RES-8820 Amendment to Contract with Board of Adminstration of Public Employees' Retirement SystemRESOLUTION NO. 8820
A RESOLUTION OF INTENTION OF THE CITY COUNCIL OF THE CITY OF
ORANGE TO APPROVE AN AMENDMENT TO THE CONTRACT
BETWEEN THE BOARD OF ADMINISTRATION OF THE PUBLIC
EMPLOYEES' RETIREMENT SYSTEM AND THE CITY OF ORANGE TO
PROVIDE THE 2% @ 55 FULL AND MODIFIED FORMULA (4%
EMPLOYEE SHARING COST OF ADDITIONAL BENEFITS) FOR THE
CITY'S FULL TIME AND BENEFITED PART-TIME
NON-
SAFETY EMPLOYEES.WHEREAS, the Public Employees' Retirement Law
permits the participation of public agencies and their employees in the
Public Employees'Retirement System by the execution of a contract, and sets forth
the procedure by which said public agencies may elect to subject themselves
and their employees to amendments to said
Law; and WHEREAS, one of the steps in the procedures to amend this
contract is the adoption by the governing body of the public agency of a
resolution giving notice of its intention to approve an amendment to said
contract, which resolution shall contain a summary of the change proposed in said
contract; and WHEREAS, the PERS actuary has indicated the cost to the
City of Orange will be approximately $1.28 million over 20 years, which is
composed of a $4,026,788 unfunded liability less a savings of approximately $2.747
million to the City since employees are paying 4% of their salary towards the
cost; and WHEREAS, the following is a statement of the
proposed change:To Provide Section 20516 (4% Employee Sharing Cost
of Additional Benefits) Applicable to 2% @ 55 Full and Modified Formula
for Local
Miscellaneous Members.NOW, THEREFORE, BE IT RESOLVED that the City Council of
the City of Orange does hereby give notice of intention to approve an amendment
to the contract between the City of Orange and the Board of Administration
of the Public Employees' Retirement System, a copy of said
amendment being attached hereto, as Exhibit "A" and by this reference made a
part hereof.ADOPTED this 23'dday of
ATTEST:
1A1~~ (' n-k~.
d-City Clerk of th ity of
Orange I hereby certify that the foregoing Resolution was duly and
regularly adopted by the City Council of the City of Orange at a regular meeting
thereof held on the 23rd day of September, 1997 by the following
vote:AYES: COUNCIL MEMBERS: MURPHY, SLATER, COONTZ,
SPURGEON NOES: COUNCIL MEMBERS:
NONE ABSENT: COUNCIL MEMBERS:
ALVAREZ Cu-d~tt~City Clerk of th ity
AGENDA ITEM
September 23, 1997 Meeting
TO: Honorable Mayor and
Members of the City Council
THRU: David L. Rudat,
City Manager
FROM: Steven V. p~a , -1L
Personnel! ~s \~
Director
City Manager
Finance Director
To Be Presented By:
Steven V. Phaill
11. SUBJECT
Resolution No. 8820, A Resolution of Intention of the City Council of the City
of Orange to Approve an Amendment to the Contract Between the Board of
Administration of the Public Employees' Retirement System and the City of
Orange to Provide the 2% @ 55 Retirement Program for the City's Full Time
and Benefited Part-time Non-
Safety Employees.
12. RECOMMENDATION Staff recommends that the Orange City Council adopt the attached
Resolution of Intent and Ordinance to amend the City's contract with the
Public Employees'Retirement System providing the 2% at age 55 retirement benefit
formula for
miscellaneous employees.13.
FISCAL IMPACT The City's non-safety employees have agreed to have 4%
deducted from their salaries to pay for funding the ongoing cost of the increased benefit.
The City's contribution will not be an out-of-pocket expense, but
rather would be based upon utilizing a portion of our current and future
surplus with
the Public Employees'Retirement System.With the 4% cost-sharing by the employees, the City's
cost for this program, to be paid from the City's future surplus with PERS,
represents roughly $1.28 million over a 20 year funding horizon, or roughly $64,000 per year
for 20 years. This cost figure was developed by a PERS actuary, and a copy
of this actuarial
analysis is provided as Exhibit "8."
There are two ways of showing the $1.28 million cost to the City for this benefit, as
noted in the table below:
Unfunded
Liability Total Cost
Total $4.027 Million $8.243 Million
Employee Share $2.747 Million $6.963 Million
Employer Share $1.280 Million $1.280 Million
Column "A"Column "8"
In Column "A," the Employer Share of the $1.28 million cost consists of the following
components: 1) the retroactive unfunded liability to the City of $4,026,788; and 2)
a future savings to the City of $2.747 million because employees are paying 4% of
their salary towards this cost. In Column "8," the total cost (including the
retroactive unfunded liability plus the cost of future benefits) is roughly $8.2 million,
with employees paying $6.96 million and the City paying $1.28 million.
The City's cost, paid out of our surplus account with PERS, retroactively covers
service credit for past employees who have left the City of Orange but have not yet
retired. An analysis of the City's surplus account with PERS, as estimated by
PERS, is indicated in the table below:
Current Surplus $2.8 million
Surplus Applied to 2% @ 55 $1.3 million
Future Surplus $1.5 million
There is no impact on the City's General Fund because going to a 2% @ 55 benefit
with 4% employee cost-sharing would still leave the City's retirement account
with assets in excess of all employer liabilities. According to the PERS actuarial,
this surplus is estimated to be roughly $1.5 million after implementation of the
new benefit. In addition, the PERS actuary estimates that the City's
employer contribution rate will decrease by 0.
055%.14. AUTHORIZATION/
GUIDELINES The Public Employees' Retirement Law permits the participation of public agencies
and their employees in the Public Employees' Retirement System by the execution of
a contract, and sets forth the procedure by which public agencies may elect to
amend their
contracts.5. DISCUSSION and
BACKGROUND During the meet and confer process in 1996, the issue of implementing the PERS
2%at Age 55 retirement program became an item of discussion at the various
bargaining tables. Through this process, the City agreed to conduct a vote asking all
affected employees if they wish to increase their current retirement benefit from the 2% at
Age 60 formula to the 2% at Age 55 formula, under the condition that the employees pay
the ITEM PAGE 9/23/
cost for the increased benefit. If the majority of the affected employees voted "yes" to
pay the cost for this increased benefit, management committed to present this package
to the City Council for consideration. The City Council would then determine whether
the City would amend its contract with PERS to provide this increased benefit formula.
On Thursday, August 21, 1997, an employee vote was conducted through the City
Clerk's Office. The results of this vote showed that 81 % of the employees who voted
were in favor of paying for the PERS 2% at 55 retirement program.
OBJECTIVES
If approved by the City Council, staff believes this enhanced retirement program will
accomplish the following objectives:
1. The 2% at 55 program will speed up the goal of the City's Organizational Transition
Plan (OTP). This will occur by reducing upper management positions and replacing
them either with line-level workers that will have a direct service impact to
the community, or not replacing them at
all.2. Unlike previous retirement incentives provided to qualified employees in the
past,this program will have no out-of-pocket cost
to the City.3. This program will enhance the City's ability to attract qualified
applicants for future positions
throughout the organization.4. From a morale standpoint, this program will recognize the contributions
of our non-safety employees who have accepted a 10% salary cut during the past
5 years of the
work furlough program.DESCRIPTION OF THE 2% AT
55 RETIREMENT BENEFIT Currently, the City of Orange has two retirement plans for its
employees; Local Safety which is the 2% @ 50 formula, and Miscellaneous which is the 2% @
60 formula. The 2% @ 55 formula for miscellaneous members has been a
contract option for approximately 5 years and during this time, approximately
200 agencies, including approximately 25% of all California cities in the PERS system,
have amended their contracts to provide this
level of benefit.In Orange County, the cities of Garden Grove, Placentia, and Santa
Ana have already adopted such programs, where the employer pays the majority of the
cost for the benefit, as indicated in
the table below:Agency City
Pays Employees Pay Garden Grove 1.
943% 1.0%Placentia 4.
187% 0.0%Santa Ana 2.
266% 1.0%ITEM PAGE
As noted earlier, if adopted in Orange, our employees will pay 4.0% of their salary to
offset the costs for this benefit. In addition, at least two other Orange County cities,
Costa Mesa and Huntington Beach, are actively considering adopting this benefit for
their miscellaneous employees as well.
The PERS Retirement program is a defined benefit plan and is calculated as follows:
Years of Service x % of salary = Retirement Benefit
In any of the PERS formulas, the percentage will vary by the retiree's age at the time of
retirement. The 2% @ 60 plan means if a PERS member with 35 years of service
retires at age 60, the percentage in the formula will be 2%. This member would
multiply 2% by the number of years of service in PERS (35) to calculate their retirement
benefit, which would be 70% of final salary. In the 2% @ 55 plan, if a PERS member
has 30 years of service and retires at age 55, this member would multiply 2% by the
years of service (30) to calculate their retirement benefit, which is 60% of their final
salary.
For members who retire earlier, the percentage of pay is reduced to 1.426% at age 50,
which gradually increases for each attained age to the maximum of 2.418% at age 63.
Members age 63 or older would receive the same allowance as under the 2% at 60
formula.
If the 2% @ 55 plan were to be adopted, the following would occur:
1. All current City of Orange non-sworn eligible employees would automatically
be enrolled in this plan and all previous years of service with the City of Orange
would be credited with the new plan. Years of service at another PERS agency would
still be credited at that agency's plan rate. Former City of Orange employees that
are now working at another agency or otherwise have not started drawing
their retirement would also have their service with Orange credited at 2% @
55.2. All future eligible City of Orange employees would be enrolled at the time of hiring
in the 2% @ 55 plan for their subsequent time with Orange. If they came from
another agency, the time accrued with that agency would not be affected, and the
retirement credits for that time would be at the existing contract rate that agency had
with
PERS.CONTRACT AMENDMENT
PROCESS In order to formally amend the contract with PERS, the City, during a regular
Council meeting, must adopt this Resolution of Intent, adopt an ordinance amending
the contract, estimate the total cost of the amendment, provide for any public
comment,and then publish such notice in a local
newspaper.The Council may approve the Resolution of Intent and approve the first reading of
the Ordinance during the same Council meeting. The Government Code requires that
the ITEM PAGE 9/23/
second reading of the Ordinance must be at least twenty (20) days after the first
reading. The second and final reading is scheduled to occur on the October 14, 1997
City Council agenda. The contract amendment would become effective with PERS on
December 7,1997.
16. ATTACHMENTS
Resolution No. 8820
Ordinance No. 21-
97 Exhibit "A," Amendment to Contract Between the Board of Administration of
the Public Employees' Retirement System and the City Council of the City of
Orange Exhibit "B," PERS Actuarial Analysis dated March 11,
1997 ITEM PAGE 9/23/
CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM
Actuarial and Employer Services Division
Public Agency Contract Services
P.O. Box 942709
Sacramento, CA 94229-
2709 916)
326-3420 CERTIFICATION OF
COMPLIANCE WITH GOVERNMENT CODE
SECTION 7507 I hereby certify that in accordance with Section 7507 of the Government Code the
future annual costs as determined by the System Actuary and/or the increase in retirement benefit(s)
have been made public at a public meeting of the
City Council
governing body)of the City
of Orange
public agency)on September
23.
1997 date)which is at least two weeks prior to the adoption
of the
Resolution/Ordinance.C4A1-DA-
1~ ~ ~.AA"
A"'.r
Clerk/
Secretary City Clerk Title Date
September 25 I 1997
CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM
Actuarial and Employer Services Division
Public Agency Contract Services
P.O. Box 942709
Sacramento, CA 94229-
2709 916)
326-3420 CERTIFICATION OF GOVERNING BODY'
S ACTION I hereby certify that the foregoing is a true and correct copy of a Resolution adopted
by the
City Council
governing body)
of the City
of Orange
public agency)on September
23,
1997 .date)CA~AlAALJ~
J rlt-
Ac-ad
Clerk/
Secretary City Clerk Title
EXHIBIT "A"
AMENDMENT TO CONTRACT
BETWEEN THE
BOARD OF ADMINISTRATION
OF THE
PUBLIC EMPLOYEES' RETIREMENT SYSTEM
AND THE
CITY COUNCIL
OF THE
CITY OF ORANGE
The Board of Administration. Public Employees' Retirement System. hereinafter referred 10 as
Board, and the governing body of above public agency. hereinafter referred 10 as Public Agency.
having entered into a contract effective July 1. 1958, and witnessed May 13, 1958, and as
amended effective October 1. 1966, October 7. 1971. January 16. 1977, August 26, 1979. April
1. 1982, July 24, 1983, March 31. 1985. December 3 L 1989 and July 23, 1991 which provides
for participation of Public Agency in said System, Board and Public Agency hereby agree as
follows:
A. Paragraphs 1 through 12 are hereby stricken from said contract as executed effective July
23, 1991, and hereby replaced by the following paragraphs numbered I through 12
inclusive:
I. All words and terms used herein which are defined in the Public Employees'
Retirement Law shall have the meaning as defined therein unless otherwise
specifically provided. "Normal retirement age" shall mean age 55 for local
miscellaneous members and age 50 for local safety members.
2. Public Agency shall participate in the Public Employees' Retirement System from
and after July 1. 1958 making its employees as hereinafter provided, members of
said System subject to all provisions of the Public Employees' Retirement Law
except such as apply only on election of a contracting agency and are not provided
for herein and to all amendments to said Law hereafter enacted except those,
which by express provisions thereof, apply only on the election of a contracting
agency.
3. Employees of Public Agency in the following classes shall become members of
said Retirement System except such in each such class as are excluded by law or
this agreement:
a. Local Fire Fighters (herein referred to as local safety members);
b. Local Police Officers (herein referred to as local safety members);
c. Employees other than local safety members (herein referred to as local
miscellaneous members).
4. In addition to the classes of employees excluded from membership by said
Retirement Law, the following classes of employees shall not become members of
said Retirement System:
NO ADDITIONAL EXCLUSIONS
5. The percentage of final compensation to be provided for local miscellaneous
members for each year of credited prior and current service shall be determined in
accordance with Section 21354 of said Retirement Law, subject to the reduction
provided therein for service prior to September 30, 197 I, termination of Social
Security, for members whose service has been included in Federal Social Security
2% at age 55 Full and Modified).
6. The percentage of final compensation to be provided for each year of credited
prior and current service as a local safety member shall be determined in
accordance with Section 21362 of said Retirement Law (2% at age 50 Full).
7. Public Agency elected and elects to be subject to the following optional
provIsIOns:
a. Sections 21624, 21626 and 21628 (Post-Retirement Survivor
Allowance).b. Section 21573 (Third Level of 1959 Survivor
Benefits).c. Section 20042 (One-Year
Final Compensation).d. Section 20903 (Two Years Additional
Service Credit).e. Section 20516 (Public Agency and its employees have agreed to
share the cost of the
following benefit):2% @ 55 Full and Modified formula for local
miscellaneous members.From and after the effective date of this amendment to
contract the miscellaneous employees of Public Agency shall be assessed
an additional 4% of their compensation for a total contribution rate of 11 %
pursuant to Government Code
8. Public Agency. in accordance with Government Code Section 20790. ceased to be
an "employer" for purposes of Section 20834 effective on January 16, 1977.
Accumulated contributions of Public Agency shall be fixed and determined as
provided in Government Code Section 20834, and accumulated contributions
thereafter shall be held by the Board as provided in Government Code Section
20834.
9. Public Agency shall contribute to said Retirement System the contributions
determined by actuarial valuations of prior and future service liability with respect
to local miscellaneous members and local safety members of said Retirement
System.
10. Public Agency shall also contribute to said Retirement System as follows:
a. Per covered member, $1.50 per month on account of the liability for the
1959 Survivor Benefits provided under Section 21573 of said Retirement
Law. (Subject to annual change.) In addition, all assets and liabilities of
Public Agency and its employees shall be pooled in a single account.
based on term insurance rates, for survivors of all local miscellaneous
members and local safety members.
b. A reasonable amount, as fixed by the Board, payable in one installment
within 60 days of date of contract to cover the costs of administering said
System as it affects the employees of Public Agency, not including the
costs of special valuations or of the periodic investigation and valuations
required by law.
c. A reasonable amount, as fixed by the Board, payable in one installment as
the occasions arise, to cover the costs of special valuations on account of
employees of Public Agency, and costs of the periodic investigation and
valuations required by law.
II. Contributions required of Public Agency and its employees shall be subject to
adjustment by Board on account of amendments to the Public Employees'
Retirement Law, and on account of the experience under the Retirement System
as determined by the periodic investigation and valuation required by said
Retirement Law.
12. Contributions required of Public Agency and its employees shall be paid by
Public Agency to the Retirement System within fifteen days after the end of the
period to which said contributions refer or as may be prescribed by Board
regulation. If more or less than the correct amount of contributions is paid for any
period, proper adjustment shall be made in connection with subsequent
remittances. Adjustments on account of errors in contributions required of any
employee may be made by direct payments between the employee and the Board.
B.This amendment shall be effective on the day of 19_
BOARD OF ADMINISTRATION
PUBLIC EMPLOYEES' RETIREMENT SYSTEM
CITY COUNCIL
OF THE
CITY OF ORANGE
BY
PRESIDING OFFICERBY
KENNETH W. MARZION, CHIEF
ACTUARIAL & EMPLOYER SERVICES DIVISION
PUBLIC EMPLOYEES' RETIREMENT SYSTEM
Witness Date
Attest:
Clerk
AMENDMENT
PERS-CON-702A (Rev.