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AGR-6980.02 - PAUL MORTE TECHNICAL SERVICES - SMALL BUISNESS ASSISTANCE GRANT; COVID-19 PANDEMICI b"I'80.o CITY OF ORAiYGE SR IALL BUSINESS ASSISTANCE PROGRAM GRANT AGREEMENT This SMALL BUSINESS ASSISTANCE PR GRAM GRANT AGREEMENT Grant Agreement") is made and entered into as of che r day of C 2020("Effeclive Date") by and benveea the CITY OF ORANGE, a municipal corporation (°`City"), and PAUL F. MORTG ("Recipient"), doing business as PAUL MORTE TECT-INTCAL SERViCES, a soic proprietorship,with reference to the following: RECITALS WAEREAS, the novel coronavirus (COVID-19) has become a world-wide pandemic, in which the federal, state, county and city overnments; including the City aC Orange, have all declared a state of emergency; and WHEREAS, the efforts to minimize the spread of COVID-19 have, among other things, created for many Orange businesses the loss of income as a result of a significant reduction of hours and operations, hindering the ability to keep up with payrolls, rents,mortgages, utility bills, business operations and other related expenses; and WFIEREAS, the City has determined that encoura ing and promating stability amon, commercia) businesses and their employees is conducive to the public health and welfare of the City; and WHERFAS, lhe Cammunity Developmznt B(ock Grant pro ram has made available to the City, funds ta be used for certain specific purposes related ta small businesses and'the retention of their low-and moderate-income employees; and WHEREAS, the City wishes to grant to Recipient, and Recipient wishes to receive said grant funds. NOW, TAEREFORE, both the City and Recipient, in consideralion ol' the mutual promises, covenants and conditions contained herein and the substantial publie benefits to be derived thcrefrom, do hereby agree as follow's: AGREEMENT 1. Purpose of Grant. This Small Business Assistance Program Grant ("Grant") is a varded by the City to Recipient for the sole purpose of retaining low- and moderate-income employees, defined as employees earning < 80°/4 of the HUD Area Median Income during the economic emergency caused by the COV(D-19 pandemic. 2. Total Amount of Crant. The Grant awarded to Recipient shall be in the amount oFTWENTY THOUSAND DOLLARS and 00/100 ($20,000.00), payable in one lump sum, and subject to the terms and canditi ns concained herein. 3. Recinient 06IiEations. A. Recipient acknowledge the certifications and promises contained in the Small Business Assistance Program Participanl Certification, attached as Exhibit "A" and incorporated herein, includina acknowledgement of dte federal prohibition on the receipt of benefits, including insurance payments, totaling more than the documented losses for thc applicable period oFtime and the promise to repay any such escess assistance,and aarees to abide by them during the term of this Grant Agreement. Ii. Recipient shall retain those employees designated in the Grant Application approval as low-and moderate-income for a period not less than ninety(90) days after receipt of the Grant at the same or better rate of pay and with the same or bztter benefits as those existing as of the date of this Grant Agreement. C. Recipient shall maintain payroll records showing thc datc, designated employee's name, rate of pay; and benefits during the term of this Grant Agreement. At the expiration of ninety (90) days afier receipt of the Grant, Itecipient shall submit to the City the • Certi6cation of Compliance letter that is attached hereto as Exhibit"B" and provide the required payroll records and any additional documentation requested by the City. City shall review said records for compliance with the terms and conditions of this Grant AgreemenG Review of Pavroll Records bv Citv. After e view of the Certification of Compliance letter, the paycoll records and any other dacumentatian suhmitted by Recipient, City will either: A. Approve said records, in vhich case Recipient vill not incur any obligation to repay the Grant and this Grant Agreement will terminate;or B. Disapprovc said recards, in which case Recipient will be obligated to repay to City those amounts determined by City to have been not used for the intended purpose of this Grant Agreement. 5. Repavment of Grant. If Recipient is requircd to repay all or part of thc Grant, said repayment to City shall be made according to a schedule as determined by the City. 6. Governin Law and Venue. Titis Grant Agreement shall be construed in accordance with and governed by the Iaws of the State of California and Recipient agrees to submit to the jurisdiction of California courts. Venue fnr any dispute arising under tl is Grat t Agrccment shall be in Orange County, California. 7. Tateeration. This Grant Agreement constitutes thc entire agreement of the parties. No olhcr agreemen, oral or vritten, pertaining to thc duties and obligations of each party undcr 2 this Grant Agreement shall be of any farce or effect unless it is in writing and signed by both partics. 8. Notice. Except as olherwise provided herein,all notices rec uired under this Grant Agrcemene shall be in writin and delivered personally, by e-mail, or by first class U.S. mail, postage prepaid, to each party at the address listed bclow. Either party may change the notice address by notifying the other party in writing. Notices shall be deemed received upon receipt of same or vithin three(3) days of deposit in the U.S. Mail,whichever is earlier. Notices sent by e- mail shall be dee ned received on the date of the e-mail transmission. RECIPIENT" CTTY" Paul Morte Technical Services City of Orange 946 N.Main Street 300 E. Chapman Avenue Orange, CA 92567 Orange, CA 92866-1591 Attn.: Paul I=.Mortc Attn.: Aaron Schulzc Telephone: 714-53-9540 Tclephone: 7 I 4-?44-2202 E-Mail:pmts@pacbell.net E-Mail: aschulzeCcityoforange.org 9. Counternarts. This Grant Agreement may be executed in one or morc • counterparts, each of which shall be deemed an original, but all of which together shall constitute onc and the same instrument. Signatures transmitted via facsimile and electronic mail shall have the same effect as original signatures. IN WITNESS of this Grant Agreement,the parties have entered into this Grant Agreement as of thc ycar and day first above writtcn. RECiPIENT" CITY" PAUL F. N10RTE, a sole proprietorship CITY OF ORANGE, a municipal corporation B gY• Y• Printed Name:Paul F. Morte Ric o, Ciry Manager Title: Owner By: APPROVED AS TO FORM: Printed Name: fitle: Mary E. Bi ning Senior Assistant City Attorney 3 i EXHIBIT "A" CITY OF ORANGE SMALL BUS[PYESS ASSISTANCE PROGRAM PARTICIPANT CERTIFICATION Beneath this sheet] 4 i y of City of Orange Small Business Assistance Program APPLICATION PACKET Applications accepted beginning May 26, 2020 The purpose of this g rant program is to assist small business owners in Orange that have been adversely affected by C VID-19 to retain jobs that are held by their low and moderate-income workers. Funds will be provided to assist with payroll costs for qualified small businesses that pledge to keep their low and moderate-income employees employed for three months after receiving the grant. Whv can qualify? 1. The business is physically located in Orange, has been in the City for a minimum of one year and is not a franchise or part of a chain of more than three locations. 2. The business is a for profit business with at least 2, but not more than 50 employees. 3. The business has gross annual revenues of at least$100,000, but no more than $5 million. 4. The business has experienced at least a 25% reduction in revenue due to COVID-19 and is able to provide documentation showing the loss in revenue. 5. 50% of employees of the business meet low- and moderate-income requirement of <_80% of the HUD Area Median Income. 6. The business continues to operate legally during the COVID-19 crisis and the designated employees are actively working at the business. 7. The business has not received full coverage of employee payroll from an insurance provider or any other entity. 8. The business has had no major code violations in the last twelve months. 9. Adult businesses, massage parlors, and largely cash-based businesses are not eligible. 10. Individuals that own or have interest in more than one business may be limited to one grant total i.e., if a person has ownership interest in three businesses, only one of those businesses may receive a grant under this program). How much is the grant? The grant is to be used for payroll costs for your low- and moderate-income employees for three months up to a maximum of $20,000. How do I appl? Complete the Grant Application online at www.citvoforanqe.ora and attach all the required information on the Document Checklist. You will receive an email advising you that your application has been received. An incomplete application wilf delay the review of your application. Listed documentation is a minimum requirement and staff may request additional documentation to determine eligibility. If you have any questions, please email Aaron Schulze, Senior Administrative Analyst at aschulzeQa citvoforanqe.orq, or call (714) 744-2202. Funding is limited and will be disbursed on a first come, first served basis. Small Business Assistance Program Application BUSINESS INFORMAl10N : Name of Business Paul F. Morte dba Paul Morte Technical Services 7ype of eusiness(e.g.,LLC,corporation,sole proprietorship) ole Proprietorship Address of Business 46 N. Main St. Business Employer ldentification Number(EIN} Years in Business of Employees of Employees Meeting Low/Mod Incane City Business License Number Requirement 5 33022 QWNER WFORMATION OWNER CO-OWNER Nam e Nam e Paul F Morte Social Security Number Contact Phone(area code) .Social Security Number Contact Phone{area code) 14-532-9540 Present Address(sVeet,city,state,zip)Present Address(sVeet,city,state,zip) 2310 E. Alden Ave.,Anaheim, CA 92806 Email Address Email Address pmts@pacbell.net INCOME REQUIREMENTS See Income Veriflcation Foim for details on income requirements for eligible employees. ^ BUSINESS INCOME INFORMATION 2019 INCOME 2020.INCOME(USE THE SAIUIE MONTHS AS 2019) Month#1 Gross Sales 44,991.00 Month#1 Gross Sales 25,514.32 Month of April Month ofApril Month#2 Gross Sales 39,685.00 Month#2 Gross Sales 25,319.29 Month of May , Month of May Please provide a brief explanation of the adverse economic effects COVID-19 has had on your business:Music Industry Service business shutdown in all areas have greatly reduced our income while expenses remain burdensome. I received an Economic Injury Disaster Grant on July 6, 2020 SBAD TREAS 310 MISC PAY EIDG:3307859701 CCD ID: . REQUIRED DOCUMENTS—SEE DOCUMENT CHECKLIST FOR DOCUMENTS ACCEPTED FOR VERIFlCATION 1. Revenue statements for 2 months in 2020 verifying 25% less revenue than the same months in 2019 2. Revenue statements for the same iwo months in 2019 2. Annual re enue statement for 2019 3. Payroll records for each qualifying employee 4. Documentation for any other CARES Act funds that you have received (PPP, EIDL...etc.) 2 Small Business Assistance Program Application ACKNOWLEDGMENT AND CERTIFICATION Acknowledgement: IM/e understand that this grant is being provided by the City of Orange based solely upon the information that I/we have provided in this application. I/We also cert'rfy that there are no outstanding tax liens or legal judgements against the business. Certification: I/We certify that the information provided in this application is true and complete to the best of my/our knowledge as of the date set forth opposite my/our signature(s) in this application and acknowledge my/our understanding that any intentional or negligent misrepresentation(s) of the information contained in this application may result in civil liability and/or criminal penalties. By signing below, I/we certify that the above statements are true and correct to the best of my/our knowledge. I/We understand that a false statement may disqualify me/us from benefits. Owner As1ef a$ea,aaa a=m Date Co-Owner Signature Date a a«s o.o ao r„5,=dde 08/26/2020 e_'..m..__._....__.__.._____._ 3 City of Orange Small Business Assistance Program wner Participant Certification Business Name Paul F Morte dba Paul Morte Technical Services BU51neS5 Addl'eSS 946 N. Main St., Orange, CA 92867 In order to participate in the City of Orange Small Business Assistance Program ("Program") and receive a grant, the City of Orange ("City") requires that you ("Recipient") and your staff, if applicable, certify the following: You own a small business that employs between 2 and 50 employees. Your business is aperating during the COVID-19 crisis and your qualified employees are working at the business. 50% of your employees who are holding the jobs retained, make less than the low-,and moderate-income requirement of 8Q% of the H U D Area Median Income (see Income Verification Form for details). Your business has been in operation in Orange for at least one year. Your business has experienced a revenue decrease of at least 25% compared to 2019, because of the impact of COVID-19. Your business is not a franchise and is not a chain of four or more locations. You commit to continue operating and keep your low and moderate-income employees employed at your business for a minimum of three months after receipt of the grant funds. Notwithstanding any other rights of the City under other Sections of this Certification or applicable law, if the Recipient violates any of the terms, covenants or provisions of the Certification, or if any representation or warranty made by the Recipient in this Certification or in any document or application submitted in connection with this Certification or the Program shall prove false or misleading, or if, in the sole judgment of the City, the conduct of the Recipient is such that the interests of the City have been or are likely to be impaired or prejudiced, the City shall thereupon have the right to terminate any grant or withhold payments due under the Program and/or demand and obtain the .return of payments already made which are equal to the damages the City may have already suffered due to a breach by the Recipient. Any such action by the City shall not give rise to any cause of action for damages against the City. 3 CERTIFICATIONS 1) I certify that my business has been in operation for at least one year in the City of Orange. 2) I certify that I currently employ a total of 5 +employees. 3) I certify that at least 50% of my current employees make less than the low- and moderate-income requirement of <_80% of the HUD Area Median Income. 4) I certify that as a result of COVID-19, my business experienced at least a 25% decrease in revenue for two consecutive months after January 1 st, 2020, compared to the average revenue for the same two-month period in calendar year 2019 (or average monthly revenue based an total 2019 sales). 5) I certify that my business did not receive full coverage of employee payroll from an insurance provider or any other entity. 6) I certify that the total CARES Act assistance (PPP, EIDL...etc.) that my business has received is $5,000.00 7) I certify that my business is continuing to operate during the COVID-19 crisis. 8) I certify that my business will retain and pay the listed employees their salary for a three-month period commencing on the date of receiving their reimbursement and the employee is v+iorking at the business. 9) I certify that my business will comply with all laws and rules applicable to the program, including City, state and federal laws. 10) I certify that I have not misrepresented the eligibility of my business for the Program. By signing below, I certify that the above statements are true and correct to the best of my knowledge and belief. I understand that willful or fraudulent submission of a materially false statement in connection with this certification may disqualify my business from eligibility for the Program benefits and may subject my business or myself to criminal charges. This certification shall be deemed executed in the City of Orange and State of California and shall be governed and construed in accordance with the laws of the State of California and the laws of the United States. aaipno.lvia5oamles Pocrs.com....................... I`-' C 08/26/2020 Kay 4]a3loce5<Ole64ec3(a'lStONolt68ti Business wner Signature) Date} Business Owner Signature) Date) 4 City of Orange Smali Business Assistance Program—Document Checklist Document Why we need this Documents accepted Signed participatfon Verification that the business empCoys between 2 and certification 50 employees,has experienced a loss of revenue,has a commitment to retain employees by participating in this program, employees meet income qualifications and has not already been fulfy reimbursed by insurance for wages. Revenue statements for Qocumentation of revenue fol(owing COVID-i9 impact One or more of the following for the entire impacted periad:point-of- two consecuti e months in sa(es reports,sales reports{demonstrating fees collected or earned 2020 income), bank statements, quarterly safes tax filings, or CPA- certified profit&loss statements for two consecutive months-in 2020 Revenuestatementsfor Comparison of typical operating revenue to verify One or more of the following for the same two months in 20t9: the same two consecutive loss of revenue as a result of COVID-19 point-of-sales reports,sales reports(demonstrating fees collected months in 2019 or earned income),bank sTatements,quarterly sales tax filings,or CPA-certified profit&loss statements for two consecutive m onths in 2019 Annual revenue statements Comparison of typical operating revenue to verify One or more of the following for total 2019 sales:point-of-sales for 2019 loss of revenue as a result of COVID-t 9 reports,sales reports (demonstrating fees collected or earned income), bank statements,quarterly sales tax filings, 2019 tax reiurns, CPA-certified profit & loss statements, 2019 Tax Returns{all pages),or Federa199d Income verification forms To determine if your employees meet the income filled out and signed by each requirements for the program C lick Here for Income Verification Form employee) Payrotl records for each To verify emp(oyment Payroll records or cancelled checks to each employee employee Proof of Orange tocation To erify that the business is located in the City City of Orange business license number on application,signed federal tax forms,signed copy of lease agreement,or 3 months of operational bills I If you do not have a C!ty buslness 1lcense you w/l!be requ!ed to obtaln one prlor to fund dlstrlbutlon 5 EXHIBTT"B" CERTIFICATI.ON OF COMPLIANCE Beneath this shcec] r 5 Date: Lisa Tamburelli Comrriunity Services Department City of Orange 300 East Chapman Avenue Orange, California 92866 Re: Certification of Compliance Pursuant to City of Orange Small Business Assistance Program Grant Agreement Dear Ms. Tamburelli: This Certification is submitted to the City of Orange in accordance with the Small Business Assistance Program Grant Agreement ("Agreement"), and constitutes the Final Compliance Report. The undersigned authorized representative(s) of PAUL MORTE TECHNICAL SERVICES, hereby certifies(y) each of the following statements: 1.The 90-day compliance period for this Agreement began on October 1, 2020, and ended on January 1, 2021. 2. During the compliance period, the business continued to operate legally. 3. During the compliance period, the business continued to employ all of its Low-and Moderate-Income (LMI) employees. 4. Both prior to and during the compliance period, the business did not receive federal, state or local assistance or insurance payments totaling more than the documented losses for the applicable period of time. 5. The enclosed payroll documentation is accurate and reflects the continued employment of the LMI employees. Dated: Signature: By: Paul F. Morte Title: Owner