...$ 48.48 25.25
GROUP 13. . ........... .... ...$ 48.58 25.25
GROUP 14..... .. .... .. ...... .$ 48.61 25.25
GROUP 15............. .......$ 48.69 25.25
GROUP 16.. ....... .... ...... .$ 48.81 25.25
GROUP 17..... .. .. .. .. .... .. .$ 48.98 25.25
GROUP 18..... .. .... . .. .. ....$ 49.08 25.25
GROUP 19......... .. ........ .$ 49.19 25.25
GROUP 20..... .... .. . .. .. ....$ 49.31 25.25
GROUP 21. .... ....... .. ......$ 49.48 25.25
GROUP 22. .... ....... .. .. ....$ 49.58 25.25
GROUP 23........... . . ...... .$ 49.69 25.25
GROUP 24..... .. ..... . ...... .$ 49.81 25.25
GROUP 25. ........... .. ......$ 49.98 25.25
OPERATOR: Power Equipment
(Cranes, Piledriving &
Hoisting)
GROUP 1. ........... .. ......$ 46.65 25.25
GROUP 2. .... .. .... . . ..... ..$ 47.43 25.25
GROUP 3. ... ...... .. .. .... ..$ 47.72 25.25
GROUP 4. ........... .. .... ..$ 47.86 25.25
GROUP 5. ........... .. ......$ 48.08 25.25
GROUP 6. ........... .. ......$ 48.19 25.25
GROUP 7. ....... .... .. ......$ 48.31 25.25
GROUP 8. ... .... .... .. ......$ 48.48 25.25
GROUP 9. ....... .. .. . . . .....$ 48.65 25.25
GROUP 10..... .. ...... .......$ 49.65 25.25
GROUP 11. ........ .... ...... .$ 50.65 25.25
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GROUP 12....... ..... .. . .. ...$ 51.65 25.25
GROUP 13............ .. ... ...$ 52.65 25.25
OPERATOR: Power Equipment
(Tunnel Work)
GROUP 1.. ..... ..... .. ... ...$ 47.15 25.25
GROUP 2............. . . .....$ 47.93 25.25
GROUP 3. .. ..... .. ... .......$ 48.22 25.25
GROUP 4. .. ..... .. ... .. .....$ 48.39 25.25
GROUP 5. ....... .. ... .. .... .$ 48.58 25.25
GROUP 6. ..... ....... . .. ....$ 48.69 25.25
GROUP 7. ... .. .. ..... ... .. ..$ 48.81 25.25
PREMIUM PAY:
$3.75 per hour shall be paid on all Power Equipment Operator
work on the followng Military Bases: China Lake Naval
Reserve, Vandenberg AFB, Point Arguello, Seely Naval Base,
Fort Irwin, Nebo Annex Marine Base, Marine Corp Logistics
Base Yermo, Edwards AFB, 29 Palms Marine Base and Camp
Pendleton
Workers required to suit up and work in a hazardous material
environment: $2.00 per hour additional. Combination mixer
and compressor operator on gunite work shall be classified
as a concrete mobile mixer operator.
SEE ZONE DEFINITIONS AFTER CLASSIFICATIONS
POWER EQUIPMENT OPERATORS CLASSIFICATIONS
GROUP 1: Bargeman; Brakeman; Compressor operator; Ditch
Witch, with seat or similar type equipment; Elevator
operator-inside; Engineer Oiler; Forklift operator
(includes loed, lull or similar types under 5 tons;
Generator operator; Generator, pump or compressor plant
operator; Pump operator; Signalman; Switchman
GROUP 2: Asphalt-rubber plant operator (nurse tank operator);
Concrete mixer operator-skip type; Conveyor operator;
Fireman; Forklift operator (includes loed, lull or similar
types over 5 tons; Hydrostatic pump operator; oiler crusher
(asphalt or concrete plant); Petromat laydown machine; P]U
side dum jack; Screening and conveyor machine operator (or
similar types); Skiploader (wheel type up to 3/4 yd.
without attachment); Tar pot fireman; Temporary heating
plant operator; Trenching machine oiler
GROUP 3: Asphalt-rubber blend operator; Bobcat or similar
type (Skid steer); Equipment greaser (rack); Ford Ferguson
(with dragtype attachments); Helicopter radioman (ground);
Stationary pipe wrapping and cleaning machine operator
GROUP 4: Asphalt plant fireman; Backhoe operator (mini-max or
similar type); Boring machine operator; Boxman or mixerman
(asphalt or concrete); Chip spreading machine operator;
Concrete cleaning decontamination machine operator;
Concrete Pump Operator (small portable); Drilling machine
operator, small auger types (Texoma super economatic or
similar types - Hughes 100 or 200 or similar types -
drilling depth of 30' maximum); Equipment greaser (grease
truck); Guard rail post driver operator; Highline cableway
signalman; Hydra-hammer-aero stomper; Micro Tunneling
(above ground tunnel); Power concrete curing machine
operator; Power concrete saw operator; Power-driven jumbo
form setter operator; Power sweeper operator; Rock Wheel
Saw/Trencher; Roller operator (compacting); Screed operator
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(asphalt or concrete); Trenching machine operator (up to 6
ft.); Vacuum or much truck
GROUP 5: Equipment Greaser (Grease Truck/Multi Shift).
GROUP 6: Articulating material hauler; Asphalt plant
engineer; Batch plant operator; Bit sharpener; Concrete
joint machine operator (canal and similar type); Concrete
planer operator; Dandy digger; Deck engine operator;
Derrickman (oilfield type); Drilling machine operator,
bucket or auger types (Calweld 100 bucket or similar types
- Watson 1000 auger or similar types - Texoma 330, 500 or
600 auger or similar types - drilling depth of 45'
maximum); Drilling machine operator; Hydrographic seeder
machine operator (straw, pulp or seed), 7ackson track
maintainer, or similar type; Kalamazoo Switch tamper, or
similar type; Machine tool operator; Maginnis internal full
slab vibrator, Mechanical berm, curb or gutter(concrete or
asphalt); Mechanical finisher operator (concrete,
Clary-7ohnson-Bidwell or similar); Micro tunnel system
(below ground); Pavement breaker operator (truck mounted);
Road oil mixing machine operator; Roller operator (asphalt
or finish), rubber-tired earth moving equipment (single
engine, up to and including 25 yds. struck); Self-propelled
tar pipelining machine operator; Skiploader operator
(crawler and wheel type, over 3/4 yd. and up to and
including 1-1/2 yds.); Slip form pump operator (power
driven hydraulic lifting device for concrete forms);
Tractor operator-bulldozer, tamper-scraper (single engine,
up to 100 h.p. flywheel and similar types, up to and
including D-5 and similar types); Tugger hoist operator (1
drum); Ultra high pressure waterjet cutting tool system
operator; Vacuum blasting machine operator
GROUP 8: Asphalt or concrete spreading operator (,tamping or
finishing); Asphalt paving machine operator (Barber Greene
or similar type); Asphalt-rubber distribution operator;
Backhoe operator (up to and including 3/4 yd.), small ford,
Case or similar; Cast-in-place pipe laying machine
operator; Combination mixer and compressor operator (gunite
work); Compactor operator (self-propelled); Concrete mixer
operator (paving); Crushing plant operator; Drill Doctor;
Drilling machine operator, Bucket or auger types (Calweld
150 bucket or similar types - Watson 1500, 2000 2500 auger
or similar types - Texoma 700, 800 auger or similar types -
drilling depth of 60' maximum); Elevating grader operator;
Grade checker; Gradall operator; Grouting machine operator;
Heavy-duty repairman; Heavy equipment robotics operator;
Kalamazoo balliste regulator or similar type; Kolman belt
loader and similar type; Le Tourneau blob compactor or
similar type; Loader operator (Athey, Euclid, Sierra and
similar types); Mobark Chipper or similar; Ozzie padder or
similar types; P.C. slot saw; Pneumatic concrete placing
machine operator (Hackley-Presswell or similar type);
Pumperete gun operator; Rock Drill or similar types; Rotary
drill operator (excluding caisson type); Rubber-tired
earth-moving equipment operator (single engine, _
caterpillar, Euclid, Athey Wagon and similar types with any
and all attachments over 25 yds. up to and including 50 cu.
yds. struck); Rubber-tired earth-moving equipment operator
(multiple engine up to and including 25 yds. struck);
Rubber-tired scraper operator (self-loading paddle wheel
type-]ohn Deere, 1040 and similar single unit); Self-
propelled curb and gutter machine operator; Shuttle buggy;
Skiploader operator (crawler and wheel type over 1-1/2 yds.
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up to and including 6-1/2 yds.); Soil remediation plant
operator; Surface heaters and planer operator; Tractor
compressor drill combination operator; Tractor operator
(any type larger than D-5 - 100 flywheel h.p. and over, or
similar-bulldozer, tamper, scraper and push tractor single
engine); Tractor operator (boom attachments), Traveling
pipe wrapping, cleaning and bendng machine operator;
Trenching machine operator (over 6 ft. depth capacity,
manufacturer's rating); trenching Machine with Road Miner
attachment (over 6 ft depth capacity): Ultra high pressure
waterjet cutting tool system mechanic; Water pull
(compaction) operator
GROUP 9: Heavy Duty Repairman
GROUP 10: Drilling machine operator, Bucket or auger types
(Calweld 200 B bucket or similar types-Watson 3000 or 5000
auger or similar types-Texoma 900 auger or similar
types-drilling depth of 105' maximum); Dual drum mixer,
dynamic compactor LDC350 (or similar types); Monorail
locomotive operator (diesel, gas or electric); Motor
patrol-blade operator (single engine); Multiple engine
tractor operator (Euclid and similar type-except Quad 9
cat.); Rubber-tired earth-moving equipment operator (single
engine, over 50 yds. struck); Pneumatic pipe ramming tool
and similar types; Prestressed wrapping machine operator;
Rubber-tired earth-moving equipment operator (single
engine, over 50 yds. struck); Rubber tired earth moving
equipment operator (multiple engine, Euclid, caterpillar
and similar over 25 yds. and up to 50 yds. struck), Tower
crane repairman; Tractor loader operator (crawler and wheel
type over 6-1/2 yds.); Woods mixer operator (and similar
Pugmill equipment)
GROUP 11: Heavy Duty Repairman - Welder Combination, Welder -
Certified.
GROUP 12: Auto grader operator; Automatic slip form operator;
Drilling machine operator, bucket or auger types (Calweld,
auger 200 CA or similar types - Watson, auger 6000 or
similar types - Hughes Super Duty, auger 200 or similar
types - drilling depth of 175' maximum); Hoe ram or similar
with compressor; Mass excavator operator less tha 750 cu.
yards; Mechanical finishing machine operator; Mobile form
traveler operator; Motor patrol operator (multi-engine);
Pipe mobile machine operator; Rubber-tired earth- moving
equipment operator (multiple engine, Euclid, Caterpillar
and similar type, over 50 cu. yds. struck); Rubber-tired
self- loading scraper operator (paddle-wheel-auger type
self-loading - two (2) or more units)
GROUP 13: Rubber-tired earth-moving equipment operator
operating equipment with push-pull system (single engine,
up to and including 25 yds. struck)
GROUP 14: Canal liner operator; Canal trimmer operator;
Remote- control earth-moving equipment operator (operating
a second piece of equipment: $1.00 per hour additional);
Wheel excavator operator (over 750 cu. yds.)
GROUP 15: Rubber-tired earth-moving equipment operator,
operating equipment with push-pull system (single engine,
Caterpillar, Euclid, Athey Wagon and similar types with any
and all attachments over 25 yds. and up to and including 50
yds. struck); Rubber-tired earth-moving equipment operator,
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operating equipment with push-pull system (multiple
engine-up to and including 25 yds. struck)
GROUP 16: Rubber-tired earth-moving equipment operator,
operating equipment with push-pull system (single engine,
over 50 yds. struck); Rubber-tired earth-moving equipment
operator, operating equipment with push-pull system
(multiple engine, Euclid, Caterpillar and similar, over 25
yds. and up to 50 yds. struck)
GROUP 17: Rubber-tired earth-moving equipment operator,
operating equipment with push-pull system (multiple engine,
Euclid, Caterpillar and similar, over 50 cu. yds. struck);
Tandem tractor operator (operating crawler type tractors in
tandem - Quad 9 and similar type)
GROUP 18: Rubber-tired earth-moving equipment operator,
operating in tandem (scrapers, belly dumps and similar
types in any combination, excluding compaction units -
single engine, up to and including 25 yds. struck)
GROUP 19: Rotex concrete belt operator (or similar types);
Rubber-tired earth-moving equipment operator, operating in
tandem (scrapers, belly dumps and similar types in any
� combination, excluding compaction units - single engine,
Caterpillar, Euclid, Athey Wagon and similar types with any
and all attachments over 25 yds.and up to and including 50
cu. yds. struck); Rubber-tired earth-moving equipment
operator, operating in tandem (scrapers, belly dumps and
similar types in any combination, excluding compaction
units - multiple engine, up to and including 25 yds. struck)
GROUP 20: Rubber-tired earth-moving equipment operator,
operating in tandem (scrapers, belly dumps and similar
types in any combination, excluding compaction units -
single engine, over 50 yds. struck); Rubber-tired
earth-moving equipment operator, operating in tandem
(scrapers, belly dumps, and similar types in any
combination, excluding compaction units - multiple engine,
Euclid, Caterpillar and similar, over 25 yds. and up to 50
yds. struck)
GROUP 21: Rubber-tired earth-moving equi.pment operator,
operating in tandem (scrapers, belly dumps and similar
types in any combination, excluding compaction units -
multiple engine, Euclid, Caterpillar and similar type, over
50 cu. yds. struck)
GROUP 22: Rubber-tired earth-moving equipment operator,
operating equipment with the tandem push-pull system
(single engine, up to and including 25 yds. struck)
GROUP 23: Rubber-tired earth-moving equipment operator,
operating equipment with the tandem push-pull system
(single engine, Caterpillar, Euclid, Athey Wagon and
similar types with any and all attachments over 25 yds. and
up to and including 50 yds. struck); Rubber-tired
earth-moving equipment operator, operating with the tandem
push-pull system (multiple engine, up to and including 25
yds. struck)
GROUP 24: Rubber-tired earth-moving equipment operator,
operating equipment with the tandem push-pull system
(single engine, over 50 yds. struck); Rubber-tired
earth-moving equipment operator, operating equipment with
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the tandem push-pull system (multiple engine, Euclid,
Caterpillar and similar, over 25 yds. and up to 50 yds.
struck)
GROUP 25: Concrete pump operator-truck mounted; Rubber-tired
earth-moving equipment operator, operating equipment with
the tandem push-pull system (multiple engine, Euclid,
Caterpillar and similar type, over 50 cu. yds. struck)
CRANES, PILEDRIVING AND HOISTING EQUIPMENT CLASSIFICATIONS
GROUP 1: Engineer oiler; Fork lift operator (includes loed,
lull or similar types)
GROUP 2: Truck crane oiler
GROUP 3: A-frame or winch truck operator; Ross carrier
operator (jobsite)
GROUP 4: Bridge-type unloader and turntable operator;
Helicopter hoist operator
GROUP 5: Hydraulic boom truck; Stinger crane (Austin-Western
or similar type); Tugger hoist operator (1 drum)
GROUP 6: Bridge crane operator; Cretor crane operator; Hoist
operator (Chicago boom and similar type); Lift mobile
operator; Lift slab machine operator (Vagtborg and similar
types); Material hoist and/or manlift operator; Polar
gantry crane operator; Self Climbing scaffold (or similar
type); Shovel, backhoe, dragline, clamshell operator (over
3/4 yd. and up to 5 cu. yds. mrc); Tugger hoist operator
GROUP 7: Pedestal crane operator; Shovel, backhoe, dragline,
clamshell operator (over 5 cu. yds. mrc); Tower crane
repair; Tugger hoist operator (3 drum)
GROUP 8: Crane operator (up to and including 25 ton
capacity); Crawler transporter operator; Derrick barge
operator (up to and including 25 ton capacity); Hoist
operator, stiff legs, Guy derrick or similar type (up to
and including 25 ton capacity); Shovel, backhoe, dragline,
clamshell operator (over 7 cu. yds., M.R.C.)
GROUP 9: Crane operator (over 25 tons and up to and including
50 tons mrc); Derrick barge operator (over 25 tons up to
and including 50 tons mrc); Highline cableway operator;
Hoist operator, stiff legs, Guy derrick or similar type
(over 25 tons up to and including 50 tons mrc); K-crane
operator; Polar crane operator; Self erecting tower crane
operator maximum lifting capacity ten tons
GROUP 10: Crane operator (over 50 tons and up to and
including 100 tons mrc); Derrick barge operator (over 50
tons up to and including 100 tons mrc); Hoist operator,
stiff legs, Guy derrick or similar type (over 50 tons up to
and including 100 tons mrc), Mobile tower crane operator
(over 50 tons, up to and including 100 tons M.R.C.); Tower
crane operator and tower gantry
GROUP 11: Crane operator (over 100 tons and up to and
including 200 tons mrc); Derrick barge operator (over 100
tons up to and including 200 tons mrc); Hoist operator,
stiff legs, Guy derrick or similar type (over 100 tons up
to and including 200 tons mrc); Mobile tower crane operator
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(over 100 tons up to and including 200 tons mrc)
GROUP 12: Crane operator (over 200 tons up to and including
300 tons mrc); Derrick barge operator (over 200 tons up to
and including 300 tons mrc); Hoist operator, stiff legs,
Guy derrick or similar type (over 200 tons, up to and
including 300 tons mrc); Mobile tower crane operator (over
200 tons, up to and including 300 tons mrc)
GROUP 13: Crane operator (over 300 tons); Derrick barge
operator (over 300 tons); Helicopter pilot; Hoist operator,
stiff legs, Guy derrick or similar type (over 300 tons);
Mobile tower crane operator (over 300 tons)
TUNNEL CLASSIFICATIONS
GROUP 1: Skiploader (wheel type up to 3/4 yd. without
attachment)
GROUP 2: Power-driven jumbo form setter operator
GROUP 3: Dinkey locomotive or motorperson (up to and
including 10 tons)
GROUP 4: Bit sharpener; Equipment greaser (grease truck);
Slip form pump operator (power-driven hydraulic lifting
device for concrete forms); Tugger hoist operator (1 drum);
Tunnel locomotive operator (over 10 and up to and including
30 tons)
GROUP 5: Backhoe operator (up to and including 3/4 yd.);
Small Ford, Case or similar; Drill doctor; Grouting machine
operator; Heading shield operator; Heavy-duty repairperson;
Loader operator (Athey, Euclid, Sierra and similar types);
Mucking machine operator (1/4 yd., rubber-tired, rail or
track type); Pneumatic concrete placing machine operator
(Hackley-Presswell or similar type); Pneumatic heading
shield (tunnel); Pumperete gun operator; Tractor compressor
drill combination operator; Tugger hoist operator (2 drum);
Tunnel locomotive operator (over 30 tons)
GROUP 6: Heavy Duty Repairman
GROUP 7: Tunnel mole boring machine operator
ENGINEERS ZONES
$1.00 additional per hour for all of IMPERIAL County and the
portions of KERN, RIVERSIDE & SAN BERNARDINO Counties as
defined below:
That area within the following Boundary: Begin in San
Bernardino County, approximately 3 miles NE of the intersection
of I-15 and the California State line at that point which is
the NW corner of Section 1, T17N,m R14E, San Bernardino
Meridian. Continue W in a straight line to that point which is
the SW corner of the northwest quarter of Section 6, T275,
R42E, Mt. Diablo Meridian. Continue North to the intersection
with the Inyo County eoundary at that point which is the NE
corner of the western half of the northern quarter of Section
6, T255, R42E, MDM. Continue W along the Inyo and San
Bernardino County boundary until the intersection with Kern
County, as that point which is the SE corner of Section 34,
T24S, R40E, MDM. Continue W along the Inyo and Kern County
boundary until the intersection with Tulare County, at that
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point which is the SW corner of the SE quarter of Section 32,
T245, R37E, MDM. Continue W along the Kern and Tulare County
boundary, until that point which is the NW corner of T255,
R32E, MDM. Continue 5 following R32E lines to the NW corner of
T315, R32E, MDM. Continue W to the NW corner of T315, R31E,
MDM. Continue 5 to the SW corner of T325, R31E, MDM. Continue
W to SW corner of SE quarter of Section 34, T325, R30E, MDM.
Continue 5 to SW corner of T11N, R17W, SBM. Continue E along
south boundary of T11N, SBM to SW corner of T11N, R7W, SBM.
Continue 5 to SW corner of T9N, R7W, SBM. Continue E along
south boundary of T9N, SBM to SW corner of T9N, R1E, SBM.
Continue S along west boundary of R1E, SMB to Riverside County
line at the SW corner of T15, R1E, SBM. Continue E along south
boundary of T1s, SBM (Riverside County Line) to SW corner of
T15, R10E, SBM. Continue 5 along west boundary of R10E, SBM to
Imperial County line at the SW corner of T8S, R10E, SBM.
Continue W along Imperial and Riverside county line to NW
corner of T95, R9E, SBM. Continue 5 along the boundary between
Imperial and San Diego Counties, along the west edge of R9E,
SBM to the south boundary of Imperial County/California state
line. Follow the California state line west to Arizona state
line, then north to Nevada state line, then continuing NW back
to start at the point which is the NW corner of Section 1,
T17N, R14E, SBM
$1.00 additional per hour for portions of SAN LUIS OBISPO,
KERN, SANTA BARBARA & VENTURA as defined below:
That area within the following Boundary: Begin approximately 5
miles north of the community of Cholame, on the Monterey County
and San Luis Obispo County boundary at the NW corner of T255,
R16E, Mt. Diablo Meridian. Continue south along the west side
of R16E to the SW corner of T305, R16E, MDM. Continue E to SW
corner of T305, R17E, MDM. Continue 5 to SW corner of T315,
R17E, MDM. Continue E to SW corner of T31S, R18E, MDM.
Continue S along West side of R18E, MDM as it crosses into San
Bernardino Meridian numbering area and becomes R30W. Follow
the west side of R30W, SBM to the SW corner of T9N, R30W, SBM.
Continue E along the south edge of T9N, SBM to the Santa
Barbara County and Ventura County boundary at that point whch
is the SW corner of Section 34.T9N, R24W, SBM, continue S along
the Ventura County line to that point which is the SW corner of
the SE quarter of Section 32, T7N, R24W, SBM. Continue E
along the south edge of T7N, SBM to the SE corner to T7N, R21W,
SBM. Continue N along East side of R21W, SBM to Ventura County
and Kern County boundary at the NE corner of T8N, R21W.
Continue W along the Ventura County and Kern County boundary to
the SE corner of T9N, R21W. Continue North along the East edge
of R21W, SBM to the NE corner of T12N, R21W, SBM. Continue
West along the north edge of T12N, SBM to the SE corner of
T325, R21E, MDM. [T12N SBM is a think strip between T11N SBM
and T325 MDM]. Continue North along the East side of R21E, MDM
to the Kings County and Kern County border at the NE corner of
T255, R21E, MDM, continue West along the Kings County and Kern
County Boundary until the intersection of San Luis Obispo
County. Continue west along the Kings County and San Luis
Obispo County boundary until the intersection with Monterey
County. Continue West along the Monterey County and San Luis
Obispo County boundary to the beginning point at the NW corner
of T255, R16E, MDM.
$2.00 additional per hour for INYO and MONO Counties and the
Northern portion of SAN BERNARDINO County as defined below:
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That area within the following Boundary: Begin at the
intersection of the northern boundary of Mono County and the
California state line at the point which is the center of
Section 17, T10N, R22E, Mt. Diablo Meridian. Continue S then
SE along the entire western boundary of Mono County, until it
reaches Inyo County at the point which is the NE corner of the
Western half of the NW quarter of Section 2, T85, R29E, MDM.
Continue SSE along the entire western boundary of Inyo County,
until the intersection with Kern County at the point which is
the SW corner of the SE 1/4 of Section 32, T245, R37E, MDM.
Continue E along the Inyo and Kern County boundary until the
intersection with San Bernardino County at that point which is
the SE corner of section 34, T245, R40E, MDM. Continue E along
the Inyo and San Bernardino County boundary until the point
which is the NE corner of the Western half of the NW quarter of
Section 6, T255, R42E, MDM. Continue 5 to that point which is
the SW corner of the NW quarter of Section 6, T275, R42E, MDM.
Continue E in a straight line to the California and Nevada
state border at the point which is the NW corner of Section 1,
T17N, R14E, San Bernardino Meridian. Then continue NW along
the state line to the starting point, which is the center of
Section 18, T10N, R22E, MDM.
REMAINING AREA NOT DEFINED ABOVE RECIEVES BASE RATE
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ENGI0012-004 08/01/2015
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OPERATOR: Power Equipment
(DREDGING)
(1) Leverman..... .. . . . ......$ 49.50 23.60
(2) Dredge dozer.... . . ..... .$ 43.53 23.60
(3) Deckmate........ . . ......$ 43.42 23.60
(4) Winch operator (stern
winch on dredge)... . . . ......$ 42.87 23.60
(5) Fireman-Oiler,
Deckhand, Bargeman,
Leveehand. .. .. ..... . . . .... ..$ 42.33 23.60
(6) Barge Mate..... .. ... .. ..$ 42.94 23.60
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IRON0377-002 01/01/2019
Rates Fringes
Ironworkers:
Fence Erector........ .......$ 32.58 23.41
Ornamental, Reinforcing
and Structural....... .......$ 39.00 32.05
PREMIUM PAY:
$6.00 additional per hour at the following locations:
�hina Lake Naval Test Station, Chocolate Mountains Naval
Reserve-Niland,
Edwards AFB, Fort Irwin Military Station, Fort Irwin Training
Center-Goldstone, San Clemente Island, San Nicholas Island,
Susanville Federal Prison, 29 Palms - Marine Corps, U.S. Marine
Base - Barstow, U.S. Naval Air Facility - Sealey, Vandenberg AFB
$4.00 additional per hour at the following locations:
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Army Defense Language Institute - Monterey, Fallon Air Base,
Naval Post Graduate School - Monterey, Yermo Marine Corps
Logistics Center
$2.00 additional per hour at the following locations:
Port Hueneme, Port Mugu, U.S. Coast Guard Station - Two Rock
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LAB00300-005 01/01/2018
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Asbestos Removal Laborer.. .. .....$ 33.19 17.78
SCOPE OF WORK: Includes site mobilization, initial site
cleanup, site preparation, removal of asbestos-containing
material and toxic waste, encapsulation, enclosure and
disposal of asbestos- containing materials and toxic waste
by hand or with equipment or machinery; scaffolding,
fabrication of temporary wooden barriers and assembly of
decontamination stations.
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LA600345-001 07/01/2018
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LABORER (GUNITE)
GROUP 1. ......... .... .......$ 42.18 18.27
GROUP 2. .. ..... .... .. .......$ 41.23 18.27
GROUP 3. . .... ....... .. .. ....$ 37.69 18.27
FOOTNOTE: GUNITE PREMIUM PAY: Workers working from a
Bosn'n's Chair or suspended from a rope or cable shall
receive 40 cents per hour above the foregoing applicable
classification rates. Workers doing gunite and/or
shotcrete work in a tunnel shall receive 35 cents per hour
above the foregoing applicable classification rates, paid
on a portal-to-portal basis. Any work performed on, in or
above any smoke stack, silo, storage elevator or similar
type of structure, when such structure is in excess of
75'-0" above base level and which work must be performed in
whole or in part more than 75'-0" above base level, that
work performed above the 75'-0" level shall be compensated
for at 35 cents per hour above the applicable
classification wage rate.
GUNITE LABORER CLASSIFICATIONS
GROUP 1: Rodmen, Nozzlemen
GROUP 2: Gunmen
GROUP 3: Reboundmen
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�LAB00652-001 07/01/2018
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LABORER (TUNNEL)
GROUP 1. . ..... .. ...... ......$ 40.19 19.07
GROUP 2. . ... ........ . . ......$ 40.51 19.07
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GROUP 3. . ....... ..... . . .. .. .$ 40.97 19.07
GROUP 4.. ............ .......$ 41.66 19.07
LABORER
GROUP 1.. ........... . . ......$ 34.24 19.07
GROUP 2. . ..... ....... .......$ 34.79 19.07
GROUP 3. . ............ ...... .$ 35.34 19.07
GROUP 4. . ............ ...... .$ 36.89 19.07
GROUP 5. . ..... .. ..... .... ...$ 37.24 19.07
LABORER CLASSIFICATIONS
GROUP 1: Cleaning and handling of panel forms; Concrete
screeding for rough strike-off; Concrete, water curing;
Demolition laborer, the cleaning of brick if performed by a
worker performing any other phase of demolition work, and
the cleaning of lumber; Fire watcher, limber, brush loader,
piler and debris handler; Flag person; Gas, oil and/or
water pipeline laborer; Laborer, asphalt-rubber material
loader; Laborer, general or construction; Laborer, �general
clean-up; Laborer, landscaping; Laborer, jetting; Laborer,
temporary water and air lines; Material hose operator
(walls, slabs, floors and decks); Plugging, filling of shee
bolt holes; Dry packing of concrete; Railroad maintenance,
repair track person and road beds; Streetcar and railroad
construction track laborers; Rigging and signaling; Scaler;
Slip form raiser; Tar and mortar; Tool crib or tool house
laborer; Traffic control by any method; Window cleaner;
Wire mesh pulling - all concrete pouring operations
GROUP 2: Asphalt shoveler; Cement dumper (on 1 yd. or larger
mixer and handling bulk cement); Cesspool digger end
installer; Chucktender; Chute handler, pouring concrete,
the handling of the chute from readymix trucks, such as
walls, slabs, decks, floors, foundation, footings, curbs,
gutters and sidewalks; Concrete curer, impervious membrane
and form oiler; Cutting torch operator (demolition); Fine
grader, highways and street paving, airport, runways and
similar type heavy construction; Gas, oil and/or water
pipeline wrapper - pot tender and form person; Guinea
chaser; Headerboard person - asphalt; Laborer, packing rod
steel and pans; Membrane vapor barrier installer; Power
broom sweeper (small); Riprap stonepaver, placing stone or
wet sacked concrete; Roto scraper and tiller; Sandblaster
(pot tender); Septic tank digger and installer(lead); Tank
scaler and cleaner; Tree climber, faller, chain saw
operator, Pittsburgh chipper and similar type brush
shredder; Underground laborer, including caisson bellower
GROUP 3: Buggymobile person; Concrete cutting torch; Concrete
pile cutter; Driller, jackhammer, 2-1/2 ft. drill steel or
longer; Dri-pak-it machine; Gas, oil and/or water pipeline
wrapper, 6-in. pipe and over, by any method, inside and
out; High scaler (including drilling of same); Hydro seeder
and similar type; Impact wrench multi-plate; Kettle person,
pot person and workers applying asphalt, lay-kold,
creosote, lime caustic and similar type materials
("applying" means applying, dipping, brushing or handling
of such materials for pipe wrapping and waterproofing);
Operator of pneumatic, gas, electric tools, vibrating
machine, pavement breaker, air blasting, come-alongs, and
similar mechanical tools not separately classified herein;
Pipelayer's backup person, coating, grouting, making of
joints, sealing, caulking, diapering and including rubber
gasket joints, pointing and any and all other services;
Rock slinger; Rotary scarifier or multiple head concrete
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chipping scarifier; Steel headerboard and guideline setter;
Tamper, Barko, Wacker and similar type; Trenching machine,
hand-propelled
GROUP 4: Asphalt raker, lute person, ironer, asphalt dump
person, and asphalt spreader boxes (all types); Concrete
core cutter (walls, floors or ceilings), grinder or sander;
Concrete saw person, cutting walls or flat work, scoring
old or new concrete; Cribber, shorer, lagging, sheeting and
trench bracing, hand-guided lagging hammer; Head rock
slinger; Laborer, asphalt- rubber distributor boot person;
Laser beam in connection with laborers' work; Oversize
concrete vibrator operator, 70 lbs. and over; Pipelayer
performing all services in the laying and installation of
pipe from the point of receiving pipe in the ditch until
completion of operation, including any and all forms of
tubular material, whether pipe, metallic or non-metallic,
conduit and any other stationary type of tubular device
used for the conveying of any substance or element, whether
water, sewage, solid gas, air, or other product whatsoever
and without regard to the nature of material from which the
tubular material is fabricated; No-joint pipe and stripping
of same; Prefabricated manhole installer; Sandblaster
(nozzle person), water blasting, Porta Shot-Blast
GROUP 5: Blaster powder, all work of loading holes, placing
and blasting of all powder and explosives of whatever type,
regardless of inethod used for such loading and placing;
Driller: All power drills, excluding jackhammer, whether
core, diamond, wagon, track, multiple unit, and any and all
other types of inechanical drills without regard to the form
of motive power; Toxic waste removal
TUNNEL LABORER CLASSIFICATIONS
GROUP 1: Batch plant laborer; Changehouse person; Dump
person; Dump person (outside); Swamper (brake person and
switch person on tunnel work); Tunnel materials handling
person; Nipper; Pot tender, using mastic or other materials
(for example, but not by way of limitation, shotcrete, etc.)
GROUP 2: Chucktender, cabletender; Loading and unloading
agitator cars; Vibrator person, jack hammer, pneumatic
tools (except driller); Bull gang mucker, track person;
Concrete crew, including rodder and spreader
GROUP 3: Blaster, driller, powder person; Chemical grout jet
person; Cherry picker person; Grout gun person; Grout mixer
person; Grout pump person; 7ackleg miner; 7umbo person;
Kemper and other pneumatic concrete placer operator; Miner,
tunnel (hand or machine); Nozzle person; Operating of
troweling and/or grouting machines; Powder person (primer
house); Primer person; Sandblaster; Shotcrete person; Steel
form raiser and setter; Timber person, retimber person,
wood or steel; Tunnel Concrete finisher
GROUP 4: Diamond driller; Sandblaster; Shaft and raise work
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LAB00652-003 07/01/2018
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Brick Tender.. ...... ..... .. ......$ 32.26 18.40
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LAB01184-001 07/01/2018
Rates Fringes
Laborers: (HORIZONTAL
DIRECTIONAL DRILLING)
(1) Drilling Crew Laborer.. .$ 35.70 14.03
(2) Vehicle Operator/Hauler.$ 35.87 14.03
(3) Horizontal Directional
Drill Operator. ..... . .... ...$ 37.72 14.03
(4) Electronic Tracking
Locator. ..... .. .... . . .. .. ...$ 39.72 14.03
Laborers: (STRIPING/SLURRY
SEAL)
GROUP 1. ..... .. ...... . . .....$ 35.86 16.21
GROUP 2. ..... ...... . . .. .....$ 37.16 16.21
GROUP 3. ....... .... .. . . .. ...$ 39.17 16.21
GROUP 4. ..... .. .. .... . ... ...$ 40.91 16.21
LABORERS - STRIPING CLASSIFICATIONS '
GROUP 1: Protective coating, pavement sealing, including
repair and filling of cracks by any method on any surface
in parking lots, game courts and playgrounds; carstops;
operation of all related machinery and equipment; equipment
repair technician
GROUP 2: Traffic surface abrasive blaster; pot tender -
removal of all traffic lines and markings by any method
(sandblasting, waterblasting, grinding, etc.) and
preparation of surface for coatings. Traffic control
person: controlling and directing traffic through both
conventional and moving lane closures; operation of all
related machinery and equipment
GROUP 3: Traffic delineating device applicator: Layout and
application of pavement markers, delineating signs, rumble
and traffic bars, adhesives, guide markers, other traffic
delineating devices including traffic control. This
category includes all traffic related surface preparation
(sandblasting, waterblasting, grinding) as part of the
application process. Traffic protective delineating system
installer: removes, relocates, installs, permanently
affixed roadside and parking delineation barricades,
fencing, cable anchor, guard rail, reference signs,
monument markers; operation of all related machinery and
equipment; power broom sweeper
GROUP 4: Striper: layout and application of traffic stripes
and markings; hot thermo plastic; tape traffic stripes and
markings, including traffic control; operation of all
related machinery and equipment
----------------------------------------------------------------
LAB01414-001 08/08/2018
Rates Fringes �
LABORER
PLASTER CLEAN-UP LABORER....$ 33.82 19.40
PLASTER TENDER. . .... .. .. ....$ 36.37 19.40
Work on a swing stage scaffold: $1.00 per hour additional.
----------------------------------------------------------------
PAIN0036-001 07/01/2018
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Rates Fringes
Painters: (Including Lead
Abatement)
(1) Repaint (excludes San
Diego County).. ...... .. .. ...$ 27.59 14.92
(2) All Other Work... . ......$ 31.12 15.04
REPAINT of any previously painted structure. Exceptions:
work involving the aerospace industry, breweries,
commercial recreational facilities, hotels which operate
commercial establishments as part of hotel service, and
sports facilities.
----------------------------------------------------------------
PAIN0036-008 10/01/2018
Rates Fringes
DRYWALL FINISHER/TAPER.... .. .....$ 40.18 19.22
----------------------------------------------------------------
PAIN0036-015 06/01/2018
Rates Fringes
GLAZIER..... .. ........ .. .. ...... .$ 42.20 25.50
FOOTNOTE: Additional $1.25 per hour for work in a condor,
from the third (3rd) floor and up Additional $1.25 per
hour for work on the outside of the building from a swing
stage or any suspended contrivance, from the ground up
----------------------------------------------------------------
PAIN1247-002 05/01/2018
Rates Fringes
SOFT FLOOR LAYER.... .. .... .......$ 33.85 14.56
----------------------------------------------------------------
PLA50200-009 08/01/2018
Rates Fringes
PLASTERER.. . . .. ...... ..... .. .. ...$ 36.86 18.00
----------------------------------------------------------------
PLA50500-002 07/01/2018
Rates Fringes
CEMENT MASON/CONCRETE FINISHER...$ 35.75 22.48
----------------------------------------------------------------
PLUM0016-001 09/01/2018
Rates Fringes
PLUMBER/PIPEFITTER
Plumber and Pipefitter
All other work except
work on new additions and
remodeling of bars,
restaurant, stores and
commercial buildings not
to exceed 5,000 sg. ft.
of floor space and work
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on strip malls, light
commercial, tenant
improvement and remodel
work. ..... ...... .... . ......$ 50.13 22.16
Work ONLY on new additions
and remodeling of bars,
restaurant, stores and
commercial buildings not
to exceed 5,000 sq. ft. of
floor space.. ...... .. ...... .$ 48.58 21.18
Work ONLY on strip malls,
light commercial, tenant
improvement and remodel
work. . . . . ..... .. .. .. . . ..... .$ 37.10 19.51
----------------------------------------------------------------
PLUM0345-001 07/01/2017
Rates Fringes
PLUMBER
Landscape/Irrigation Fitter.$ 32.30 21.00
Sewer & Storm Drain Work. .. .$ 33.24 17.13
----------------------------------------------------------------
ROOF0036-002 08/01/2018
Rates Fringes
ROOFER..... . . . ........... .. ......$ 38.12 16.97
FOOTNOTE: Pitch premium: Work on which employees are exposed
to pitch fumes or required to handle pitch, pitch base or
pitch impregnated products, or any material containing coal
tar pitch, the entire roofing crew shall receive $1.75 per
hour "pitch premium" pay.
----------------------------------------------------------------
SFCA0669-008 04/01/2018
DOES NOT INCLUDE SAN CLEMENTE ISLAND, THE CITY OF SANTA ANA,
AND THAT PART OF ORANGE COUNTY WITHIN 25 MILES OF THE CITY
LIMITS OF LOS ANGELES:
Rates Fringes
SPRINKLER FITTER... .. .. .. .. ......$ 38.85 21.87
----------------------------------------------------------------
SFCA0709-003 01/01/2018
SAN CLEMENTE ISLAND, THE CITY OF SANTA ANA, AND THAT PART OF
ORANGE COUNTY WITHIN 25 MILES BEYOND THE CITY LIMITS OF LOS
ANGELES:
Rates Fringes
SPRINKLER FITTER (Fire).. .. ......$ 42.26 25.92
----------------------------------------------------------------
SHEE0105-003 01/01/2019
LOS ANGELES (South of a straight line drawn between Gorman and
Big Pines)and Catalina Island, INYO, KERN (Northeast part, East
of Hwy 395), MONO ORANGE, RIVERSIDE, AND SAN BERNARDINO COUNTIES
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Rates Fringes
SHEET METAL WORKER
(1) Commercial - New
Construction and Remodel
work.. .. . .. ......... .. ..... .$ 44.28 28.46
(2) Industrial work
including air pollution
control systems, noise
abatement, hand rails,
guard rails, excluding
aritechtural sheet metal
work, excluding A-C,
heating, ventilating �
systems for human comfort...$ 44.28 28.46
----------------------------------------------------------------
TEAM0011-002 07/01/2018
Rates Fringes
TRUCK DRIVER
GROUP 1. ... ...... ... . . .. ...$ 30.59 28.59
GROUP 2. . ..... .. .. .. . ......$ 30.74 28.59
GROUP 3. . ..... .. .... .......$ 30.87 28.59
GROUP 4. ...... .... .. .......$ 31.06 28.59
GROUP 5. . ....... .... ... ....$ 31.09 28.59
GROUP 6. . ..... .. ... . . .. ....$ 31.12 28.59
GROUP 7. . ..... .. .... . .. ....$ 31.37 28.59
GROUP 8. . ..... .. .. . . . ......$ 31.62 28.59
GROUP 9..... .. .. .. . . . .. ....$ 31.82 28.59
GROUP 10..... .. ..... . . .. .. ..$ 32.12 28.59
GROUP 11... .. .. .... . . . .... ..$ 32.62 28.59
GROUP 12. .. ..... .... .. .. .. ..$ 33.05 28.59
WORK ON ALL MILITARY BASES:
PREMIUM PAY: $3.00 per hour additional.
[29 palms Marine Base, Camp Roberts, China Lake, Edwards AFB,
E1 Centro Naval Facility, Fort Irwin, Marine Corps
Logistics Base at Nebo & Yermo, Mountain Warfare Training
Center, Bridgeport, Point Arguello, Point Conception,
Vandenberg AFB]
TRUCK DRIVERS CLASSIFICATIONS
GROUP 1: Truck driver
GROUP 2: Driver of vehicle or combination of vehicles - 2
axles; Traffic control pilot car excluding moving heavy
equipment permit load; Truck mounted broom
GROUP 3: Driver of vehicle or combination of vehicles - 3
axles; Boot person; Cement mason distribution truck; Fuel
truck driver; Water truck - 2 axle; Dump truck, less than
16 yds. water level; Erosion control driver
GROUP 4: Driver of transit mix truck, under 3 yds.; Dumperete
truck, less than 6-1/2 yds. water level
GROUP 5: Water truck, 3 or more axles; Truck greaser and tire
person ($0.50 additional for tire person); Pipeline and
utility working truck driver, including winch truck and
plastic fusion, limited to pipeline and utility work;
Slurry truck driver
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GROUP 6: Transit mix truck, 3 yds. or more; Dumperete truck,
6-1/2 yds. water level and over; Vehicle or combination of
vehicles - 4 or more axles; Oil spreader truck; Dump truck,
16 yds. to 25 yds. water level
GROUP 7: A Frame, Swedish crane or similar; Forklift driver;
Ross carrier driver
GROUP 8: Dump truck, 25 yds. to 49 yds. water level; Truck
repair person; Water pull - single engine; Welder
GROUP 9: Truck repair person/welder; Low bed driver, 9 axles
or over
GROUP 10: Dump truck - 50 yds. or more water level; Water
pull - single engine with attachment
GROUP 11: Water pull - twin engine; Water pull - twin engine
with attachments; Winch truck driver - $1.25 additional
when operating winch or similar special attachments
GROUP 12: Boom Truck 17K and above
----------------------------------------------------------------
WELDERS - Receive rate prescribed for craft performing
operation to which welding is incidental.
----------------------------------------------------------------
----------------------------------------------------------------
Note: Executive Order (EO) 13706, Establishing Paid Sick Leave
for Federal Contractors applies to all contracts subject to the
Davis-Bacon Act for which the contract is awarded (and any
solicitation was issued) on or after 7anuary 1, 2017. If this
contract is covered by the E0, the contractor must provide
employees with 1 hour of paid sick leave for every 30 hours
they work, up to 56 hours of paid sick leave each year.
Employees must be permitted to use paid sick leave for their
own illness, injury or other health-related needs, including
preventive care; to assist a family member (or person who is
like family to the employee) who is ill, injured, or has other
health-related needs, including preventive care; or for reasons
resulting from, or to assist a family member (or person who is
like family to the employee) who is a victim of, domestic
violence, sexual assault, or stalking. Additional information
on contractor requirements and worker protections under the EO
is available at www.dol.gov/whd/govcontracts.
Unlisted classifications needed for work not included within
the scope of the classifications listed may be added after
award only as provided in the labor standards contract clauses
(29CFR 5.5 (a) (1) (ii)).
----------------------------------------------------------------
The body of each wage determination lists the classification
and wage rates that have been found to be prevailing for the
cited type(s) of construction in the area covered by the wage
determination. The classifications are listed in alphabetical
order of "identifiers" that indicate whether the particular
rate is a union rate (current union negotiated rate for local),
a survey rate (weighted average rate) or a union average rate
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(weighted union average rate).
Union Rate Identifiers
A four letter classification abbreviation identifier enclosed
in dotted lines beginning with characters other than "5U" or
"UAVG" denotes that the union classification and rate were
prevailing for that classification in the survey. Example:
PLUM0198-005 07/01/2014. PLUM is an abbreviation identifier of
the union which prevailed in the survey for this
classification, which in this example would be Plumbers. 0198
indicates the local union number or district council number
where applicable, i.e., Plumbers Local 0198. The next number,
005 in the example, is an internal number used in processing
the wage determination. 07/01/2014 is the effective date of the
most current negotiated rate, which in this example is 7uly 1,
2014.
Union prevailing wage rates are updated to reflect all rate
changes in the collective bargaining agreement (CBA) governing
this classification and rate.
Survey Rate Identifiers
Classifications listed under the "SU" identifier indicate that
no one rate prevailed for this classification in the survey and
the published rate is derived by computing a weighted average
rate based on all the rates reported in the survey for that
classification. As this weighted average rate includes all
rates reported in the survey, it may include both union and
non-union rates. Example: SULA2012-007 5/13/2014. SU indicates
the rates are survey rates based on a weighted average
calculation of rates and are not majority rates. LA indicates
the State of Louisiana. 2012 is the year of survey on which
these classifications and rates are based. The next number, 007
in the example, is an internal number used in producing the
wage determination. 5/13/2014 indicates the survey completion
date for the classifications and rates under that identifier.
Survey wage rates are not updated and remain in effect until a
new survey is conducted.
Union Average Rate Identifiers
Classification(s) listed under the UAVG identifier indicate
that no single majority rate prevailed for those
classifications; however, 100% of the data reported for the
classifications was union data. EXAMPLE: UAVG-OH-0010
08/29/2014. UAVG indicates that the rate is a weighted union
average rate. OH indicates the state.. The next number, 0010 in
the example, is an internal number used in producing the wage
determination. 08/29/2014 indicates the survey completion date
for the classifications and rates under that identifier.
A UAVG rate will be updated once a year, usually in ]anuary of
each year, to reflect a weighted average of the current
negotiated/CBA rate of the union locals from which the rate is
based.
----------------------------------------------------------------
WAGE DETERMINATION APPEALS PROCESS
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1.) Has there been an initial decision in the matter? This can
be:
* an existing published wage determination
* a survey underlying a wage determination
* a Wage and Hour Division letter setting forth a position on
a wage determination matter
* a conformance (additional classification and rate) ruling
On survey related matters, initial contact, including requests
for summaries of surveys, should be with the Wage and Hour
Regional Office for the area in which the survey was conducted
because those Regional Offices have responsibility for the
Davis-Bacon survey program. If the response from this initial
contact is not satisfactory, then the process described in 2.)
and 3.) should be followed.
With regard to any other matter not yet ripe for the formal
process described here, initial contact should be with the
Branch of Construction Wage Determinations. Write to:
Branch of Construction Wage Determinations
Wage and Hour Division
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
2.) If the answer to the question in 1.) is yes, then an
interested party (those affected by the action) can request
review and reconsideration from the Wage and Hour Administrator
(See 29 CFR Part 1.8 and 29 CFR Part 7). Write to:
Wage and Hour Administrator
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
The request should be accompanied by a full statement of the
interested party's position and by any information (wage
payment data, project description, area practice material,
etc.) that the requestor considers relevant to the issue.
3.) If the decision of the Administrator is not favorable, an
interested party may appeal directly to the Administrative
Review Board (formerly the Wage Appeals Board). Write to:
Administrative Review Board
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
4.) All decisions by the Administrative Review Board are final.
END OF GENERAL DECISION
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ATTACHMENT NO. 8
SECTIONS 1725.5, 1771, 1771.1, 1771.4, 1775, 1776, 1777.5, 1813 and 1815
OF THE CALIFORNIA LABOR CODE
California Labor Code Section 1725.5. Registration of contractors; mandatory re�istration;
qualifications and apulication; fees; exemut contractors
A contractor shall be registered pursuant to this section to be qualified to bid on, be listed in a bid proposal,
subject to the requirements of Section 4104 of the Public Contract Code, or engage in the performance of
any public work contract that is subject to the requirements of this chapter. For the purposes of this section,
"contractor"includes a subcontractor as defined by Section 1722.1.
(a) To qualify for registration under this section, a contractor shall do all of the following:
(1) Beginning July 1, 2014,register with the Department of Industrial Relations in the manner prescribed by
the department and pay an initial nonrefundable application fee of three hundred dollars ($300) to qualify
for registration under this section and an annual renewal fee on or before July 1 of each year thereafter. The
annual renewal fee shall be in a uniform amount set by the Director of Industrial Relations, and the initial
registration and renewal fees may be adjusted no more than annually by the director to support the costs
specified in Section 1771.3.
(2) Provide evidence, disclosures, or releases as are necessary to establish all of the following:
(A) Workers' Compensation coverage that meets the requirements of Division 4 (commencing with Section
3200) and includes sufficient coverage for any worker whom the contractor employs to perform work that is
subject to prevailing wage requirements other than a contractor who is separately registered under this
section. Coverage may be evidenced by a current and valid certificate of workers' compensation Insurance
•or certification of self-insurance required under Section 7125 of the Business and Professions Code.
(B) If applicable, the contractor is licensed in accordance with Chapter 9 (comxnencing with Section 7000)
of the Business and Professions Code.
(C) The contractor does not have any delinquent liability to an employee or the state for any assessment of
back wages or related damages, interest, fines, or penalties pursuant to any final judgment, order, or
determination by a court or any federal, state, or local administrative agency, including a confirmed
arbitration award. However, for purposes of this paragraph, the contractor shall not be disqualified for any
judgment, order, or determination that is under appeal, provided that the contractor has secured the payment
of any amount eventually found due through a bond or other appropriate means.
(D) The contractor is not currently debarred under Section 1777.1 or under any other federal or state law
providing for the debarment of contractors from public works.
(E) The contractor has not bid on a public works contract, been listed in a bid proposal, or engaged in the
performance of a contract for public works without being lawfully registered in accordance with this
section, within the preceding 12 months or since the effective date of the requirements set forth in
subdivision (e), whichever is earlier. If a contractor is found to be in violation of the requirements of this
paragraph, the period of disqualification shall be waived if both of the following are true:
Attachment No. 8
Page 1 of 11
(i) The contractor has not previously been found to be in violation of the requirements of this paragraph
within the preceding 12 months.
(ii) The contractor pays an additional nonrefundable penalty registration fee of two thousand dollars
($2,000).
(b) Fees received pursuant to this section shall be deposited in the State Public Works Enforcement Fund
established by Section 17713 and shall be used only for the purposes specified in that section.
(c) A contractor who fails to pay the renewal fee required under paragraph (1) of subdivision (a) on or
before the expiration of any prior period of registration shall be prohibited from bidding on or engaging in
the performance of any contract for public work until once again registered pursuant to this section. If the
failure to pay the renewal fee was inadvertent, the contractor may renew its registration retroactively by
paying an additional nonrefundable penalty renewal fee equal to the amount of the renewal fee within 90
days of the due date of the renewal fee.
(d) If, after a body awarding a contract accepts the contractor's bid or awards the contract, the work covered
by the bid or contract is determined to be a public work to which Section 1771 applies, either as the result of
a determination by the director pursuant to Section 1773.5 or a court decision, the requirements of this
section shall not apply, subject to the following requirements:
(1) The body that awarded the contract failed, in the bid specification or in the contract documents, to
identify as a public work that portion of the work that the determination or decision subsequently classifies
as a public work.
(2) Within 20 days following service of notice on the awarding body of a deter�unation by the Director of
Industrial Relations pursuant to Section 1773.5 or a decision by a court that the contract was for public work
as defined in this chapter, the contractor and any subcontractors are registered under this section or are
replaced by a contractor or subcontractors who are registered under this section.
(3) The requirements of this section shall apply prospectively only to any subsequent bid, bid proposal,
contract, or work performed after the awarding body is served with notice of the deternunation or decision
referred to in paragraph(2) of this subdivision.
(e) The requirements of this section shall apply to any bid proposal submitted on or after March 1, 2015, and
any contract for public work, as defined in this chapter, entered into on or after April 1, 2015.
California Labor Code Section 1771. Pavment of�eneral prevailin�rate
Except for public works projects of one thousand dollars ($1,000) or less, not less than the general
prevailing rate of per diem wages for work of a similar character in the locality in which the public work is
performed, and not less than the general prevailing rate of per diem wages for holiday and overtime work
fixed as provided in this chapter, shall be paid to all workers employed on public works.
This section is applicable only to work performed under contract, and is not applicable to work
carried out by a public agency with its own forces. This section is applicable to contracts let for maintenance
work.
Attachment No. 8
Page 2 of 11
California Labor Code Section 1771.1. Registration as a contractor or subcontractor required prior
to bid submission; excentions; substitutions; Internet listing of re�istered contractors
(a) A contractor or subcontractor shall not be qualified to bid on, be listed in a bid proposal, subject to the
requirements of Section 4104 of the Public Contract Code, or engage in the performance of any contract for
public work, as defined in this chapter, unless currently registered and qualified to perform public work
pursuant to Section 1725.5. It is riot a violation of this section for an unregistered contractor to submit a bid
that is authorized by Section 7029.1 of the Business and Professions Code or by Section 10164 or 20103.5
of the Public Contract Code, provided the contractor is registered to perform public work pursuant to
Section 1725.5 at the time the contract is awarded.
(b)Notice of the requirement described in subdivision (a) shall be included in all bid invitations and public
works contracts, and a bid shall not be accepted nor any contract or subcontract entered into without proof
of the contractor or subcontractor's current registration to perform public work pursuant to Section 1725.5.
(c) An inadvertent error in listing a subcontractor who is not registered pursuant to Section 1725.5 in a bid
proposal shall not be grounds for filing a bid protest or grounds for considering the bid nonresponsive,
provided that any of the following apply:
(1)The subcontractor is registered prior to the bid opening.
(2) Within 24 hours after the bid opening, the subcontractor is registered and has paid the penalty
registration fee specified in subparagraph(E) of paragraph(2) of subdivision(a) of Section 1725.5.
(3) The subcontractor is replaced by another registered subcontractor pursuant to Section 4107 of the Public
Contract Code.
(d)Failure by a subcontractor to be registered to perform public work as required by subdivision(a) shall be
grounds under Section 4107 of the Public Contract Code for the contractor,with the consent of the awarding
authority, to substitute a subcontractor who is registered to perform public work pursuant to Section 1725.5
in place of the unregistered subcontractor.
(e) The department shall maintain on its Internet Web site a list of contractors who are currently registered
to perform public work pursuant to Section 1725.5.
(fl A contract entered into with any contractor or subcontractor in violation of subdivision (a) shall be
subject to cancellation, provided that a contract for public work shall not be unlawful, void, or voidable
solely due to the failure of the awarding body, contractor, or any subcontractor to comply with the
requirements of Section 1725.5 or this section.
(g) This section shall apply to any bid proposal submitted on or after March 1, 2015, and any contract for
public work entered into on or after April 1, 2015.
California Labor Code Section 1771.4. Additional requirements when biddin� and awarding public
works contracts
(a) All of the following are applicable to all public works projects that are otherwise subject to the
requirements of this chapter:
(1) The call for bids and contract documents shall specify that the project is subject fo compliance
monitoring and enforcement by the Departrnent of Industrial Relations.
Attachment No. 8
Page 3 of 11
(2) The awarding body shall post or require the prime contractor to post job site notices, as prescribed by
regulation.
(3) Each contractor and subcontractor shall furnish the records specified in Section 1776 directly to the
Labor Commissioner, in the following manner:
(A)At least monthly or more frequently if specified in the contract with the awarding body.
(B) In a format prescribed by the Labor Commissioner.
(4) The department shall undertake those activities it deems necessary to monitor and enforce compliance
with prevailing wage requirements.
(b) The Labor Commissioner may exempt a public works project from compliance with all or part of the
requirements of subdivision(a) of this section if either of the following occurs:
(1) The awarding body has enforced an approved labor compliance program, as defined in Section 1771.5,
on all public works projects under its authority, except those deemed exempt pursuant to subdivision (a) of
Section 1771.5, continuously since December 31, 2011.
(2) The awarding body has entered into a collective bargaining agreement that binds all contractors
performing work on the project and that includes a mechanism for resolving disputes about the payment of
wages.
(c)(1) The requirements of paragraph (1) of subdivision (a) shall only apply to contracts for public works
projects awarded on or after January 1, 2015. .
(2) The requirements of paragraph(3) of subdivision(a) shall only apply to the following projects:
(A) Projects that were subject to a requirement to furnish records to the Compliance Monitoring Unit
pursuant to Section 16461 of Title 8 of the California Code of Regulations, prior to the effective date of this
section.
(B)Projects for which the initial contract is awarded on or after April 1, 2015.
(C) Any other ongoing project in which the Labor Commissioner directs the contractors or subcontractors
on the project to furnish records in accordance with paragraph(3) of subdivision(a).
(D)All projects,whether new or ongoing, on or after January 1, 2016.
California Labor Code Section 1775. Penalties for violations
(a)(1) The contractor and any subcontractor under the contractor shall, as a penalty to the state or political
subdivision on whose behalf the contract is made or awarded, forfeit not more than fifty dollars ($ 50) for
each calendar day, or portion thereof, for each worker paid less than the prevailing wage rates as determined
by the director for the work or craft in which the worker is employed for any public work done under the
contract by the contractor or, except as provided in subdivision (b), by any subcontractor under the
contractor.
(2)(A) The amount of the penalty shall be determined by the Labor Commissioner based on consideration of
both of the following:
Attachment No. 8
Page 4 of 11
(i) Whether the failure of the contractor or subcontractor to pay the correct rate of per diem wages was a
good faith mistake and, if so, the error was promptly and voluntarily corrected when brought to the attention
of the contractor or subcontractor.
(ii) Whether the contractor or subcontractor has a prior record of failing to meet its prevailing wage
obligations.
(B)(i) The penalty may not be less than ten dollars ($10) for each calendar day, or portion thereof, for each
worker paid less than the prevailing wage rate, unless the failure of the contractor or subcontractor to pay
the correct rate of per diem wages was a good faith mistake and, if so, the error was promptly and
voluntarily corrected when brought to the attention of the contractor or subcontractor.
(ii) The penalty may not be less than twenty dollars ($20) for each calendar day, or portion thereof, for each
worker paid less than the prevailing wage rate, if the contractor or subcontractor has been assessed penalties
within the previous three years for failing to meet its prevailing wage obligations on a separate contract,
unless those penalties were subsequently withdrawn or overturned.
(iii) The penalty may not be less than thirty dollars ($30) for each calendar day, or portion thereof, for each
worker paid less than the prevailing wage rate, if the Labor Commissioner deternunes that the violation was
willful, as defined in subdivision(c) of Section 1777.1.
(C) When the amount due under this section is collected from the contractor or subcontractor, any
outstanding wage claim under Chapter 1 (commencing with Section 1720) of Part 7 of Division 2 against
that contractor or subcontractor shall be satisfied before applying that amount to the penalty imposed on that
contractor or subcontractor pursuant to this section.
(D) The determination of the Labor Comrnissioner as to the amount of the penalty shall be reviewable only
for abuse of discretion.
(E) The difference between the prevailing wage rates and the amount paid to each worker for each calendar
day or portion thereof for which each worker was paid less than the prevailing wage rate shall be paid to
each worker by the contractor or subcontractor, and the body awarding the contract shall cause to be
inserted in the contract a stipulation that this section will be complied with.
(b) If a worker employed by a subcontractor on a public works project is not paid the general prevailing rate
of per diem wages by the subcontractor, the prime contractor of the project is not liable for any penalties
under subdivision (a) unless the prune contractor had knowledge of that failure of the subcontractor to pay
the specified prevailing rate of wages to those workers or unless the prime contractor fails to comply with
all of the following requirements:
(1) The contract executed between the contractor and the subcontractor for the performance of work on the
public works project shall include a copy of the provisions of Sections 1771, 1775, 1776, 1777.5, 1813, and
1815.
(2) The contractor shall monitor the payment of the specified general prevailing rate of per diem wages by
the subcontractor to the employees,by periodic review of the certified payroll records of the subcontractor.
(3) Upon becoming aware of the failure of the subcontractor to pay his or her workers the specified
prevailing rate of wages, the contractor shall diligently take corrective action to halt or rectify the failure,
,
Attachment No. 8
Page 5 of 11
including, but not limited to, retaining sufficient funds due the subcontractor for work performed on the
public works project.
(4) Prior to making final payment to the subcontractor for work performed on the public works project, the
contractor shall obtain an affidavit signed under penalty of perjury from the subcontractor that the
subcontractor has paid the specified general prevailing rate of per diem wages to his or her employees on the
public works project and any amounts due pursuant to Section 1813.
(c) The Division of Labor Standards Enforcement shall notify the contractor on a public works project
within 15 days of the receipt by the Division of Labor Standards Enforcement of a complaint of the failure
of a subcontractor on that public works project to pay workers the general prevailing rate of per diem wages.
California Labor Code Section 1776. Pavroll records; retention; inspection; noncompliance penalties;
rules and regulations
(a) Each contractor and subcontractor shall keep accurate payroll records, showing the name, address, social
security number, work classification, straight time and overtime hours worked each day and week, and the
actual per diem wages paid to each journeyman, apprentice, worker, or other employee employed by him or
her in connection with the public work. Each payroll record shall contain or be verified by a written
declaration that it is made under penalty of perjury, stating both of the following:
(1) The information contained in the payroll record is true and correct.
(2) The employer has complied with the requirements of Sections 1771, 1811, and 1815 for any work
performed by his or her employees on the public works project.
(b) The payroll records enumerated under subdivision (a) shall be certified and shall be available for
inspection at all reasonable hours at the principal office of the contractor on the following basis:
(1) A certified copy of an employee's payroll record shall be made available for inspection or furnished to
the employee or his or her authorized representative on request.
(2) A certified copy of all payroll records enumerated in subdivision (a) shall be made available for
inspection or fiunished upon request to a representative of the body awarding the contract, the Division of
Labor Standards Enforcement, and the Division of Apprenticeship Standards of the Depariment of Industrial
Relations.
(3) A certified copy of all payroll records enumerated in subdivision (a) shall be made available upon
request by the public for inspection or for copies thereof. However, a request by the public shall be made
through either the body awarding the contract, the Division of Apprenticeship Standards, or the Division of
Labor Standards Enforcement. If the requested payroll records have not been provided pursuant to
paragraph (2), the requesting party shall, prior to being provided the records, reimburse the costs of
preparation by the contractor, subcontractors, and the entity through which the request was made. The
public may not be given access to the records at the principal office of the contractor.
(c)The certified payroll records shall be on forms provided by the Division of Labor Standards Enforcement
or shall contain the same information as the forms provided by the division.
Attachment No. 8
Page 6 of 11
(d)A contractor or subcontractor shall file a certified copy of the records enumerated in subdivision(a)with
the entity that requested the records within 10 days after receipt of a written request.
(e) Any copy of records made available for inspection as copies and furnished upon request to the public or
any public agency by the awarding body, the Division of Apprenticeship Standards, or the Division of Labor
Standards Enforcement shall be marked or obliterated to prevent disclosure of an individual's name, address,
and social security number. The name and address of the contractor awarded the contract or the
subcontractor performing the contract shall not be marked or obliterated. Any copy of records made
available for inspection by, or furnished to, a joint labor-management committee established pursuant to the
federal Labor Management Cooperation Act of 1978 (29 U.S.C. Sec. 175a) shall be marked or obliterated
only to prevent disclosure of an individual's name and social security number. A joint labor management
committee may maintain an action in a court of competent jurisdiction against an employer who fails to
comply with Section 1774. The court may award restitution to an employee for unpaid wages and may
award the joint labor management committee reasonable attorney's fees and costs incurred in maintaining
the action. An action under this subdivision may not be based on the employer's misclassification of the
craft of a worker on its certified payroll records. Nothing in this subdivision limits any other available
remedies for a violation of this chapter.
(fl The contractor shall inform the body awarding the contract of the location of the records enumerated
under subdivision (a), including the street address, city, and county, and shall, within five working days,
provide a notice of a change of location and address.
(g) The contractor or subcontractor has 10 days in which to comply subsequent to receipt of a written notice
requesting the records enumerated in subdivision (a). In the event that the contractor or subcontractor fails
to comply within the 10-day period, he or she shall, as a penalty to the state or political subdivision on
whose behalf the contract is made or awarded, forfeit twenty-five dollars ($25) for each calendar day, or
portion thereof, for each worker, until strict compliance is effectuated. Upon the request of the Division of
Apprenticeship Standards or the Division of Labor Standards Enforcement, these penalties shall be withheld
from progress payrnents then due. A contractor is not subject to a penalty assessment pursuant to this section
due to the failure of a subcontractor to comply with this section.
(h) The body awarding the contract shall cause to be inserted in the contract stipulations to effectuate this
section.
(i) The director shall adopt rules consistent with the California Public Records Act (Chapter 3.5
(commencing with Section 6250) of Division 7 of Title 1 of the Government Code) and the Information
Practices Act of 1977 (Title 1.8 (commencing with Section 1798) of Part 4 of Division 3 of the Civil Code)
governing the release of these records, including the establishment of reasonable fees to be charged for
reproducing copies of records required by this section.
California Labor Code Section 1777.5. Emplovment of resistered apprentices; wages; standards;
number; apprenticeable craft or trade; ezemptions; contributions
(a) Nothing in this chapter shall prevent the employrnent of properly registered apprentices upon public
works.
Attachment No. 8
Page 7 of 11
(b) Every apprentice employed upon public works shall be paid the prevailing rate of per diem wages for
apprentices in the trade to which he or she is registered and shall be employed only at the work of the craft
or trade to which he or she is registered.
(c) Only apprentices, as defined in Section 3077, who are in training under apprenticeship standards that
have been approved by the Chief of the Division of Apprenticeship Standards and who are parties to written
apprentice agreements under Chapter 4 (commencing with Section 3070) of Division 3 are eligible to be
employed at the apprentice wage rate on public works. The employment and training of each apprentice
shall be in accordance with either of the following: _
(1) The apprenticeship standards and apprentice agreements under which he or she is training.
(2) The rules and regulations of the California Apprenticeship Council.
(d) When the contractor to whom the contract is awarded by the state or any political subdivision, in
performing any of the work under the contract, employs workers in any apprenticeable craft or trade, the
contractor shall employ apprentices in at least the ratio set forth in this section and may apply to any
apprenticeship program in the craft or trade that can provide apprentices to the site of the public work for a
certificate approving the contractor under the apprenticeship standards for the employment and training of
apprentices in the area or industry affected. However, the decision of the apprenticeship program to approve
or deny a certificate shall be subject to review by the Administrator of Apprenticeship. The apprenticeship
program or programs, upon approving the contractor, shall arrange for the dispatch of apprentices to the
contractor. A contractor covered by an apprenticeship program's standards shall not be required to submit
any additional application in order to include additional public works contracts under that program.
"Apprenticeable craft or trade," as used in this section, means a craft or trade determined as an
apprenticeable occupation in accordance with rules and regulations prescribed by the California
Apprenticeship Council. As used in this section, "contractor" includes any subcontractor under a contractor
who performs any public works not excluded by subdivision(o).
(e) Prior to commencing work on a contract for public works, every contractor shall submit contract award
information to an applicable apprenticeship program that can supply apprentices to the site of the public
work. The information submitted shall include an estimate of journeyman hours to be performed under the
contract, the number of apprentices proposed to be employed, and the approximate dates the apprentices
would be employed. A copy of this information shall also be submitted to the awarding body if requested by
the awarding body. Within 60 days after concluding work on the contract, each contractor and subcontractor
shall submit to the-awarding body, if requested, and to the apprenticeship program a verified statement of
the journeyman and apprentice hours performed on the contract. The information under this subdivision
shall be public. The apprenticeship programs shall retain this information for 12 months.
(fl The apprenticeship program that can supply apprentices to the area of the site of the public work shall
ensure equal employment and affirmative action in apprenticeship for women and minorities.
(g) The ratio of work performed by apprentices to journeymen employed in a particular craft or trade on the
public work may be no higher than the ratio stipulated in the apprenticeship standards under which the
apprenticeship program operates where the contractor agrees to be bound by those standards, but, except as
otherwise provided in this section, in no case shall the ratio be less than one hour of apprentice work for
every five hours of journeyman work.
Attachment No. 8
Page 8 of 11
(h) This ratio of apprentice work to journeyman work shall apply during any day or portion of a day when
any journeyman is employed at the jobsite and shall be computed on the basis of the hours worked during
the day by journeymen so employed. Any work performed by a journeyman in excess of eight hours per day
or 40 hours per week shall not be used to calculate the ratio. The contractor shall employ apprentices for the
number of hours computed as above before the end of the contract or, in the case of a subcontractor, before
the end of the subcontract. However, the contractor shall endeavor, to the greatest extent possible,to employ
apprentices during the same time period that the journeymen in the same craft or trade are employed at the
jobsite. Where an hourly apprenticeship ratio is not feasible for a particular craft or trade, the Chief of the
Division of Apprenticeship Standards, upon application of an apprenticeship program, may order a
minimum ratio of not less than one apprentice for each five journeymen in a craft or trade classification.
(i) A contractor covered by this section that has agreed to be covered by an apprenticeship program's
standards upon the issuance of the approval certificate, or that has been previously approved for an
apprenticeship program in the craft or trade, shall employ the number of apprentices or the ratio of
apprentices to journeymen stipulated in the applicable apprenticeship standards,but in no event less than the
1-to-5 ratio required by subdivision(g).
(j) Upon proper showing by a contractor that he or she employs apprentices in a particular craft or trade in
the state on all of his or her contracts on an annual average of not less than one hour of apprentice work for
every five hours of labor performed by journeymen, the Chief of the Division of Apprenticeship Standards
may grant a certificate exempting the contractor from the 1-to-5 hou.rly ratio, as set forth in this section for
that craft or trade.
(k) An apprenticeship program has the discretion to grant to a participating contractor or contractor
association a certificate, which shall be subject to the approval of the Administrator of Apprenticeship,
exempting the contractor from the 1-to-5 ratio set forth in this section when it finds that any one of the
following conditions is met:
(1)Unemployment for the previous three-month period in the area exceeds an average of 15 percent.
(2)The number of apprentices in training in the area exceeds a ratio of 1 to 5.
(3) There is a showing that the apprenticeable craft or trade is replacing at least one-thirtieth of its
journeymen annually through apprenticeship training, either on a statewide basis or on a local basis.
(4) Assignment of an apprentice to any work performed under a public works contract would create a
condition that would jeopardize his or her life or the life, safety, or property of fellow employees or the
public at large, or the specific task to which the apprentice is to be assigned is of a nature that training
cannot be provided by a journeyman.
(1) When an exemption is granted pursuant to subdivision (k) to an organization that represents contractors
in a specific trade from the 1-to-5 ratio on a local or statewide basis, the member contractors shall not be
required to submit individual applications for approval to local joint apprenticeship committees, if they are
already covered by the local apprenticeship standards.
(m)(1) A contractor to whom a contract is awarded, who, in performing any of the work under the contract,
employs journeymen or apprentices in any apprenticeable craft or trade shall contribute to the California
Apprenticeship Council the same amount that the director determines is the prevailing amount of
apprenticeship training contributions in the area of the public works site. A contractor may take as a credit
Attachment No. 8
Page 9 of 11
for payments to the council any amounts paid by the contractor to an approved apprenticeship program that
can supply apprentices to the site of the public works project. The contractor may add the amount of the
contributions in computing his or her bid for the contract.
(2) At the conclusion of the 2002-03 fiscal year and each fiscal year thereafter, the California
Apprenticeship Council shall distribute training contributions received by the council under this subdivision,
less the expenses of the Division of Apprenticeship Standards for administering this subdivision, by making
grants to approved apprenticeship programs for the purpose of training apprentices. The funds shall be
distributed as follows:
(A) If there is an approved multiemployer apprenticeship program serving the same craft or trade and
geographic area for which the training contributions were made to the council, a grant to that program shall
be made.
(B) If there are two or more approved multiemployer apprenticeship programs serving the same craft or
trade and geographic area for which the training contributions were made to the council, the grant shall be
divided among those programs based on the number of apprentices registered in each program.
(C) All training contributions not distributed under subparagraphs (A) and (B) shall be used to defray the
future expenses of the Division of Apprenticeship Standards.
(3) All training contributions received pursuant to this subdivision shall be deposited in the Apprenticeship
Training Contribution Fund, which is hereby created in the State Treasury. Notwithstanding Section 13340
of the Government Code, all money in the Apprenticeship Training Contribution Fund is hereby
continuously appropriated for the purpose of carrying out this subdivision and to pay the expenses of the
Division of Apprenticeship Standards.
(n) The body awarding the contract shall cause to be inserted in the contract stipulations to effectuate this
section. The stipulations shall fix the responsibility of compliance with this section for all apprenticeable
occupations with the prime contractor.
(o) This section does not apply to contracts of general contractors or to contracts of specialty contractors not
bidding for work�through a general or prime contractor when the contracts of general contractors or those
specialty contractors involve less than thirty thousand dollars ($30,000).
(p)All decisions of an apprenticeship program under this section are subject to Section 3081.
California Labor Code Section 1813. Forfeiture for violations; contract stiuulation; report of
violations
The contractor or subcontractor shall, as a penalty to the state or political subdivision on whose behalf the
contract is made or awarded, forfeit twenty- five dollars ($25) for each worker employed in the execution of
the contract by the respective contractor or subcontractor for each calendar day during which the worker is
required or permitted to work more than 8 hours in any one calendar day and 40 hours in any one calendar
week in violation of the provisions of this article. In awarding any contract for public work, the awarding
body shall cause to be inserted in the contract a stipulation to this effect. The awarding body shall take
cognizance of all violations of this article committed in the course of the execution of the contract, and shall
report them to the Division of Labor Standards Enforcement.
Attachment No. 8
Page 10 of 11
California Labor Code Section 1815. Overtime
Notwithstanding the provisions of Sections 1810 to 1814, inclusive, of this code, and notwithstanding any
stipulation inserted in any contract pursuant to the requirements of said sections, work performed by
employees of contractors in excess of 8 hours per day, and 40 hours during any one week, shall be permitted
upon public work upon compensation for all hours worked in excess of 8 hours per day at not less than 1 1/2
times the basic rate of pay.
Attachment No. 8
Page 11 of 11
ATTACHMENT NO. 9
CALIFORNIA PUBLIC CONTRACT CODE SECTION 9204
§ 9204. Legislative findings and declarations regarding timely and complete payment of contractors for
public works projects; claims process
Effective: January 1, 2017
(a) The Legislature finds and declares that it is in the best interests of the state and its citizens to ensure that
all construction business performed on a public works project in the state that is complete and not in dispute
is paid in full and in a timely manner.
(b) Notwithstanding any other law, including, but not limited to, Article 7.1 (commencing with Section
10240) of Chapter 1 of Part 2, Chapter 10 (commencing with Section 19100) of Part 2, and Article 1.5
(commencing with Section 20104) of Chapter 1 of Part 3, this section shall apply to any claim by a
contractor in connection with a public works project.
(c) For purposes of this section:
(1) "Claim" means a separate demand by a contractor sent by registered mail or certified mail with return
receipt requested, for one or more of the following:
(A) A time extension, including, without limitation, for relief from damages or penalties for delay assessed
by a public entity under a contract for a public works project.
(B) Payment by the public entity of money or damages arising from work done by, or on behalf of, the
contractor pursuant to the contract for a public works project and payment for which is not otherwise
expressly provided or to which the claimant is not otherwise entitled.
(C)Payment of an amount that is disputed by the public entity.
(2) "Contractor" means any type of contractor within the meaning of Chapter 9 (commencing with Section
7000) of Division 3 of the Business and Professions Code who has entered into a direct contract with a
public entity for a public works project.
(3)(A) "Public entity" means, without limitation, except as provided in subparagraph (B), a state agency,
department, office, division,bureau,board, or commission, the California State University, the University of
California, a city, including a charter city, county, including a charter county, city and county, including a
charter city and county, district, special district,public authority,political subdivision,public corporation, or
nonprofit transit corporation wholly owned by a public agency and formed to carry out the purposes of the
public agency.
(B) "Public entity" shall not include the following:
(i) The Department of Water Resources as to any project under the jurisdiction of that department.
(ii)The Department of Transportation as to any project under the jurisdiction of that department.
(iii) The Department of Parks and Recreation as to any project under the jurisdiction of that department.
Attachment No. 9
Page 1 of 4
(iv) The Department of Corrections and Rehabilitation with respect to any project under its jurisdiction
pursuant to Chapter 11 (commencing with Section 7000) of Title 7 of Part 3 of the Penal Code.
(v) The Military Department as to any project under the jurisdiction of that department.
(vi)The Department of General Services as to all other projects.
(vii)The High-Speed Rail Authority.
(4) "Public works project"means the erection, construction, alteration, repair, or improvement of any public
structure,building,road, or other public improvement of any kind.
(5) "Subcontractor" means any type of contractor within the meaning of Chapter 9 (commencing with
Section 7000) of Division 3 of the Business and Professions Code who either is in direct contract with a
contractor or is a lower tier subcontractor.
(d)(1)(A) Upon receipt of a claim pursuant to this section, the public entity to which the claim applies shall
conduct a reasonable review of the claim and, within a period not to exceed 45 days, shall provide the
claimant a written statement identifying what portion of the claim is disputed and what portion is
undisputed. Upon receipt of a claim, a public entity and a contractor may, by mutual agreement, extend the
time period provided in this subdivision.
(B) The claimant shall furnish reasonable documentation to support the claim.
(C) If the public entity needs approval from its governing body to provide the claimant a written statement
identifying the disputed portion and the undisputed portion of the claun, and the governing body does not
meet within the 45 days or within the mutually agreed to extension of time following receipt of a claun sent
by registered mail or certified mail, return receipt requested, the public entity shall have up to three days
following the next duly publicly noticed meeting of the governing body after the 45-day period, or
extension, expires to provide the claimant a written statement identifying the disputed portion and the
undisputed portion.
(D) Any payment due on an undisputed portion of the claim shall be processed and made within 60 days
after the public entity issues its written statement. If the public entity fails to issue a written statement,
paragraph(3) shall apply.
(2)(A) If the claimant disputes the public entity's written response, or if the public entity fails to respond to
a claim issued pursuant to this section within the time prescribed, the claimant may demand in writing an
informal conference to meet and confer for settlement of the issues in dispute. Upon receipt of a demand in
writing sent by registered mail or certified mail, return receipt requested, the public entity shall schedule a
meet and confer conference within 30 days for settlement of the dispute.
(B) Within 10 business days following the conclusion of the meet and confer conference, if the claim or any
portion of the claim remains in dispute, the public entity shall provide the claimant a written statement
identifying the portion of the claim that remains in dispute and the portion that is undisputed. Any payment
due on an undisputed portion of the claim shall be processed and made within 60 days after the public entity
issues its written statement. Any disputed portion of the claim, as identified by the contractor in writing,
shall be submitted to nonbinding mediation, with the public entity and the claimant sharing the associated
costs equally. The public entity and claimant shall mutually agree to a mediator within 10 business days
after the disputed portion of the claim has been identified in writing. If the parties cannot agree upon a
mediator, each pariy shall select a mediator and those mediators shall select a qualified neutral third party to
Attachment No. 9
Page 2 of 4
mediate with regard to the disputed portion of the claim. Each party shall bear the fees and costs charged by
its respective mediator in connection with the selection of the neutral mediator. If inediation is unsuccessful,
the parts of the claim remaining in dispute shall be subject to applicable procedures outside this section.
(C) For purposes of this section, mediation includes any nonbinding process, including, but not limited to,
neutral evaluation or a dispute review board, in which an independent third party or board assists the parties
in dispute resolution through negotiation or by issuance of an evaluation. Any mediation utilized shall
conform to the timeframes in this section.
(D) Unless otherwise agreed to by the public entity and the contractor in writing, the mediation conducted _
pursuant to this section shall excuse any further obligation under Section 20104.4 to mediate after litigation
has been commenced.
(E) This section does not preclude a public entity from requiring arbitration of disputes under private
arbitration or the Public Works Contract Arbitration Program, if inediation under this section does not
resolve the parties' dispute.
(3) Failure by the public entity to respond to a claim from a contractor within the time periods described in
this subdivision or to otherwise meet the time requirements of this section shall result in the claim being
deemed rejected in its entirety. A claim that is denied by reason of the public entity's failure to have
responded to a claim, or its failure to otherwise meet the time requirements of this section, shall not
constitute an adverse finding with regard to the merits of the claim or the responsibility or qualifications of
the claimant.
(4) Amounts not paid in a timely manner as required by this section shall bear interest at 7 percent per
annum.
(5) If a subcontractor or a lower tier subcontractor lacks legal standing to assert a claim against a public
entity because privity of contract does not exist, the contractor may present to the public entity a claim on
behalf of a subcontractor or lower tier subcontractor. A subcontractor may request in writing, either on his
or her own behalf or on behalf of a lower tier subcontractor, that the contractor present a claim for work
which was performed by the subcontractor or by a lower tier subcontractor on behalf of the subcontractor.
The subcdntractor requesting that the claim be presented to the public entity shall furnish reasonable
documentation to support the claim. Within 45 days of receipt of this written request, the contractor shall
notify the subcontractor in writing as to whether the contractor presented the claim to the public entity and,
if the original contractor did not present the claim, provide the subcontractor with a statement of the reasons
for not having done so.
(e) The text of this section or a summary of it shall be set forth in the plans or specifications for any public
works project that may give rise to a claim under this section.
(� A waiver of the rights granted by this section is void and contrary to public policy, provided, however,
that (1) upon receipt of a claun, the parties may mutually agree to waive, in writing, mediation and proceed
directly to the commencement of a civil action or binding arbitration, as applicable; and (2) a public entity
may prescribe reasonable change order, claim, and dispute resolution procedures and requirements in
addition to the provisions of this section, so long as the contractual provisions do not conflict with or
otherwise impair the timeframes and procedures set forth in this section.
(g)This section applies to contracts entered into on or after January 1, 2017.
Attachment No. 9
Page 3 of 4
(h) Nothing in this section shall impose liability upon a public entity that makes loans or grants available
through a competitive application process, for the failure of an awardee to meet its contractual obligations.
(i) This section shall remain in effect only until January 1, 2020, and as of that date is repealed, unless a
later enacted statute,that is enacted before January 1, 2020, deletes or extends that date.
Attachment No. 9
Page 4 of 4
CITY COUNCIL MINUTES APRIL 9, 2019
3. CONSENT CALENDAR(Continued)
3.13 Appropriation of $544,382 in State of California Office of Emergency Services
funding received. (C2500.H)
ACTION: 1) Accepted into the city's revenue budget $544,382 in strike team
reimbursements from State of California Office of Emergency Services and authorized the
appropriation of$544,382 to the following expenditure account numbers:
100.3021.50221, General Fund—Overtime-Safety $522,680.69
100.3021.53860, General Fund—Strike Team Expenditures 21,701.31
$544,382.00
3.14 Final Acceptance of Bid No. 189-04; Exterior Painting at the Main and Branch
Libraries; and authorization to file Notice of Completion with the County Recorder.
(A2100.0; AGR-6653)
ACTION: Accepted Exterior Painting at the Main and Branch Libraries project as
complete; and authorized the Mayor and City Clerk to execute the Notice of Completion.
3.15 Claims for Damages. (C3200.0)
ACTION: Denied the following claims for damages and referred to City Attorney and
Claims Adjuster:
a. Octavio Fletes
b. Mercury Insurance a/s/o Jessica Patsos
c. Eleanor Somers
d. Mark Somers
e. Kelly Alcala
f. Allstate Insurance a/s/o Oscar and Teresa Brandi
g. Mercury Insurance a1s/o Miguel Barrios
3.16 Award of Contract to All Cities Engineering,Inc.for Community Development Block
Grant Americans with Disabilities Act Wheelchair Access Ramps at Various
Locations Project Fiscal Year 2018-19; Bid No. 189-21. (A2100.0; AGR-6754)
ACTION: Awarded the contract in the amount of$207,910 to All Cities Engineering,Inc.
of Jurupa Valley, California and authorized the Mayor and City Clerk to execute on behalf
of the City. ,
3.17 Award of Contract to All American Asphalt for Annual Pavement Maintenance at
Various Locations Project Fiscal Year 2018-19; Bid No. 189-23.(A2100.0;AGR-6755)
ACTION: 1) Authorized the transfer of $275,000 from 263.5011.56330.20187, Tustin
Street Rehabilitation to 263.5011.56330.13120, Pavement Management Program; 2)
Awarded the contract in the amount of$5,369,997 to All American Asphalt of Corona,
California and authorized the Mayor and City Clerk to execute on behalf of the City; and
3)Authorized the City Manager to approve contract change orders up to 5%of the contract
amount.
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