HomeMy WebLinkAbout2017 01-01 thru 06-30 Alvarez 460Recipient Committee
Campaign Statement
Cover Page
SEE INSTRUCTIONS ON REVERSE
Statement covers period
from 01 /01 /2017
through 06/30/2017
1. Type of Recipient Committee: All Committees — Complete Parts 1, 2, 3, and 4.
Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure
0 State Candidate Election Committee Committee
0 Recall 0 Controlled
(Also Complete Parts) 0 Sponsored
(Also Complete Part 6)
❑ General Purpose Committee
0 Sponsored
0 Small Contributor Committee
0 Political Party/Central Committee
3. Committee Information
❑ Primarily Formed Candidate/
Officeholder Committee
(Also Complete Part 7)
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE)
MIKE ALVAREZ FOR CITY COUNCIL 2016
STREETADDRESS (NO P.O. BOX)
COVER PAGE
Date Stamp
I4t` I%�a
CITY CLERK
Date of election if applicable: Page I of —
(Month, Day, Year) n r JUL 3 I t3 2: 24 For Official Use Only
2. Type of Statement:
❑ Preelection Statement ❑ Quarterly Statement
Semi-annual Statement ❑ Special Odd -Year Report
❑ Termination Statement
(Also file a Form 410 Termination)
❑ Amendment (Explain below)
I.D. NUMBER t Treasurer(s)
1350998
NAME OF TREASURER
G. DAVID PIPER
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE/PHONE
ORANGE CA 92867
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX
CITY STATE ZIP CODE AREA CODE/PHONE
OPTIONAL: FAX / E-MAIL ADDRESS
R
CITY STATE ZIP CODE AREA CODE/PHONE
ORANGE CA 92867 _
NAME OF ASSISTANT TREASURER, IF ANY
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE/PHONE
OPTIONAL: FAX / E-MAIL ADDRESS
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of y knowledge the information co�taine and in the attached schedules is true and complete. I
certify under penalty of perjury under the laws of the State of California that the foregoing is tr and c rect.
Executed on - 7 wz 4 / 7
'% Date
Executed on -- - r — 9 — 17
Date nsor
Executed on By
Date Signature of Controlling Officeholder, Candidate, State Measure Proponent
Executed on By
Date Signature of Controlling Officeholder, Candidate, State Measure Proponent
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fDnc.ca.sov (866/275-37721
Recipient Committee
Campaign Statement
Cover Page — Part 2
5. Officeholder or Candidate Controlled Committee
NAME OF OFFICEHOLDER OR CANDIDATE
MIKE ALVAREZ
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE)
ORANGE CITY COUNCIL
RESIDENTIAUBUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP
ORANGE, CA 92867
Related Committees Not Included in this Statement: List any committees
not included in this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODE/PHONE
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODE/PHONE
COVER PAGE - PART 2
Page 2 of 8
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
BALLOT NO. OR LETTER JURISDICTION
❑ SUPPORT
❑ OPPOSE
Identify the controlling officeholder, candidate, or state measure proponent, if any.
NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
DISTRICT NO. IF ANY
7. Primarily Formed Candidate/Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
Attach continuation sheets if necessary
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Campaign Disclosure Statement Amounts may be rounded
Summary Page to whole dollars.
from
Statement covers period
01/01/2017
SUMMARY PAGE
06/30/2017
3 8
SEE INSTRUCTIONS ON REVERSE
through
Page of
NAME OF FILER
I.D. NUMBER
ALVAREZ FOR CITY COUNCIL 2016
1350998
Contributions Received
Column A
TOTAL THIS PERIOD
Column B
Calendar Year Summary for Candidates
(FROM ATTACHED SCHEDULES)
CALENDAR YEAR
TOTAL TO DATE
Running in Both the State Primary and
General Elections
1. Monetary Contributions ...................................................
Schedule A, Line 3
1000.00
$ $
1000.00
2. Loans Received ................................................................
Schedule B, Line 3
0.00
0.00
1/1 through 6/30 7/1 to Date
3. SUBTOTAL CASH CONTRIBUTIONS ..............................
Add Lines 1 + 2
1000.00
$ $
1000.00
20. Contributions
Received $ $
4. Nonmonetary Contributions ............................................
Schedule C, Line 3
0.00
0.00
21. Expenditures
5. TOTAL CONTRIBUTIONS RECEIVED ....................................Add
Lines 3 + 4
$ 1000.00 $
1000.00
Made $ $
Expenditures Made
6. Payments Made .............................................
.................. Schedule E, Line 4
$
2436.00
$ 2436.00
7. Loans Made ............................. ..........................
.............. Schedule H, Line 3
0.00
0.00
8. SUBTOTAL CASH PAYMENTS ..........................................
Add Lines 6 + 7
$
2436.00
$ 2436.00
9. Accrued Expenses (Unpaid Bills) ..........................................
Schedule F, Line 3
0.00
2183.44
10. Nonmonetary Adjustment .........................................................
Schedule C, Line 3
0.00
0.00
11. TOTAL EXPENDITURES MADE ........................................
Add Lines 8 + 9 + 10
$
2436.00
$ 4619.44
Current Cash Statement
12. Beginning Cash Balance ............................
Previous Summary Page, Line 16
$
2751.81
To calculate Column B,
13. Cash Receipts ...........................................................
Column A, Line 3 above
1000.00
add amounts in Column
14. Miscellaneous Increases to Cash ..................................
Schedule 1, Line 4
o.00
A to the corresponding
amounts from Column B
15. Cash Payments .........................................................
Column A, Line 8 above
2436.00
of your last report. Some
amounts in Column A may
16. ENDING CASH BALANCE ..................Add Lines 12 + 13 + 14, then subtract Line 15
$
1315.81
be negative figures that
If this is a termination statement, Line 16 must be zero.
should be subtracted from
previous period amounts. If
this is the first report being
17. LOAN GUARANTEES RECEIVED ................................
Schedule B, Part 2
$
0.00
filed for this calendar year,
only carry over the amounts
from Lines 2, 7, and 9 (if
Cash Equivalents and Outstanding Debts
18. Cash Equivalents ................................................
see instructions on reverse
$
0.00
any).
19. Outstanding Debts ..............................
Add Line 2 + Line 9 in Column B above
$
2183.44
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made*
(it Subject to Voluntary Expenditure Limit)
Date of Election Total to Date
(mm/dd/yy)
J $
I I ------ J- $
*Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Schedule A Amounts may be rounded SCHEDULE A
..L�I� J_11___
Monetary Contributions Received
Statement covers period
p
�I
CALIFORNIA
460
01 /01 /2017
from
FORM
06/30/2017
4 8
SEE INSTRUCTIONS ON REVERSE
through
Page of
NAME OF FILER
I.D. NUMBER
ALVAREZ FOR CITY COUNCIL 2016
1350998
DATE
FULL NAME, STREETADDRESS AND ZIP CODE OF CONTRIBUTOR
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
AMOUNT
CUMULATIVE TO DATE
PER ELECTION
RECEIVED
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
CODE
OCCUPATION AND EMPLOYER
RECEIVED THIS
CALENDAR YEAR
TO DATE
(IF SELF-EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 -DEC. 31)
(IF REQUIRED)
OF BUSINESS)
El IND
ORANGE CITY FIREFIGHTERS PAC#931071
(� COM
06J25/17
176 S. GRAND ST
❑ OTH
1000.00
1000.00
1000.00
ORANGE, CA 92866
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
SUBTOTAL $ 1000.00
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.).........................................................................................................$
2. Amount received this period — unitemized monetary contributions of less than $100 ...........................$
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.)......................TOTAL $
111 1 /
1 11
/11 /1
'Contributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
w tmw fnnr ra anti
Schedule E
Payments Made
SEE INSTRUCTIONS ON REVERSE
ALVAREZ FOR CITY COUNCIL 2016
Amounts may be rounded
to whole dollars.
SCHEDULE E
Statement covers period CALIFORNIA
from 01 /01 /2017 FORMthrough 06/30/2017 Page 5 of 8
I.D. NUMBER
1350998
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP
campaign paraphernalia/misc.
MBR
member communications
RAD
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)'
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing/ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff/spouse travel, lodging, and meals
IND
independent expenditure supporting/opposing others (explain)"
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate/sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
G. DAVID PIPER, CPA
1500 E. KATELLA AVE STE 7
PRO
1436.00
ORANGE, CA 92867
ORANGE CITY FIREFIGHTERS PAC #931071
REFUND OF AUGUST 1, 2016 CONTRIBUTION -
176 S. GRAND ST
RFD
DEPOSITED IN ERROR. REFUND CHECK DATED
1000.00
ORANGE, CA 92866
3/15/2017.
* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 2436.00
Schedule E Summary
1. Itemized payments made this period. (Include all Schedule E subtotals.)........................................................................
2. Unitemized payments made this period of under$100.....................................................................................................
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column(e).)........................................
4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.)...
2436.00
0.00
0.00
....................... TOTAL $
2436.00
FPPC Form 460 (1an/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
SCHEDULE F
Schedule F Amounts may be rounded
Accrued Expenses (Unpaid Bills) to whole dollars.
SEE INSTRUCTIONS ON REVERSE
OF FILER
ALVAREZ FOR CITY COUNCIL 2016
Statement covers period CALIFORRIA
460
from 01 /01 /2017 FORM
through 06/30/2017 6 8
Page of
I.D. NUMBER
1350998
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP
campaign paraphernalia/misc.
MBR
member communications
RAD
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)*
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing/ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff/spouse travel, lodging, and meals
IND
independent expenditure supporting/opposing others (explain)*
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate/sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (internet, e-mail)
NAMEAND ADDRESS OF CREDITOR
CODE OR
(
OUTSTAA NDING
(
AMOUNT INNCURRED
(c)
AMOUNT PAID
(
OUTSTAA NDING
(IF COMMITTEE, ALSO ENTER I.O. NUMBER)
DESCRIPTION OF PAYMENT
BALANCE BEGINNING
THIS PERIOD
THIS PERIOD
BALANCE AT CLOSE
OF THIS PERIOD
(ALSO REPORT ON E)
OF THIS PERIOD
MIKE ALVAREZ
2183.44
0.00
0.00
2183.44
ORANGE, CA 92867
SUBVENDOR:
AVILA'S EL RANCHITO, 182 SOUTH ORANGE ST
FND
ORANGE, CA 92866 $100
SUBVENDOR:
AVP PRINTING, 12131 N. TUSTIN AVE
LIT
SEE
PAGES 7 & 8
ORANGE, CA 92807 $300
* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTALS $ 2183.44 0.00 $ 0.00 2183.44
Schedule F Summary
1. Total accrued expenses incurred this period. (Include all Schedule F, Column (b) subtotals for
accrued expenses of $100 or more, plus total unitemized accrued expenses under $100. 0.00
P P p ) ..............................................INCURRED TOTALS $
2. Total accrued expenses paid this period. (Include all Schedule F, Column (c) subtotals for payments on
accrued expenses of $100 or more, plus total unitemized payments on accrued expenses under$100.)................................... PAID TOTALS $ 0.00
3. Net change this period. (Subtract Line 2 from Line 1. Enter the difference here and
onthe Summary Page, Column A, Line 9.)................................................................................................................................................................................... NET $ 0.00
May be a negative number
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
Schedule F
(Continuation Sheet)
Accrued Expenses (Unpaid Bills)
ALVAREZ FOR CITY COUNCIL 2016
Amounts may be rounded
to whole dollars.
Statement covers period
from 01 /01 /2017
through
06/30/2017
SCHEDULE F (CONT.)
GALIFUMIA 460
FARM
I.D. NUMBER
0••:
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP
campaign paraphernalia/misc.
MBR
member communications
RAD
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)*
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing/ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff/spouse travel, lodging, and meals
IND
independent expenditure supporting/opposing others (explain)*
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate/sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (internet, e-mail)
* Payments that are contributions or independent expenditures must also be summarized on Schedule D.
(
(
(c)
(
NAME AND ADDRESS OF CREDITOR
CODE OR
OUTSTAA NDING
AMOUNT INNCURRED
AMOUNT PAID
OUTSTAA NDING
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
DESCRIPTION OF PAYMENT
BALANCE BEGINNING
THIS PERIOD
THIS PERIOD
BALANCE AT CLOSE
OF THIS PERIOD
(ALSO REPORT ON E)
OF THIS PERIOD
SUBVENDOR:
COGS SOUTH SIGNS, 3309 S. MAIN ST
CMP
SANTA ANA, CA 92707 $1039.78
SUBVENDOR:
PLAZA ORANGE POST OFFICE, 308 W. CHAPMAN AVE
POS
ORANGE, CA 92856 $225.60
SUBVENDOR:
MICHAELS, 1802 E. KATELLA AVE
SIGNS
ORANGE, CA 92867 $20.49
SUBVENDOR:
FED EX, 1303 E. KATELLA AVE
POSTER
ORANGE, CA 92867 $97.07
SUBTOTALS $ SEE $ PREVIOUS $ PAGE $
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Schedule F Amounts may be rounded SCHEDULE F (CONT.)
(Continuation Sheet) to whole dollars. Statement covers period • - •
Accrued Expenses (Unpaid Bills) from 01/01/2017 • -
through 06/30/2017 8 8
Page of
NAME OF FILER
I.D. NUMBER
ALVAREZ FOR CITY COUNCIL 2016 1350998
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP
campaign paraphernalia/misc.
MBR
member communications
RAID
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)*
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing/ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff/spouse travel, lodging, and meals
IND
independent expenditure supporting/opposing others (explain)*
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate/sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (internet, e-mail)
* Payments that are contributions or independent expenditures must also be summarized on Schedule D.
(
(
(c)
(
NAME AND ADDRESS OF CREDITOR
CODE OR
OUTSTAA NDING
AMOUNT INNCURRED
AMOUNT PAID
OUTSTANDING
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
DESCRIPTION OF PAYMENT
BALANCE BEGINNING
THIS PERIOD
THIS PERIOD
BALANCE AT CLOSE
OF THIS PERIOD
(ALSO REPORT ON E)
OF THIS PERIOD
SUBVENDOR:
STAPLES, 2050 N. TUSTIN AVE
CMP
ORANGE, CA 92865 $174.98
SUBVENDOR:
STAPLES, 330 S. MAIN ST
OFC
ORANGE, CA 92868 $62.73
SUBVENDOR:
ALL AMERICAN PARTY RENTALS, 2199 N. BATAVIA #B
FND
ORANGE, CA 92865 $162.79
SUBTOTALS $ SEE $ PAGE 6 $ $
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov